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GCFB > SEC Filings for GCFB > Form 8-K on 25-Apr-2013All Recent SEC Filings

Show all filings for GRANITE CITY FOOD & BREWERY LTD. | Request a Trial to NEW EDGAR Online Pro

Form 8-K for GRANITE CITY FOOD & BREWERY LTD.


25-Apr-2013

Notice of Delisting or Failure to Satisfy a Continued Listing Ru


ITEM 3.01 NOTICE OF DELISTING OR FAILURE TO SATISFY A CONTINUED LISTING
RULE OR STANDARD; TRANSFER OF LISTING.

On April 24, 2013, Granite City Food & Brewery Ltd. (the "Company") received a letter from the NASDAQ Stock Market ("NASDAQ") that the NASDAQ Hearings Panel (the "Panel") had affirmed the determination of the Listing Qualifications Staff to delist the Company's shares from NASDAQ, and that trading in the Company's shares would be suspended effective at the open of business on Friday, April 26, 2013. The Company was also notified that NASDAQ will complete the delisting of the Company's shares by filing a Form 25 Notification of Delisting with the Securities Exchange Commission (the "SEC").

As previously disclosed pursuant to Item 3.01(a) and (b) of Form 8-K in Item 9B of the Company's Annual Report on Form 10-K filed with the SEC on March 20, 2013, we notified NASDAQ on March 20, 2013 that, as of December 25, 2012, the Company was not in compliance with NASDAQ's $2.5 million shareholders' equity requirement for continued listing on the NASDAQ Capital Market, as set forth in NASDAQ Listing Rule 5550(b)(1). Given our history of non-compliance, on March 20, 2013, we received notice from NASDAQ Listing Qualifications that trading in the Company's common stock would be suspended at the open of business on April 1, 2013, and removed from listing thereafter, unless we appealed such determination on or before March 27, 2013. Accordingly, we requested a hearing before the Panel and appeared before the Panel at a hearing on April 18, 2013.

A copy of the press release announcing receipt of the Hearing Panel's determination is attached as Exhibit 99 hereto and incorporated by reference to this Item 3.01.



ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS.

(d) Exhibits

See "Exhibit Index."


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