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PSTR > SEC Filings for PSTR > Form 8-K on 4-Jan-2013All Recent SEC Filings

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Form 8-K for POSTROCK ENERGY CORP


4-Jan-2013

Results of Operations and Financial Condition, Unregistered Sale of Equity S


Item 2.02 Results of Operations and Financial Condition.

On January 4, 2013, PostRock Energy Corporation ("PostRock") issued a press release announcing its 2013 capital budget. The press release is furnished as Exhibit 99.1 to this report and is incorporated by reference herein.

The information furnished pursuant to Item 2.02, including Exhibit 99.1, shall not be deemed to be "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and will not be incorporated by reference into any registration statement filed by PostRock under the Securities Act of 1933, as amended, unless specifically identified therein as being incorporated therein by reference.



Item 3.02 Unregistered Sale of Equity Securities.

On December 31, 2012, a dividend payment date for the Cumulative Redeemable Series A Preferred Stock of PostRock, PostRock issued to White Deer Energy L.P., White Deer Energy TE L.P. and White Deer Energy FI L.P. (collectively, the "Investor") a number of warrants exercisable for a total of 1,588,075 shares of PostRock common stock at an exercise price of $1.44 per share, and an additional 15,880.75 shares of Series B Voting Preferred Stock of PostRock, in lieu of a cash dividend pursuant to the terms of the Securities Purchase Agreement, dated September 2, 2010, between PostRock and the Investor.

On December 31, 2012, PostRock issued to the Investor additional warrants exercisable for a total of 94,154 shares of PostRock common stock at an exercise price of $1.95 per share, in lieu of a cash dividend pursuant to the terms of the Securities Purchase Agreement, dated August 1, 2012, between PostRock and the Investor.

On December 31, 2012, PostRock issued to the Investor additional warrants exercisable for a total of 16,785 shares of PostRock common stock at an exercise price of $1.42 per share, in lieu of a cash dividend pursuant to the terms of the Securities Purchase Agreement, dated December 20, 2012, between PostRock and the Investor.

All warrants and shares of Series B preferred stock were issued in reliance upon an exemption from registration pursuant to Section 4(2) under the Securities Act of 1933, as amended, which exempts transactions by an issuer not involving any public offering.



Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.

Exhibit
No. Description

99.1 Press Release dated January 4, 2013


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