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| OAK > SEC Filings for OAK > Form 8-K/A on 15-Feb-2013 | All Recent SEC Filings |
15-Feb-2013
Results of Operations and Financial Condition
On February 14, 2013, Oaktree Capital Group, LLC (the "Company") filed a Current
Report on Form 8-K (the "Original Current Report") to issue its press release
announcing its financial results for the fourth quarter and year ended December
31, 2012. The description under Item 2.02 "Results of Operations" in the
Original Current Report incorrectly referred to the Company's financial results
for the third quarter ended September 30, 2012. This Current Report on Form
8-K/A is being filed to correct such description to reference the fourth quarter
and year ended December 31, 2012. A copy of the press release was attached as
Exhibit 99.1 to the Original Current Report, and such press release has not
changed.
The information in this Item 2.02 is "furnished" but not "filed" for purposes of
Section 18 of the U.S. Securities Exchange Act of 1934, as amended (the
"Exchange Act").
Forward-Looking Statements
This Current Report contains forward-looking statements within the meaning of
Section 27A of the U.S. Securities Act of 1933, as amended (the "Securities
Act"), and Section 21E of the Exchange Act, which reflect the current views of
the Company with respect to, among other things, its future results of
operations and financial performance. In some cases, you can identify
forward-looking statements by words such as "anticipate," "approximately,"
"believe," "continue," "could," "estimate," "expect," "intend," "may,"
"outlook," "plan," "potential," "predict," "seek," "should," "will" and "would"
or the negative version of these words or other comparable or similar words.
These statements identify prospective information. Important factors could cause
actual results to differ, possibly materially, from those indicated in these
statements. Forward-looking statements are based on the Company's beliefs,
assumptions and expectations of its future performance, taking into account all
information currently available to the Company. Such forward-looking statements
are subject to risks and uncertainties and assumptions relating to the Company's
operations, financial results, financial condition, business prospects, growth
strategy and liquidity, including, but not limited to, changes in the Company's
anticipated revenue and income, which are inherently volatile; changes in the
value of the Company's investments; the pace of the Company's raising of new
funds; the timing and receipt of and impact of taxes on carried interest;
distributions from and liquidation of the Company's existing funds; changes in
the Company's operating or other expenses; the degree to which the Company
encounters competition; and general economic and market conditions. The factors
listed in the section captioned "Risk Factors" in the Company's prospectus dated
April 11, 2012, which was filed with the SEC on April 12, 2012 in accordance
with Rule 424(b) of the Securities Act, and in Part II, Item 1A in our Quarterly
Report on Form 10-Q for the quarter ended June 30, 2012, each of which is
accessible on the SEC's website at www.sec.gov, provide examples of risks,
uncertainties and events that may cause the Company's actual results to differ
materially from the expectations described in its forward-looking statements.
Forward-looking statements speak only as of the date of this Current Report.
Except as required by law, the Company does not undertake any obligation to
publicly update or review any forward-looking statement, whether as a result of
new information, future developments or otherwise.
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