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TRIT > SEC Filings for TRIT > Form 8-K on 10-Sep-2012All Recent SEC Filings

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Form 8-K for TRI-TECH HOLDING, INC.


10-Sep-2012

Submission of Matters to a Vote of Security Holders, Financial Statements


ITEM 5.07 SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS

The Registrant held its 2012 Annual Meeting of Shareholders on September 6, 2012, at the Registrant's executive offices located at 16thFloor of Tower B, Renji Plaza No. 101, Jingshun Road, Chaoyang District, Beijing, People's Republic of China 100102. A total of 6,115,535 of the Registrant's ordinary shares were present in person or by proxy, representing a quorum of 74.47%. The following tables reflect the certified tabulation of the votes with respect to each proposal submitted to a vote of the Registrant's shareholders at the 2012 Annual Meeting of Shareholders. Abstentions were counted as present for the purpose of establishing a quorum, but were not treated as votes cast on each respective proposal.

1. PROPOSAL 1: Election of Directors
a. To elect three Class III members of the Board of Directors to serve terms expiring at the Annual Meeting of Shareholders in 2015 or until their successors are duly elected and qualified. The Class III nominees who received a plurality of the properly cast votes were Warren Zhao, Phil Fan and Gavin Cheng, who were thereby elected to the Registrant's Board of Directors. The tabulation of the certified voting results is as follows:

Nominee For Withheld Non-Votes Warren Zhao (Class III) 3,695,173 189,173 2,231,189 Phil Fan (Class III) 3,759,964 124,382 2,231,189 Gavin Cheng (Class III) 3,758,154 126,192 2,231,189

The Table below shows the composition of the Registrant's Board of Directors and the Board committees following the 2012 Annual Meeting of Shareholders:

Post-AGM Board   Independent          Committees
Warren Zhao          No
Phil Fan             No
Gavin Cheng          No
Peter Dong           No
Peiyao Zhang         Yes       Audit, Nominating
Ming Zhu             Yes       Compensation, Nominating
Peter Zhuo           Yes       Audit, Compensation
Da-zhuang Guo        Yes       Compensation, Nominating
John McAuliffe       Yes       Audit

2. PROPOSAL 2: Ratification of Appointment of Independent Auditor
a. To ratify the appointment of Marcum Bernstein & Pinchuk LLP as the Registrant's independent registered public accountant for the fiscal year ending December 31, 2012. The proposal was approved by a majority vote of 98.13% of the votes cast. The tabulation of the certified voting results is as follows:

For Against Abstain Broker Non-Votes 6,001,746 51,712 62,077 0

A copy of the press release announcing the results of the 2012 Annual Meeting of Shareholders is attached hereto as Exhibit 99.1.



ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS.

(a) Financial statements of businesses acquired.

Not Applicable.

(b) Pro forma financial information.

Not Applicable.

(c) Shell company transactions.

Not Applicable.

(d) Exhibits.

99.1 Press release dated September 7, 2012.

Pursuant to the requirements of the Securities and Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

TRI-TECH HOLDING INC.

By: /s/ Phil Fan
Phil Fan
President

Dated: September 10, 2012

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