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INCY > SEC Filings for INCY > Form 8-K on 5-Jun-2013All Recent SEC Filings

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Form 8-K for INCYTE CORP


5-Jun-2013

Unregistered Sale of Equity Securities, Change in Directors or Principal Officers, Su


Item 3.02 Unregistered Sales of Equity Securities.

On May 30, 2013 and June 3 and 4, 2013, Incyte Corporation (the "Company") entered into separately negotiated agreements with certain holders of the Company's 4.75% Convertible Senior Notes due 2015 (the "Notes") pursuant to which such holders agreed to exchange $37,461,000 in aggregate principal amount of Notes for the shares of the Company's common stock, par value $.001 per share ("Common Stock"), into which such Notes were convertible, aggregating 4,269,056 shares, and $2,546,637 in cash. The Company has completed a portion of the exchanges and expects to complete the remaining exchanges on June 6, 2013. The issuances of the shares of Common Stock in exchange for the Notes are being made in reliance on the exemption from the registration requirements of the Securities Act of 1933 pursuant to Section 3(a)(9) thereof.

Forward-Looking Statements

The statement above with respect to the anticipated timing of the completion of the exchanges is a forward-looking statement within the meaning of the "safe harbor" provisions of the Private Securities Litigation Reform Act of 1995. This forward-looking statement is subject to risks and uncertainties that may cause actual results to differ materially, including the satisfaction of customary closing conditions and logistics involved in the delivery of the securities being exchanged. The Company disclaims any intent or obligation to update this forward-looking statement except to the extent required by law or regulations.



Item 5.02 Departure of Directors or Certain Officers;
Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

At the Annual Meeting of Stockholders of the Company, held on May 30, 2013 (the "Annual Meeting"), the Company's stockholders approved the Company's Amended and Restated 2010 Stock Incentive Plan, which included amendments to increase the number of shares available for issuance under the plan by 5,200,000 shares, from 16,553,475 shares to 21,753,475 shares, and make certain additional changes, as described in the Company's definitive proxy statement for the Annual Meeting. A copy of the Company's Amended and Restated 2010 Stock Incentive Plan is attached hereto as Exhibit 10.1 and is incorporated herein by reference.



Item 5.07 Submission of Matters to a Vote of Security
Holders.

The following actions were taken at the Annual Meeting:

1. The following Directors were elected:

                             For        Withheld    Broker Non-Votes

Richard U. De Schutter   111,613,678    1,208,946         11,209,990

Barry M. Ariko           111,656,478    1,166,146         11,209,990

Julian C. Baker          111,602,034    1,220,590         11,209,990

Paul A. Brooke           111,531,874    1,290,750         11,209,990

Wendy L. Dixon           112,094,498      728,126         11,209,990

Paul A. Friedman         112,006,102      816,522         11,209,990

Roy A. Whitfield          78,542,641   34,279,983         11,209,990

2. The Company's Amended and Restated 2010 Stock Incentive Plan was approved.

For Against Abstain Broker Non-Votes 79,170,761 33,345,530 306,333 11,209,990


3. The compensation of the Company's named executive officers was approved, on a non-binding advisory basis.

For Against Abstain Broker Non-Votes 95,005,898 17,400,369 416,357 11,209,990

4. The appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the 2013 fiscal year was ratified.

    For        Against    Abstain
121,921,585   2,039,827    71,202




Item 9.01                      Financial Statements and Exhibits.



(d)                 Exhibits



10.1             Incyte Corporation Amended and Restated 2010 Stock Incentive
Plan.


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