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| CAT > SEC Filings for CAT > Form 8-K on 20-Nov-2012 | All Recent SEC Filings |
20-Nov-2012
Regulation FD Disclosure
Caterpillar Inc.
Past 3 Months Dealer Statistics
Retail Sales of Machines by marketing region for the 3-month rolling period
compared with the same months of the prior year:
October 2012 September 2012 August 2012
Asia/Pacific UP 6% UP 14% UP 27%
EAME* UP 4% DOWN 3% 0%
Latin America UP 9% DOWN 4% DOWN 5%
ROW** UP 6% UP 2% UP 7%
North America UP 13% UP 16% UP 24%
World UP 8% UP 6% UP 13%
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Reported in constant dollars and based on unit sales as reported primarily by
dealers.
*EAME (Europe, Africa and Middle East)
**ROW (rest of the world - everything except North America)
Power Systems Retail Statistics by business sector for the 3-month rolling
period compared with the same months of the prior year:
October 2012 September 2012 August 2012
Electric Power UP 5% DOWN 2% DOWN 3% Industrial DOWN 17% DOWN 16% DOWN 16% Transportation UP 3% DOWN 3% UP 9% Petroleum UP 6% UP 8% UP 14% Total Up 1% DOWN 1% UP 3% |
Reported in constant dollars based on reporting from dealers and direct sales.
To the extent possible, Caterpillar includes acquisitions in its retail statistics about one calendar year after an acquisition closes in order to have a prior period comparison. In August 2010, Caterpillar acquired Electro-Motive Diesel ("EMD"). Therefore, beginning with January 2012 statistics, EMD's sales of engines and locomotives were included in the "Transportation" sector. The Transportation sector includes power systems for marine, rail and on-highway applications and locomotives.
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Forward-Looking Statements
Certain statements in this filing relate to future events and expectations and
are forward-looking statements within the meaning of the Private Securities
Litigation Reform Act of 1995. Words such as "believe," "estimate," "will be,"
"will," "would," "expect," "anticipate," "plan," "project," "intend," "could,"
"should" or other similar words or expressions often identify forward-looking
statements. All statements other than statements of historical fact are
forward-looking statements, including, without limitation, statements regarding
our outlook, projections, forecasts or trend descriptions. These statements do
not guarantee future performance, and we do not undertake to update our
forward-looking statements.
Caterpillar's actual results may differ materially from those described or
implied in our forward-looking statements based on a number of factors,
including, but not limited to: (i) global economic conditions and economic
conditions in the industries and markets we serve; (ii) government monetary or
fiscal policies and infrastructure spending; (iii) commodity or component price
increases and/or limited availability of raw materials and component products,
including steel; (iv) our and our customers', dealers' and suppliers' ability to
access and manage liquidity; (v) political and economic risks and instability,
including national or international conflicts and civil unrest; (vi) our and Cat
Financial's ability to: maintain credit ratings, avoid material increases in
borrowing costs, and access capital markets; (vii) the financial condition and
credit worthiness of Cat Financial's customers; (viii) inability to realize
expected benefits from acquisitions and divestitures, including the acquisition
of Bucyrus International, Inc.; (ix) international trade and investment
policies; (x) challenges related to Tier 4 emissions compliance; (xi) market
acceptance of our products and services; (xii) changes in the competitive
environment, including market share, pricing and geographic and product mix of
sales; (xiii) successful implementation of capacity expansion projects, cost
reduction initiatives and efficiency or productivity initiatives, including the
Caterpillar Production System; (xiv) sourcing practices of our dealers or
original equipment manufacturers; (xv) compliance with environmental laws and
regulations; (xvi) alleged or actual violations of trade or anti-corruption laws
and regulations; (xvii) additional tax expense or exposure; (xviii) currency
fluctuations; (xix) our or Cat Financial's compliance with financial covenants;
(xx) increased pension plan funding obligations; (xxi) union disputes or other
employee relations issues; (xxii) significant legal proceedings, claims,
lawsuits or investigations; (xxiii) compliance requirements imposed if carbon
emissions legislation and/or regulations are adopted; (xxiv) changes in
accounting standards; (xxv) failure or breach of IT security; (xxvi) adverse
effects of natural disasters; and (xxvii) other factors described in more detail
under "Item 1A. Risk Factors" in our Form 10-K filed with the SEC on
February 21, 2012 for the year ended December 31, 2011. This filing is available
on our website at www.caterpillar.com/secfilings.
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