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WDR > SEC Filings for WDR > Form 8-K on 18-Apr-2013All Recent SEC Filings

Show all filings for WADDELL & REED FINANCIAL INC | Request a Trial to NEW EDGAR Online Pro



Submission of Matters to a Vote of Security Holders


On April 17, 2013, Waddell & Reed Financial, Inc. (the "Company") held its 2013 Annual Meeting of Stockholders. The matters listed below were submitted to a vote of the stockholders through the solicitation of proxies, and the proposals are described in detail in the Company's Proxy Statement filed with the SEC on February 27, 2013. The results of the stockholder vote are as follows:

Proposal 1 - Election of Directors

The following individuals were elected to serve as Class III directors to hold
office until the 2016 Annual Meeting of Stockholders or until their respective
successors are duly elected and qualified.

Nominee                For       Withheld    Non-Votes

Henry J. Herrmann   73,690,315   2,898,962   4,151,473
James M. Raines     71,760,470   4,828,807   4,151,473

Proposal 2 - Advisory Vote on Executive Compensation

The stockholders approved, on an advisory (non-binding) basis, the compensation paid to the Company's named executive officers as described pursuant to Item 402 of Regulation S-K, including the compensation discussion and analysis, the compensation tables and the narrative discussion.

For Against Abstain Non-Votes

71,258,082 3,273,157 2,058,038 4,151,473

Proposal 3 - Ratification of KPMG LLP as the Company's Independent Registered Public Accounting Firm for Fiscal 2013

The stockholders ratified the appointment of KPMG LLP to serve as the Company's independent registered public accounting firm for the 2013 fiscal year.

For Against Abstain

79,753,107 940,590 47,053

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