(a) Financial statements of businesses acquired.

The unaudited condensed combined and consolidated statements of financial condition of Stone Tower at March 31, 2012 and December 31, 2011, and the related unaudited condensed combined and consolidated statements of operations, changes in members' equity and cash flows for the three months ended March 31, 2012 and 2011, and the related notes to the condensed combined and consolidated financial statements, are attached hereto as Exhibit 99.1 and are incorporated in their entirety herein by reference.

(b) Pro forma financial information.

The unaudited pro forma condensed consolidated statements of operations of the Company for the nine months ended September 30, 2012 and the related notes to the unaudited pro forma condensed consolidated financial statements, are attached hereto as Exhibit 99.2 and are incorporated in their entirety herein by reference.

(d) Exhibits

Exhibit No.                                  Description

99.1              Unaudited condensed combined and consolidated statements of
                  financial condition of Stone Tower at March 31, 2012 and December
                  31, 2011, and the related unaudited condensed combined and
                  consolidated statements of operations, changes in members' equity
                  and cash flows for the three months ended March 31, 2012 and 2011

99.2              Unaudited pro forma condensed consolidated statements of
                  operations of the Company for the nine months ended September 30,
                  2012