Search the web
Welcome, Guest
[Sign Out, My Account]
EDGAR_Online

Quotes & Info
Enter Symbol(s):
e.g. YHOO, ^DJI
Symbol Lookup | Financial Search
HHY > SEC Filings for HHY > Form 8-K on 16-Apr-2013All Recent SEC Filings

Show all filings for HELIOS HIGH YIELD FUND | Request a Trial to NEW EDGAR Online Pro

Form 8-K for HELIOS HIGH YIELD FUND


16-Apr-2013

Change in Directors or Principal Officers, Other Events


Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

Item 5.02(b)

Diana H. Hamilton resigned from the Board of Trustees of Helios High Yield Fund, effective as of April 11, 2013.

Item 5.02(d)

On April 15, 2013, Heather Goldman was elected by the Board of Trustees of Helios High Yield Fund (the "Fund") as a Class II Trustee. Ms. Goldman shall serve until the 2013 annual meeting of stockholders and until her successor shall be elected and qualified or until her earlier resignation or removal. Ms. Goldman is not a party to any arrangement or understanding pursuant to which she was selected as a Trustee. Ms. Goldman is a former employee of the Adviser of the Fund and will serve as an interested Trustee for two years, after which time she will be considered an independent Trustee.

On April 15, 2013, Edward A. Kuczmarski was nominated by the Board of Trustees for election at the 2013 annual meeting of shareholders as a Class I Trustee of the Fund. Mr. Kuczmarksi was nominated to serve on the Fund's Audit Committee and Nominating and Compensation Committee, to be effective upon his election as a Trustee by the Fund's shareholders. Mr. Kuczmarski is not a party to any arrangement or understanding pursuant to which he was selected as a Trustee, nor is Mr. Kuczmarski a party to any transaction, or series of transaction, required to be disclosed pursuant to Item 404(a) of Regulation S-K.

On April 15, 2013, Kim G. Redding was nominated by the Board of Trustees for election at the 2013 annual meeting of shareholders as a Class III Trustee of the Fund. Mr. Redding is not a party to any arrangement or understanding pursuant to which he was selected as a Trustee. Mr. Redding is the President of the Fund and is Chief Executive Officer of the Adviser of the Fund and will serve as an interested Trustee.



Item 8.01 Other Events.

The Board of Trustees approved a change in the Fund Governance Policies and Procedures to require that disinterested trustees constitute a majority of the Board. Previously, this policy required that disinterested trustees constitute 75% of the Board.


  Add HHY to Portfolio     Set Alert         Email to a Friend  
Get SEC Filings for Another Symbol: Symbol Lookup
Quotes & Info for HHY - All Recent SEC Filings
Sign Up for a Free Trial to the NEW EDGAR Online Pro
Detailed SEC, Financial, Ownership and Offering Data on over 12,000 U.S. Public Companies.
Actionable and easy-to-use with searching, alerting, downloading and more.
Request a Trial      Sign Up Now


Copyright © 2014 Yahoo! Inc. All rights reserved. Privacy Policy - Terms of Service
SEC Filing data and information provided by EDGAR Online, Inc. (1-800-416-6651). All information provided "as is" for informational purposes only, not intended for trading purposes or advice. Neither Yahoo! nor any of independent providers is liable for any informational errors, incompleteness, or delays, or for any actions taken in reliance on information contained herein. By accessing the Yahoo! site, you agree not to redistribute the information found therein.