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NVEE > SEC Filings for NVEE > Form 8-K on 1-Apr-2013All Recent SEC Filings

Show all filings for NV5 HOLDINGS, INC.

Form 8-K for NV5 HOLDINGS, INC.


1-Apr-2013

Entry into a Material Definitive Agreement, Results of Operations and Financia


Item 1.01. Entry into a Material Definitive Agreement.

On March 26, 2013, NV5 Holdings, Inc. (the "Company") entered into an Underwriting Agreement with Roth Capital Partners, LLC in connection with its initial public offering. The Company previously filed the form of underwriting agreement as an exhibit to its Registration Statement on Form S-1 (File No. 333-186229).

A copy of the Underwriting Agreement is filed as Exhibit 1.1 to this Current Report on Form 8-K and is incorporated herein by reference. The foregoing description of the Underwriting Agreement does not purport to be complete and is qualified in its entirety by reference to the complete text of the Underwriting Agreement.



Item 2.02. Results of Operations and Financial Condition.

On April 1, 2013, the Company reported its financial results for the fourth quarter and fiscal year ending 2012. The information contained in this Item 2.02 (including Exhibit 99.1) is furnished pursuant to Item 2.02 and shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section.

The Company does not have, and expressly disclaims, any obligation to release publicly any updates or any changes in the Company's expectations or any change in events, conditions, or circumstances on which any forward-looking statement is based.



Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.

Exhibit No.       Description

    1.1           Underwriting Agreement, dated March 26, 2013, between the
                  Registrant and Roth Capital Partners, LLC

   99.1           Press Release dated April 1, 2013


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