Search the web
Welcome, Guest
[Sign Out, My Account]
EDGAR_Online

Quotes & Info
Enter Symbol(s):
e.g. YHOO, ^DJI
Symbol Lookup | Financial Search
OPY > SEC Filings for OPY > Form 8-K on 14-May-2013All Recent SEC Filings

Show all filings for OPPENHEIMER HOLDINGS INC | Request a Trial to NEW EDGAR Online Pro

Form 8-K for OPPENHEIMER HOLDINGS INC


14-May-2013

Submission of Matters to a Vote of Security Holders


ITEM 5.07. Submission of Matters to a Vote of Security Holders.

(a) On May 13, 2013, Oppenheimer Holdings Inc. (the "Company") held its Annual Meeting of Stockholders (the "Annual Meeting") in New York City.

(b) At the Annual Meeting, the holders of the Company's Class B voting common stock ("Class B Voting Stock") elected the nine nominees for director named below as directors to serve until their successors are elected and qualified. The votes for such persons were as follows:

                                                               Broker
                 Name               For        Withheld       Non-Votes
                 R. Crystal         97,004           666             169
                 W. Ehrhardt        97,004           666             169
                 M. Goldfarb        97,004           666             169
                 M.A.M. Keehner     97,004           666             169
                 A.G. Lowenthal     97,004           666             169
                 R.S. Lowenthal     97,004           666             169
                 K.W. McArthur      97,004           666             169
                 A.W. Oughtred      97,004           666             169
                 E.K. Roberts       97,004           666             169

In addition, at the Annual Meeting, the holders of the Company's Class B Voting Stock ratified the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the 2013 fiscal year and authorized the Audit Committee to fix such auditor's remuneration with 97,173 votes for such proposal, 0 votes against, and 666 abstentions as to such proposal.

Further, at the Annual Meeting, the holders of the Company's Class B Voting Stock ratified an amendment to the Company's Employee Share Plan to authorize the issuance of up to 1,250,000 shares pursuant to such plan as more fully described in the proxy statement for the Annual Meeting with 97,000 votes for such proposal, 4 votes against, and 666 abstentions as to such proposal.

(c) Not applicable.

(d) Not currently applicable.


  Add OPY to Portfolio     Set Alert         Email to a Friend  
Get SEC Filings for Another Symbol: Symbol Lookup
Quotes & Info for OPY - All Recent SEC Filings
Sign Up for a Free Trial to the NEW EDGAR Online Pro
Detailed SEC, Financial, Ownership and Offering Data on over 12,000 U.S. Public Companies.
Actionable and easy-to-use with searching, alerting, downloading and more.
Request a Trial      Sign Up Now


Copyright © 2014 Yahoo! Inc. All rights reserved. Privacy Policy - Terms of Service
SEC Filing data and information provided by EDGAR Online, Inc. (1-800-416-6651). All information provided "as is" for informational purposes only, not intended for trading purposes or advice. Neither Yahoo! nor any of independent providers is liable for any informational errors, incompleteness, or delays, or for any actions taken in reliance on information contained herein. By accessing the Yahoo! site, you agree not to redistribute the information found therein.