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EEI > SEC Filings for EEI > Form 8-K on 31-May-2013All Recent SEC Filings

Show all filings for ECOLOGY & ENVIRONMENT INC | Request a Trial to NEW EDGAR Online Pro



Temporary Suspension of Trading Under Registrant's Employee Benefit Pla

Item 5.04 Temporary Suspension of Trading under Registrant's
Employee Benefit Plans

On May 31, 2013 Ecology and Environment, Inc. ("E&E") sent a notice to its directors and executive officers regarding the beginning of a blackout period that was being imposed on the Ecology and Environment, Inc. 401(k) Plan (the "401(k) Plan") pursuant to which Participants will be unable to direct or diversify investments, including E&E Common Stock held in a self-directed brokerage account or shares in the Ecology and Environment Unitized Stock Fund (the "401(k) Plan Blackout Period"). In accordance with the Securities and Exchange Commission's Regulation BTR, the 401(k) Blackout Period commences June 21, 2013 and ends during the week of July 14, 2013. During the 401(k) Plan Blackout Period, Participants in the 401(k) Plan will not be able to purchase or otherwise acquire interests in the Company's Common Stock or make changes in investment elections or deferral percentages in the 401(k) Plan that would result in any purchase or other acquisition of the E&E Common Stock. During the
401(k) Plan Blackout Period, all directors and executive officers of the Company will be prohibited from, directly or indirectly, purchasing, selling or otherwise acquiring or transferring E&E Common Stock acquired in connection with employment or service as a director or executive officer of the Company.

A copy of the notice is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

Item 9.01 Financial Statements and Exhibits

(d) Exhibits

No. Description
99.1 Notice to directors and executive officers dated May 31, 2013.

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