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TCPC > SEC Filings for TCPC > Form 8-K on 8-Nov-2012All Recent SEC Filings

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Form 8-K for TCP CAPITAL CORP.


8-Nov-2012

Results of Operations and Financial Condition, Change in Directors or Principal


Item 2.02 Results of Operations and Financial Condition.

On November 8, 2012, the registrant issued a press release announcing its financial results for the quarter ended September 30, 2012. The text of the press release is included as Exhibit 99.1 to this Form 8-K.

The information disclosed under this Item 2.02, including Exhibit 99.1 hereto, is being furnished and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934 and shall not be deemed incorporated by reference into any filing made under the Securities Act of 1933, except as expressly set forth by specific reference in such filing.



Item 5.02 Election of Directors; Appointment of Certain Officers.

On November 8, 2012, the registrant issued a press release, included herewith as Exhibit 99.1, announcing that on November 7, 2012, the registrant's board of directors ("the Board") appointed Peter E. Schwab as an independent director to the Board effective November 7, 2012. The Board has determined that Mr. Schwab is independent within the meaning of the independence standards of the Securities and Exchange Commission and the NASDAQ Marketplace Rules.

The information disclosed under this Item 5.02, including Exhibit 99.1 hereto, is being furnished and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934 and shall not be deemed incorporated by reference into any filing made under the Securities Act of 1933, except as expressly set forth by specific reference in such filing.



Item 7.01 Regulation FD Disclosure.

On November 8, 2012, the registrant issued a press release, included herewith as Exhibit 99.1, announcing the declaration of a quarterly dividend of $0.35 per share and a special dividend of $0.05 per share. Both dividends are payable on December 31, 2012 to shareholders of record as of December 17, 2012.

The information disclosed under this Item 7.01, including Exhibit 99.1 hereto, is being furnished and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934 and shall not be deemed incorporated by reference into any filing made under the Securities Act of 1933, except as expressly set forth by specific reference in such filing.



Item 9.01 Financial Statements and Exhibits.

(d) Exhibits:

Exhibit Number Description

99.1 Press Release, dated as of November 8, 2012

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