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HRZN > SEC Filings for HRZN > Form 8-K on 11-Jun-2012All Recent SEC Filings

Show all filings for HORIZON TECHNOLOGY FINANCE CORP

Form 8-K for HORIZON TECHNOLOGY FINANCE CORP


11-Jun-2012

Submission of Matters to a Vote of Security Holders


Item 5.07 Submission of Matters to a Vote of Security Holders.

Annual Meeting Results

On June 11, 2012, Horizon Technology Finance Corporation (the "Company") held its annual meeting of stockholders (the "Annual Meeting"). At the Annual Meeting, the Company's stockholders approved two proposals. The proposals are described in detail in the Company's definitive proxy statement for the Annual Meeting as filed with the Securities and Exchange Commission on April 24, 2012 (the "Annual Proxy Statement"). As of April 17, 2012, the record date for the Annual Meeting, 7,640,049 shares of common stock were eligible to vote.

Proposal 1. The Company's stockholders elected three Class II directors of the Company, each of whom will serve until the 2015 Annual Meeting, or until his or her successor is duly elected and qualifies or until his or her earlier resignation, removal from office, death or incapacity. The three directors were elected pursuant to the voting results set forth below:

                                                                                 Broker
                                                     For         Withheld       Non-Votes
                           Gerald A. Michaud       3,660,950       294,477       3,128,313
                           Edmund V. Mahoney       3,646,695       308,732       3,128,313
                           Elaine A. Sarsynski     3,646,595       308,832       3,128,313

Proposal 2. The Company's stockholders ratified the selection of McGladrey & Pullen, LLP to serve as the Company's independent registered public accounting firm for the year ending December 31, 2012, as set forth below:

For Against Abstain 7,094,535 16,708 17,497

Special Meeting Results

On June 11, 2012, Horizon Technology Finance Corporation (the "Company") held a special meeting of stockholders (the "Special Meeting"). At the Special Meeting, the Company's stockholders voted on and approved one proposal. The proposal is described in detail in the Company's definitive proxy statement for the Special Meeting as filed with the Securities and Exchange Commission on May 1, 2012 (the "Special Meeting Proxy Statement"). As of April 17, 2012, the record date for the Special Meeting, 7,640,049 shares of common stock were eligible to vote.

The Company's stockholders approved a proposal to authorize the Company, with the approval of its Board of Directors, to sell shares of its common stock at a price or prices below the Company's then current net asset value per share in one or more offerings, subject to certain conditions as set forth in the Special Meeting Proxy Statement, (including, without limitation, that the number of shares issued does not exceed 25% of the Company's then outstanding common stock, at a price below, but no more than 15% below, its then current net asset value.) The Company's stockholders approved the proposal pursuant to the voting results set forth below:

                                                                                        Broker
                                            For          Against        Abstain        Non-Vote
All Votes Cast                            4,017,804       702,461         52,926           N/A

All Votes Cast Excluding Votes Cast
by Affiliates                             2,268,960       702,461         52,926           N/A

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