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AMP > SEC Filings for AMP > Form 8-K on 25-Apr-2013All Recent SEC Filings

Show all filings for AMERIPRISE FINANCIAL INC | Request a Trial to NEW EDGAR Online Pro

Form 8-K for AMERIPRISE FINANCIAL INC


25-Apr-2013

Submission of Matters to a Vote of Security Holders


Item 5.07 Submission of Matters to a Vote of Security Holders.

The 2013 annual meeting of the stockholders of the Company was held on April 24, 2013. At the meeting, the holders of 176,984,181 shares of common stock, which represents approximately 87 percent of the 202,705,659 outstanding shares entitled to vote as of the record date of February 28, 2013, were represented in person or by proxy. The voting results of Items 1, 2, 3 and 4, all of which were approved by the stockholders at the meeting, are set forth below.

Item 1. In the vote on the election of directors, each for a term of one year to
expire at the 2014 annual meeting or until their successors are elected and
qualified, the voting results were as follows:



Name                     Votes For    Votes Against   Abstentions   Broker Non-Votes
James M. Cracchiolo     156,568,354     5,058,686      1,503,576       13,853,565
Lon R. Greenberg        151,268,891    11,599,739       261,986        13,853,565
Warren D. Knowlton      153,393,870     9,469,918       266,828        13,853,565
W. Walker Lewis         154,497,133     8,371,104       262,379        13,853,565
Siri S. Marshall        153,167,528     9,528,601       434,487        13,853,565
Jeffrey Noddle          154,512,506     8,351,182       266,928        13,853,565
H. Jay Sarles           140,120,140    22,740,972       269,504        13,853,565
Robert F. Sharpe, Jr.   153,319,237     9,552,145       259,234        13,853,565
William H. Turner       160,693,598     2,172,828       264,190        13,853,565

Item 2. The nonbinding advisory vote to approve the compensation of the
Company's named executive officers resulted in "for" votes from approximately 88 percent of the shares voted. The voting results were as follows:

Votes For Votes Against Abstentions Broker Non-Votes 142,381,466 20,238,808 510,342 13,853,565

Item 3. The vote on the ratification of the selection by the Company's audit
committee of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2013 resulted in "for" votes from approximately 97 percent of the shares voted. The voting results were as follows:

Votes For Votes Against Abstentions 171,231,406 5,334,949 417,826

Item 4. The vote on the shareholder proposal for our board to take the steps
necessary for each requirement in our charter and bylaws that calls for a greater than simple majority vote to be eliminated and replaced with a requirement for a majority of votes cast for and against applicable proposals, or a simple majority in compliance with applicable laws, resulted in "for" votes from approximately 86 percent of the shares voted. The voting results were as follows:

Votes For Votes Against Abstentions Broker Non-Votes 139,304,285 23,180,251 646,080 13,853,565


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