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SVVC > SEC Filings for SVVC > Form 8-K on 24-May-2013All Recent SEC Filings

Show all filings for FIRSTHAND TECHNOLOGY VALUE FUND, INC. | Request a Trial to NEW EDGAR Online Pro



Submission of Matters to a Vote of Security Holders

Item 5.07. Submission of Matters to a Vote of Security Holders.

On May 23, 2013, Firsthand Technology Value Fund, Inc., held its Annual Meeting of Shareholders to (1) elect one director, and (2) ratify the selection of Tait Weller & Baker LLP as the independent registered public accountant. At the close of business on the record date, March 15, 2013, an aggregate of 8,556,479 shares of common stock were issued and outstanding.

Proposal 1. The election of Director:

Nominee For Withheld Broker Non-Vote Mark F. FitzGerald 4,810,353 2,745,174 33,037

Pursuant to the foregoing votes, nominee listed above was elected to serve on the Company's Board of Directors. A broker non-vote occurs when a broker holding shares for a beneficial owner does not vote on a particular proposal because the broker does not have discretionary voting power for that particular item and has not received instructions from the beneficial owner or other persons entitled to vote.

Proposal 2. The ratification of the selection of Tait Weller & Baker as the Company's independent registered accounting firm for the fiscal year ending December 31, 2012:

For Against Abstain Broker Non-Vote 6,132,581 1,301,676 154,307 0

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