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SFNS > SEC Filings for SFNS > Form 8-K on 15-Nov-2012All Recent SEC Filings

Show all filings for SUMMIT FINANCIAL SERVICES GROUP INC

Form 8-K for SUMMIT FINANCIAL SERVICES GROUP INC


15-Nov-2012

Submission of Matters to a Vote of Security Holders


Item 5.07 Submission of Matters to a Vote of Security Holders

On November 14, 2012, we held our Annual Meeting of Shareholders. At the Annual Meeting, our shareholders elected Marshall T. Leeds, Steven C. Jacobs, Sanford B. Cohen, Paul D. DeStefanis, and William L. Harvey to the Board of Directors to hold office until our next annual meeting of shareholders or until their successors are duly elected and qualified. In addition, the shareholders ratified the material terms of our 2006 Incentive Compensation Plan, as amended, approved an amendment to our Plan to increase the number of shares of capital stock underlying the Plan to 27,000,000, and ratified the appointment of Moore Stephens Lovelace, P.A., as our independent registered public accounting firm for the fiscal year ended December 31, 2012. The following table reflects the results of the meeting:

ELECTION OF DIRECTORS:



                                     SHARES
                                     VOTED
             NAME                     FOR           WITHHELD       NON-VOTES
             Marshall T. Leeds      14,605,352          1,400               0
             Steven C. Jacobs       14,606,752              0               0
             Sanford B. Cohen       14,604,152          2,600               0
             Paul D. DeStefanis     14,604,152          2,600               0
             William L. Harvey      14,604,152          2,600               0

RATIFICATION OF MATERIAL TERMS OF OUR 2006 INCENTIVE COMPENSATION PLAN, AS
AMENDED:



                               SHARES     SHARES
                  SHARES       VOTED       VOTED
                  VOTED         FOR       AGAINST   ABSTAIN   NON-VOTES
                14,606,752   14,444,842   140,410   21,500        0

APPROVAL OF AMENDMENT TO OUR 2006 INCENTIVE COMPENSATION PLAN, AS AMENDED:



                               SHARES     SHARES
                  SHARES       VOTED       VOTED
                  VOTED         FOR       AGAINST   ABSTAIN   NON-VOTES
                14,606,752   14,437,190   148,062   21,500        0

RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM:



                               SHARES     SHARES
                  SHARES       VOTED       VOTED
                  VOTED         FOR       AGAINST   ABSTAIN   NON-VOTES
                21,246,125   21,238,125      0       8,000        0


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