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| DUF > SEC Filings for DUF > Form 8-K on 22-Oct-2012 | All Recent SEC Filings |
22-Oct-2012
Unregistered Sale of Equity Securities, Financial Statements and Exhibits
On October 18, 2012, Duff & Phelps Corporation (the "Company") issued an
aggregate of 176,372 shares of Class A common stock to the sellers of the
ownership interests of CETERIS US, LLC which were purchased by a subsidiary of
the Company. CETERIS is an economic consulting firm that provides transfer
pricing expertise, strategic economic analysis and tax valuation services. The
shares issued were one component of the consideration paid to the sellers in
connection with the acquisition. The issuance of these shares of Class A common
stock was made without a registration statement under the Securities Act of
1933, as amended (the "Securities Act") because the shares of Class A common
stock were offered and sold in a transaction exempt from registration under
Section 4(2) of the Securities Act.
A copy of the press release issued by the Company regarding the acquisition is attached as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated in this report as if fully set forth herein.
(d) Exhibits.
99.1 Press release dated October 18, 2012.
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