|
Quotes & Info
|
| CAT > SEC Filings for CAT > Form 8-K on 25-Jan-2013 | All Recent SEC Filings |
25-Jan-2013
Regulation FD Disclosure
Caterpillar Inc.
Past 3 Months Dealer Statistics
Retail Sales of Machines by marketing region for the 3-month rolling period
compared with the same months of the prior year:
December 2012 November 2012 October 2012
Asia/Pacific DOWN 7% UP 2% UP 6%
EAME* UP 4% UP 3% UP 4%
Latin America UP 14% UP 15% UP 9%
ROW** UP 2% UP 6% UP 6%
North America DOWN 6% UP 3% UP 13%
World DOWN 1% UP 5% UP 8%
|
Reported in constant dollars and based on unit sales as reported primarily by dealers.
*EAME (Europe, Africa and Middle East)
**ROW (rest of the world - everything except North America)
Power Systems Retail Statistics by business sector for the 3-month rolling
period compared with the same months of the prior year:
December 2012 November 2012 October 2012
Electric Power UP 4% UP 5% UP 5% Industrial DOWN 20% DOWN 19% DOWN 17% Transportation DOWN 11% DOWN 7% UP 3% Petroleum UP 3% UP 9% UP 6% Total DOWN 2% UP 1% Up 1% |
Reported in constant dollars based on reporting from dealers and direct sales.
To the extent possible, Caterpillar includes acquisitions in its retail statistics about one calendar year after an acquisition closes in order to have a prior period comparison. In August 2010, Caterpillar acquired Electro-Motive Diesel ("EMD"). Therefore, beginning with January 2012 statistics, EMD's sales of engines and locomotives were included in the "Transportation" sector. The Transportation sector includes power systems for marine, rail and on-highway applications and locomotives.
* * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * *
Forward-Looking Statements
Certain statements in this filing relate to future events and expectations and
are forward-looking statements within the meaning of the Private Securities
Litigation Reform Act of 1995. Words such as "believe," "estimate," "will be,"
"will," "would," "expect," "anticipate," "plan," "project," "intend," "could,"
"should" or other similar words or expressions often identify forward-looking
statements. All statements other than statements of historical fact are
forward-looking statements, including, without limitation, statements regarding
our outlook, projections, forecasts or trend descriptions. These statements do
not guarantee future performance, and we do not undertake to update our
forward-looking statements.
Caterpillar's actual results may differ materially from those described or
implied in our forward-looking statements based on a number of factors,
including, but not limited to: (i) global economic conditions and economic
conditions in the industries and markets we serve; (ii) government monetary or
fiscal policies and infrastructure spending; (iii) commodity or component price
increases and/or limited availability of raw materials and component products,
including steel; (iv) our and our customers', dealers' and suppliers' ability to
access and manage liquidity; (v) political and economic risks and instability,
including national or international conflicts and civil unrest; (vi) our and Cat
Financial's ability to: maintain credit ratings, avoid material increases in
borrowing costs, and access capital markets; (vii) the financial condition and
credit worthiness of Cat Financial's customers; (viii) inability to realize
expected benefits from acquisitions and divestitures, including the acquisition
of Bucyrus International, Inc. and ERA Mining Machinery Limited (ERA), including
its wholly-owned subsidiary Zhengzhou Siwei Mechanical & Electrical
Manufacturing Co., Ltd., commonly known as Siwei; (ix) international trade and
investment policies; (x) challenges related to Tier 4 emissions compliance;
(xi) market acceptance of our products and services; (xii) changes in the
competitive environment, including market share, pricing and geographic and
product mix of sales; (xiii) successful implementation of capacity expansion
projects, cost reduction initiatives and efficiency or productivity initiatives,
including the Caterpillar Production System; (xiv) sourcing practices of our
dealers or original equipment manufacturers; (xv) compliance with environmental
laws and regulations; (xvi) alleged or actual violations of trade or
anti-corruption laws and regulations; (xvii) additional tax expense or exposure;
(xviii) currency fluctuations; (xix) our or Cat Financial's compliance with
financial covenants; (xx) increased pension plan funding obligations;
(xxi) union disputes or other employee relations issues; (xxii) significant
legal proceedings, claims, lawsuits or investigations; (xxiii) compliance
requirements imposed if carbon emissions legislation and/or regulations are
adopted; (xxiv) changes in accounting standards; (xxv) failure or breach of IT
security; (xxvi) adverse effects of natural disasters; and (xxvii) other factors
described in more detail under "Item 1A. Risk Factors" in our Form 10-K filed
with the SEC on February 21, 2012 for the year ended December 31, 2011. This
filing is available on our website at www.caterpillar.com/secfilings.
|
|