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CUNB > SEC Filings for CUNB > Form 8-K on 5-Oct-2012All Recent SEC Filings

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Form 8-K for CU BANCORP


5-Oct-2012

Regulation FD Disclosure, Other Events, Financial Statements and Exhibits


Item 7.01 Regulation FD Disclosure

On October 5, 2012, CU Bancorp (the "Company") issued a press release announcing that its application to list the Company's common stock on the NASDAQ Capital Market has been approved by The NASDAQ Stock Market LLC. Trading on the NASDAQ is expected to commence on October 9, 2012 under the ticker symbol "CUNB". The information in this report (including Exhibit 99.1) shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liability of that section, and shall not be incorporated by reference into any registration statement or other documents filed under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.

As discussed therein, the press release furnished as Exhibit 99.1 to this Current Report on Form 8-K contains forward-looking statements within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act and, as such, may involve known and unknown risks, uncertainties and assumptions. These forward-looking statements relate to the Company's current expectations and are subject to the limitations and qualifications set forth in the presentation as well as in the Company's other documents filed with the Securities and Exchange Commission, including, without limitation, that actual events and/or results may differ materially from those projected in such forward-looking statements.



Item 8.01. Other Events

On October 5, 2012, the Company issued a press release announcing that its application to list the Company's common stock on the NASDAQ Capital Market has been approved by The NASDAQ Stock Market LLC. Trading on the NASDAQ is expected to commence on October 9, 2012 under the ticker symbol "CUNB".



Item 9.01 Financial Statements and Exhibits

(d) Exhibits

Exhibit 99.1

Copy of Press Release dated October 5, 2012 of CU Bancorp.


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