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CLMS > SEC Filings for CLMS > Form 8-K on 6-Jun-2013All Recent SEC Filings

Show all filings for CALAMOS ASSET MANAGEMENT, INC. /DE/ | Request a Trial to NEW EDGAR Online Pro

Form 8-K for CALAMOS ASSET MANAGEMENT, INC. /DE/


6-Jun-2013

Submission of Matters to a Vote of Security Holders, Other Ev


Item 5.07 Submission of Matters to a Vote of Security Holders.

Calamos Asset Management, Inc. ("Corporation") held its Annual Meeting of Stockholders on June 5, 2013. The stockholders: (i) elected the Corporation's nominees as Directors; (ii) approved, on an advisory basis, the compensation of the Corporation's Named Executive Officers; and (iii) ratified the appointment of McGladrey LLP as the Corporation's independent auditors. Each elected Director shall serve until the 2014 Annual Stockholders Meeting or until a successor is elected and qualified or until that person's earlier resignation, retirement, death, disqualification or removal. McGladrey LLP shall serve for the fiscal year ending December 31, 2013.

The table below shows the voting results:

                                                                                                          Broker
                                          For            Against        Withheld       Abstentions       Non-Votes
Election of Directors
John P. Calamos, Sr.                   778,439,000             n/a               0              n/a             n/a
Nick P. Calamos                        778,439,000             n/a               0              n/a             n/a
Gary D. Black                          790,726,782             n/a       2,239,058              n/a       3,656,550
Thomas F. Eggers                       790,353,297             n/a       2,712,543              n/a       3,656,550
Richard W. Gilbert                     788,795,838             n/a       4,270,002              n/a       3,656,550
Keith M. Schappert                     790,676,232             n/a       2,389,608              n/a       3,656,550
William N. Shiebler                    791,131,600             n/a       1,934,240              n/a       3,656,550
Approval of Named Executive
Officers Compensation                  783,713,400       9,100,173             n/a          252,267       3,656,550
Ratification of the Appointment of
Public Accounting Firm                 795,152,932          25,234             n/a        1,544,244             n/a



Item 8.01. Other Events.

In action taken after the Annual Meeting of Stockholders, the Corporation's Board of Directors appointed current board member and lead independent director, Mr. Thomas F. Eggers as Non-Executive Vice Chairman. As Non-Executive Vice Chairman, Mr. Eggers will remain the Corporation's lead independent director and continue to coordinate the Board's oversight of key corporate initiatives. Mr. Eggers will also take on additional responsibilities assisting Chairman, Chief Executive Officer and Global Co-Chief Investment Officer, John P. Calamos, Sr., with respect to the management, development and functioning of the Board and the identification and review of, and responses to, strategic, organizational and financial issues. Mr. Eggers will serve as liaison between the Board and senior management, and will work with Mr. Calamos in conducting management succession planning in the ordinary course.

The Board of Directors also made appointments with respect to the composition of its Committees. The table below provides membership information for the Audit, Compensation and the Nominating and Corporate Governance Committees.

                                                            Nominating
                                                           and Corporate
                                    Audit   Compensation    Governance
              Thomas F. Eggers        -          M               M
              Richard W. Gilbert      C          M               M
              Keith M. Schappert      M          C               M
              William N. Shiebler     M          M               C


M-Member

C-Chairman


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