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| OAK > SEC Filings for OAK > Form 8-K on 4-Dec-2012 | All Recent SEC Filings |
4-Dec-2012
Regulation FD Disclosure, Financial Statements and Exhibits
On December 4, 2012, Howard Marks, Chairman of Oaktree Capital Group, LLC (the "Company"), is scheduled to present at the Goldman Sachs Financial Services Conference in New York. A copy of the slides that Mr. Marks will present at the conference is attached as Exhibit 99.1.
The information in this Item 7.01 and the attached presentation slides is "furnished" but not "filed" for purposes of Section 18 of the U.S. Securities Exchange Act of 1934, as amended (the "Exchange Act").
(d) Exhibits
Exhibit No. Description
Forward-Looking Statements
This Current Report contains forward-looking statements within the meaning of
Section 27A of the U.S. Securities Act of 1933, as amended (the "Securities
Act), and Section 21E of the Exchange Act, which reflect the current views of
the Company, with respect to, among other things, its future results of
operations and financial performance. In some cases, you can identify
forward-looking statements by words such as "anticipate," "approximately,"
"believe," "continue," "could," "estimate," "expect," "intend," "may,"
"outlook," "plan," "potential," "predict," "seek," "should," "will" and "would"
or the negative version of these words or other comparable or similar words.
These statements identify prospective information. Important factors could cause
actual results to differ, possibly materially, from those indicated in these
statements. Forward-looking statements are based on the Company's beliefs,
assumptions and expectations of its future performance, taking into account all
information currently available to the Company. Such forward-looking statements
are subject to risks and uncertainties and assumptions relating to the Company's
operations, financial results, financial condition, business prospects, growth
strategy and liquidity, including, but not limited to, changes in our
anticipated revenue and income, which are inherently volatile; changes in the
value of our investments; the pace of our raising of new funds; the timing and
receipt of and impact of taxes on carried interest; distributions from and
liquidation of our existing funds; changes in our operating or other expenses;
the degree to which we encounter competition; and general economic and market
conditions. The factors listed in the section captioned "Risk Factors" in the
Company's prospectus dated April 11, 2012, which was filed with the SEC on April
12, 2012 in accordance with Rule 424(b) of the Securities Act, and in Part II,
Item 1A. "Risk Factors" in the Company's Quarterly Report on Form 10-Q for the
quarter ended June 30, 2012, each of which is accessible on the SEC's website at
www.sec.gov, provide examples of risks, uncertainties and events that may cause
the Company's actual results to differ materially from the expectations
described in its forward-looking statements.
Forward-looking statements speak only as of the date the statements are made. Except as required by law, the Company does not undertake any obligation to publicly update or review any forward-looking statement, whether as a result of new information, future developments or otherwise.
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