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UTH > SEC Filings for UTH > Form 8-K on 12-Dec-2011All Recent SEC Filings

Show all filings for UTILITIES HOLDERS SM TRUST

Form 8-K for UTILITIES HOLDERS SM TRUST


12-Dec-2011

Other Events, Financial Statements and Exhibits


Item 8.01. Other Events

Effective January 6, 2012, as a result of the spin-off of WPX Energy, Inc. from The Williams Companies, Inc., a constituent of the Utilities HOLDRS Trust, WPX Energy, Inc. will be added as an underlying constituent of the Utilities HOLDRS Trust. Shareholders of The Williams Companies, Inc. will receive 0.3333333333 shares of WPX Energy, Inc. for every share of The Williams Companies, Inc. The Bank of New York Mellon will receive 6.66666666666 shares of WPX Energy, Inc. for the 20 shares of The Williams Companies, Inc. per 100 share round-lot of Utilities HOLDRS. Effective at the opening of business on January 6, 2012, 6.66666666666 shares of WPX Energy, Inc. will be required for creations/cancellations per 100 share round-lot of Utilities HOLDRS. The record date, payable date and due bill redemption date are December 14, 2011, December 31, 2011 and January 5, 2012, respectively.



Item 9.01. Financial Statements and Exhibits

(d) Exhibits

99.1 Utilities HOLDRS Trust Prospectus Supplement dated

December 12, 2011 to Prospectus dated March 15, 2011.


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