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ZFC > SEC Filings for ZFC > Form 8-K on 15-May-2013All Recent SEC Filings

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Amendment or Waiver to Code of Ethics, Financial Statements and Exhibits

Item 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics.

On May 9, 2013, the Board of Directors of ZAIS Financial Corp. (the "Company") approved certain amendments updating the Company's Code of Conduct and Ethics (the "Code"). The Code was originally adopted prior to the Company's initial public offering on February 7, 2013 and the Board determined that certain provisions were inappropriate and unnecessary for the independent directors, who joined the Company in connection with its initial public offering, and duplicative of requirements applicable to officers of the Company already covered under the external manager's code of conduct.

A copy of the revised Code of Conduct and Ethics is attached as Exhibit 14.1 to this Current Report on Form 8-K and is also available on the Company's website at Information on the Company's website is not incorporated by reference into this Current Report on Form 8-K.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits

Exhibit No.     Description
14.1            Code of Conduct and Ethics, dated May 9, 2013.

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