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NLY > SEC Filings for NLY > Form 8-K on 5-Nov-2012All Recent SEC Filings

Show all filings for ANNALY CAPITAL MANAGEMENT INC

Form 8-K for ANNALY CAPITAL MANAGEMENT INC


5-Nov-2012

Change in Directors or Principal Officers, Other Events, Financial


Item 5.02 Departure of Directors or Certain Officers; Election of
Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On November 5, 2012, the Board of Directors (the "Board") of Annaly Capital Management, Inc. (the "Company") announced the appointment of Wellington J. Denahan-Norris, 48, as Chairman and Chief Executive Officer of the Company. Ms. Denahan-Norris co-founded the Company with Michael A.J. Farrell in 1996. Ms. Denahan-Norris was elected on December 5, 1996 to serve as Vice Chairman of the Board and a director of the Company. Ms. Denahan-Norris has served as Co-Chief Executive Officer of the Company since October 8, 2012. Prior to October 8, 2012, Ms. Denahan-Norris was the Company's Chief Operating Officer and Chief Investment Officer.

On November 5, 2012, the Board appointed Kevin G. Keyes, 44, to serve as a member of the Board. Mr. Keyes was appointed as President of the Company on October 8, 2012. Mr. Keyes was previously Chief Strategy Officer, Head of Capital Markets and Managing Director of the Company. Mr. Keyes joined the Company in September 2009 following a 20 year career in both Investment Banking and Capital Markets, most recently serving in various senior roles, including as Managing Director, at Bank of America Merrill Lynch.

On November 5, 2012, the Board appointed Rose-Marie Lyght, 39, to serve as Co-Chief Investment Officer of the Company. Ms. Lyght was previously a Managing Director of the Company and Chief Investment Officer of Fixed Income Discount Advisory Company, a wholly owned subsidiary of the Company. Ms. Lyght was employed by the Company in April 1999.

On November 5, 2012, the Board appointed Kristopher Konrad, 38, to serve as Co-Chief Investment Officer of the Company. Mr. Konrad was previously a Managing Director and Head Portfolio Manager of the Company. Mr. Konrad was employed by the Company in October 1997.

Each of the appointments was effective immediately. There are no arrangements or understandings between any of the appointees and any other person pursuant to which he or she was appointed. There are also no family relationships between any of the appointees and any director or executive officer of the Company and none of the appointees has any direct or indirect material interest in any transaction required to be disclosed pursuant to Item 404(a) of Regulation S-K, except for certain transactions described in the section entitled "Certain Relationships and Related Transaction" in the Company's Definitive Proxy Statement, as originally filed with the Securities and Exchange Commission on April 12, 2012, which the Company hereby incorporates by reference.



Item 8.01 Other Events.

On November 5, 2012, the Company issued the press release attached hereto as Exhibit 99.1 and incorporated herein by reference.



Item 9.01. Financial Statements and Exhibits.

(a) Not applicable.

(b) Not applicable.

(c) Not applicable.

(d) Exhibits:

99.1 Press Release, dated November 5, 2012, issued by the Company


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