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SYRG > SEC Filings for SYRG > Form 8-K on 6-Jun-2013All Recent SEC Filings

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Form 8-K for SYNERGY RESOURCES CORP


6-Jun-2013

Unregistered Sale of Equity Securities


Item 3.02. Unregistered Sales of Equity Securities

On May 31, 2013, the Company issued:

o 202,824 shares of its restricted common stock to 21 persons in consideration for the assignment to the Company of oil and gas leases;

o 22,202 shares of its restricted common stock to George Seward, a director of the Company, in consideration for the assignment to the Company of oil and gas leases;

o 101,512 shares of its restricted common stock to one person, in consideration for the assignment to the Company of producing oil and gas properties;

o 100,000 shares of its restricted common stock to an oil and gas exploration company pursuant to an agreement disclosed in the Company's form 8-K report filed on March 12, 2013; and

o 36,334 shares of its common stock to employees pursuant to the Company's Stock Bonus Plan.

The shares of common stock described above were not registered under the Securities Act of 1933 and are restricted securities. The Company relied upon the exemption provided by Section 4(2) of the Securities Act of 1933 in connection with the issuance of these shares. The persons who acquired these shares were sophisticated investors and were provided full information regarding the Company's business and operations. There was no general solicitation in connection with the offer or sale of these securities. The persons who acquired these shares acquired them for their own accounts. The certificates representing these shares will bear a restricted legend providing that they cannot be sold except pursuant to an effective registration statement or an exemption from registration. No commission was paid to any person in connection with the issuance of these shares.

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