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SWS > SEC Filings for SWS > Form 8-K on 24-May-2013All Recent SEC Filings

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Form 8-K for SWS GROUP INC


24-May-2013

Amendments to Articles of Inc. or Bylaws; Change in Fiscal Year


Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.

On May 23, 2013, the Board of Directors (the "Board") of SWS Group, Inc. (the "Company"), acting on the recommendation of the Federal Reserve Bank of Dallas, approved a change to the Company's fiscal year end from the last Friday of June to June 30, effective immediately. As a result of the change in fiscal year, the Company's next fiscal year end will be June 30, 2013. The Board also approved a change in the Company's fiscal quarter end dates from the last Friday of September, March, and June and the last business day of December to September 30, December 31, March 31, and June 30. Because the new fiscal year end is less than one month from the current fiscal year end a separate transition report is not required, but the change in fiscal year end will be described in a note to the Company's consolidated financials on its Form 10-K for the year ending June 30, 2013.


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