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HRZN > SEC Filings for HRZN > Form 8-K on 12-Jul-2011All Recent SEC Filings




Submission of Matters to a Vote of Security Holders

Item 5.07 Submission of Matters to a Vote of Security Holders.

On July 12, 2011, Horizon Technology Finance Corporation (the "Company") held a special meeting of stockholders (the "Special Meeting"). At the Special Meeting, the Company's stockholders did not approve a shareholder proposal. The proposal is described in detail in the Company's definitive proxy statement for the Special Meeting as filed with the Securities and Exchange Commission on June 1, 2011 (the "Proxy Statement"). As of May 23, 2011, the record date, 7,593,421 shares of common stock were eligible to vote.

The Company's stockholders did not approve a proposal to authorize the Company, with the approval of its Board of Directors, to sell shares of its common stock (during the 12 months subsequent to the date of the Special Meeting) at a price below its then current net asset value per share subject to certain limitations as described in the Proxy Statement. The number of votes in favor of the proposal did not constitute a "majority of the outstanding voting securities" of the Company as defined by the Investment Company Act of 1940. The stockholders did not approve the proposal pursuant to the voting results set forth below:

Broker For Against Abstain Non-Vote All Stockholders 3,124,341 1,631,127 28,423 N/A Excluding Affiliates 1,802,819 1,183,084 28,423 N/A

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