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MXWL > SEC Filings for MXWL > Form 8-K on 17-May-2013All Recent SEC Filings

Show all filings for MAXWELL TECHNOLOGIES INC | Request a Trial to NEW EDGAR Online Pro



Notice of Delisting or Failure to Satisfy a Continued Listing Rule or St

Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or
Standard; Transfer of Listing.
On May 14, 2013, Maxwell Technologies, Inc. (the "Company") received, as anticipated, an additional notification letter from the Listing Qualifications Department of the NASDAQ Stock Market LLC ("NASDAQ") advising the Company that it is not in compliance with NASDAQ Listing Rule 5250(c)(1) for continued listing due to the Company's inability to file with the Securities and Exchange Commission its quarterly report on Form 10-Q for the period ended March 31, 2013 on a timely basis, and because the Company remains delinquent in filing its annual report on Form 10-K for the year ended December 31, 2012. This notification was issued in accordance with standard NASDAQ procedures and has no immediate effect on the listing or trading of the Company's common stock on the NASDAQ Global Market. The NASDAQ letter indicated that the Company has until May 20, 2013 to submit a plan explaining how it expects to regain compliance. If NASDAQ approves the Company's plan, it can grant the Company an extension of up to 180 calendar days from the due date of the 2012 Form 10-K (or until September 16, 2013) to regain compliance.

Item 9.01. Financial Statements and Exhibits.
(d) Exhibits

Exhibit No. Description

99.1 Press Release issued by Maxwell Technologies, Inc. on May 17, 2013

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