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| SF > SEC Filings for SF > Form 8-K on 18-Mar-2013 | All Recent SEC Filings |
18-Mar-2013
Regulation FD Disclosure, Financial Statements and Exhibits
On March 18, 2013, Stifel Financial Corp. (the "Company" or "Stifel") will be meeting with a number of institutional investors at the Sidoti & Company Seventeenth Annual Emerging Growth Institutional Investor Forum at the Grand Hyatt Hotel New York in New York City. Ron Kruszewski, Chairman, President, and CEO, is scheduled to present at 2:40 p.m. Eastern time. The presentation will not be webcast. The investor presentation is attached hereto as Exhibit 99.1, and is incorporated herein by reference. A copy of the investor presentation is available on the Investor Relations section of the Company's web site at www.stifel.com.
The investor presentation is being furnished pursuant to Item 7.01, and the
information contained therein shall not be deemed "filed" for the purposes of
Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange
Act"), or otherwise subject to the liabilities of that section, nor shall it be
deemed incorporated by reference in any filing under the Securities Act of 1933,
as amended, or the Exchange Act, except as shall be expressly set forth by
specific reference in such filing.
To supplement its financial statements presented in accordance with GAAP, the Company used, in its investor presentation, certain non-GAAP measures of financial performance. The Company believes that these non-GAAP measures will allow for a better evaluation of the operating performance of the business and facilitate a meaningful comparison of the Company's results in the current period to those in prior periods and future periods. Reference to these non-GAAP measures should not be considered as a substitute for results that are presented in a manner consistent with GAAP. These non-GAAP measures are provided to enhance investors' overall understanding of the Company's financial performance.
The investor presentation attached to this Current Report on Form 8-K as Exhibit
99.1 contains certain statements that may be deemed to be "forward-looking
statements" within the meaning of Section 27A of the Securities Act of 1933 and
Section 21E of the Securities Exchange Act of 1934. All statements in this
report not dealing with historical results are forward-looking and are based on
various assumptions. The forward-looking statements in this report are subject
to risks and uncertainties that could cause actual results to differ materially
from those expressed in or implied by the statements. Factors that may cause
actual results to differ materially from those contemplated by such
forward-looking statements include, among other things: statements regarding the
Company's goals, intentions, and expectations; business plans and growth
strategies; the Company's ability to integrate and manage its acquired
businesses; estimates of the Company's risks and future costs and benefits;
forecasted demographic and economic trends relating to the Company's industry;
and other risk factors referred to from time to time in filings made by the
Company with the Securities and Exchange Commission. Forward-looking statements
speak only as to the date they are made. The Company does not undertake to
update forward-looking statements to reflect circumstances or events that occur
after the date the forward-looking statements are made. The Company disclaims
any intent or obligation to update these forward-looking statements.
(d) Exhibits.
Exhibit
Number Description of Exhibit
99.1 Stifel Investor presentation - March 2013.
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