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FULL > SEC Filings for FULL > Form 8-K on 21-Dec-2012All Recent SEC Filings

Show all filings for FULL CIRCLE CAPITAL CORP | Request a Trial to NEW EDGAR Online Pro

Form 8-K for FULL CIRCLE CAPITAL CORP


21-Dec-2012

Submission of Matters to a Vote of Security Holders, Financial Statement


Item 5.07. Submission of Matters to a Vote of Security Holders

Full Circle Capital Corporation (the "Company") held its Annual Meeting of Shareholders (the "Meeting") on December 20, 2012 and submitted three matters to the vote of the shareholders. A summary of the matters voted upon by shareholders is set forth below.

1. Shareholders elected one nominee for director to serve for a three-year term to expire at the 2015 Annual Meeting of Shareholders based on the following votes:

Name Votes For Votes Withheld Broker Non-Votes John E. Stuart 3,307,484 160,331 2,296,137

2. Shareholders ratified the appointment of Rothstein, Kass & Company, P.C. as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2013 based on the following votes:

Votes For Votes Against Abstentions Broker Non-Votes 5,680,032 45,682 38,238 N/A

3. Shareholders approved an adjournment of the Meeting to allow the polls to remain open until 1:00 p.m. on January 18, 2013 for the proposal to authorize the Company, with the approval of its Board of Directors, to sell shares of its common stock at a price or prices below the Company's then current net asset value per share in one or more offerings on the following votes:

Votes For Votes Against Abstentions Broker Non-Votes 3,036,287 392,454 39,074 N/A

A vote was not taken on the proposal to authorize the Company, with the approval of its Board of Directors, to sell shares of its common stock at a price or prices below the Company's then current net asset value per share in one or more offerings. Based on the foregoing shareholder votes to adjourn the Meeting, the Meeting will reconvene at the Company's corporate headquarters located at 800 Westchester Ave., Rye Brook, New York 10573 on January 18, 2013, at 1:00 p.m., Eastern Time, for the purpose of voting on the proposal to authorize the Company, with the approval of its Board of Directors, to sell shares of its common stock at a price or prices below the Company's then current net asset value per share in one or more offerings.




Item 9.01 Financial Statements and Exhibits.

(a) Not applicable.

(b) Not applicable.

(c) Not applicable.

(d) Not applicable.


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