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AEIS > SEC Filings for AEIS > Form 8-K on 5-Jun-2013All Recent SEC Filings

Show all filings for ADVANCED ENERGY INDUSTRIES INC | Request a Trial to NEW EDGAR Online Pro



Other Events

Item 8.01 Other Events.

On June 4, 2013, Garry Rogerson, the Chief Executive Officer and member of the Board of Directors of Advanced Energy Industries, Inc. (the "Company"), adopted a selling plan pursuant to Rule 10b5-1 of the Securities Exchange Act of 1934, as amended (the "Plan") which provides for the sale of up to 15,000 shares of common stock of the Company beginning no earlier than November 11, 2013. Shares will be sold under the Plan on the open market at prevailing market prices and subject to a minimum price threshold as specified in the Plan. The Plan will terminate no later than November 10, 2014, even if all shares subject to the Plan have not been sold. The Plan was established as part of Mr. Rogerson's personal long term strategy for asset diversification and liquidity. Rule 10b5-1 permits officers and directors of public companies to adopt pre-determined plans for buying or selling specified amounts of stock if the plan is adopted at a time when the purchaser or seller is not aware of any material non-public information.

The Company does not undertake to report Rule 10b5-1 plans or any other stock transactions that may be adopted or effected by any officer or director, or to report any modifications or termination of any publicly announced trading plan or transaction, except to the extent required by law.

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