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PJC > SEC Filings for PJC > Form 8-K on 30-Apr-2013All Recent SEC Filings

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Form 8-K for PIPER JAFFRAY COMPANIES


30-Apr-2013

Completion of Acquisition or Disposition of Assets, Financial Statements


Item 2.01. Completion of Acquisition or Disposition of Assets.

On April 30, 2013, Piper Jaffray Companies (the "Company"), through its wholly owned subsidiary Piper Jaffray Asset Management Inc. (the "Seller"), completed the sale of 100% of the outstanding equity interests of Fiduciary Asset Management LLC, a wholly owned subsidiary of the Seller ("FAMCO"), to The Wiley Angell Family Trust and Wiley D. Angell, Chief Executive Officer and Chief Investment Officer of FAMCO, for consideration of $4 million pursuant to the previously reported Agreement of Purchase and Sale entered into by the parties on March 8, 2013 (the "Agreement").

The foregoing description of the Agreement is not complete and is qualified in its entirety by reference to the full text of the Agreement, which was filed as an exhibit to the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on March 11, 2013.



Item 9.01.Financial Statements and Exhibits.

(d) Exhibits.

No.                                       Description
2.1           Agreement of Purchase and Sale dated March 8, 2013 among Piper
              Jaffray Asset Management Inc., Piper Jaffray Companies, Fiduciary
              Asset Management LLC, The Wiley Angell Family Trust, and Wiley D.
              Angell (incorporated by reference to Exhibit 2.1 to the Company's
              Form 8-K filed on March 11, 2013)


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