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| CLMS > SEC Filings for CLMS > Form 8-K on 4-Feb-2013 | All Recent SEC Filings |
4-Feb-2013
Results of Operations and Financial Condition, Change in Dire
(a) On February 4, 2013, Calamos Asset Management, Inc. ("Corporation") issued a press release reporting results for the fourth quarter of 2012. The press release issued by the Corporation is attached as Exhibit 99.1.
(b) On and effective January 30, 2013, Director Arthur L. Knight advised the Corporation that he was retiring as a member of the Board of Directors of the Corporation. Mr. Knight's decision was not the result of any disagreement regarding the Corporation's operations, policies or practices. A copy of the press release announcing Mr. Knight's retirement is attached as Exhibit 99.2.
(c) On and effective January 30, 2013, the Corporation promoted James J. Boyne
(46) to President and Chief Operating Officer. Most recently, Mr. Boyne served
as Executive Vice President and Chief Operating Officer since November
2011. From December 2009 until November 2011, Mr. Boyne served as President of
Distribution and Operations and prior thereto as Senior Vice President, General
Counsel and Secretary from April 2008 through December 2009. Mr. Boyne's annual
base salary increased to $375,000. A copy of the press release announcing Mr.
Boyne's promotion is attached as Exhibit 99.2.
On January 30, 2013, the Corporation approved the repurchase of up to 3 million shares of its outstanding Class A common stock by Calamos Investments LLC. A copy of the press release announcing the Corporation's stock repurchase program is attached as Exhibit 99.1.
(d) Exhibits
99.1 Press release issued by the Corporation on February 4, 2013 regarding fourth quarter 2012 results and the stock repurchase program.
99.2 Press release issued by the Corporation on February 4, 2013 regarding the retirement of Arthur L. Knight and the promotion of James J. Boyne.
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