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| SF > SEC Filings for SF > Form 8-K on 18-Dec-2012 | All Recent SEC Filings |
18-Dec-2012
Other Events, Financial Statements and Exhibits
On December 18, 2012, Stifel Financial Corp. (the "Company" or "we") announced that it intends to commence an underwritten public offering of its Senior Notes due December 2022 ("Senior Notes"). The underwriters will be granted a 30-day option to purchase additional Senior Notes from the Company to cover over-allotments, if any. The offering will be made pursuant to an effective shelf registration statement previously filed with the Securities and Exchange Commission.
Cautionary Note Regarding Forward-Looking Statements
The press release attached to this Current Report on Form 8-K contains certain
forward-looking statements within the meaning of Section 27A of the Securities
Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934,
as amended that are based upon our current expectations and projections about
future events. We intend for these forward-looking statements to be covered by
the safe harbor provisions for forward-looking statements contained in the
Private Securities Litigation Reform Act of 1995, and we are including this
statement for purposes of these safe harbor provisions. The forward-looking
statements are subject to risks and uncertainties that could cause actual
results to differ materially from those expressed in or implied by the
statements. In addition, our past results of operations do not necessarily
indicate our future results. Factors that may cause actual results to differ
materially from those contemplated by such forward-looking statements include:
the ability to successfully integrate acquired companies or the branch offices
and financial advisors, including our recently announced contemplated
acquisition of KBW, Inc., which we anticipate closing in the first quarter of
2013; a material adverse change in our financial condition; the risk of
borrower, depositor and other customer attrition; a change in general business
and economic conditions; changes in the interest rate environment, deposit
flows, loan demand, real estate values and competition; changes in accounting
principles, policies or guidelines; changes in legislation and regulation; other
economic, competitive, governmental, regulatory, geopolitical and technological
factors affecting our operations, pricing and services. Forward-looking
statements speak only as to the date they are made. We do not undertake to
update forward-looking statements to reflect circumstances or events that occur
after the date the forward-looking statements are made. We disclaim any intent
or obligation to update these forward-looking statements.
(d) Exhibits.
Exhibit No. Description of Exhibit
99.1 Press Release, dated December 18, 2012.
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