Search the web
Welcome, Guest
[Sign Out, My Account]
EDGAR_Online

Quotes & Info
Enter Symbol(s):
e.g. YHOO, ^DJI
Symbol Lookup | Financial Search
HRZN > SEC Filings for HRZN > Form 8-K on 12-Jul-2011All Recent SEC Filings

Show all filings for HORIZON TECHNOLOGY FINANCE CORP | Request a Trial to NEW EDGAR Online Pro

Form 8-K for HORIZON TECHNOLOGY FINANCE CORP


12-Jul-2011

Submission of Matters to a Vote of Security Holders


Item 5.07 Submission of Matters to a Vote of Security Holders.

On July 12, 2011, Horizon Technology Finance Corporation (the "Company") held a special meeting of stockholders (the "Special Meeting"). At the Special Meeting, the Company's stockholders did not approve a shareholder proposal. The proposal is described in detail in the Company's definitive proxy statement for the Special Meeting as filed with the Securities and Exchange Commission on June 1, 2011 (the "Proxy Statement"). As of May 23, 2011, the record date, 7,593,421 shares of common stock were eligible to vote.

The Company's stockholders did not approve a proposal to authorize the Company, with the approval of its Board of Directors, to sell shares of its common stock (during the 12 months subsequent to the date of the Special Meeting) at a price below its then current net asset value per share subject to certain limitations as described in the Proxy Statement. The number of votes in favor of the proposal did not constitute a "majority of the outstanding voting securities" of the Company as defined by the Investment Company Act of 1940. The stockholders did not approve the proposal pursuant to the voting results set forth below:

Broker For Against Abstain Non-Vote All Stockholders 3,124,341 1,631,127 28,423 N/A Excluding Affiliates 1,802,819 1,183,084 28,423 N/A


  Add HRZN to Portfolio     Set Alert         Email to a Friend  
Get SEC Filings for Another Symbol: Symbol Lookup
Quotes & Info for HRZN - All Recent SEC Filings
Sign Up for a Free Trial to the NEW EDGAR Online Pro
Detailed SEC, Financial, Ownership and Offering Data on over 12,000 U.S. Public Companies.
Actionable and easy-to-use with searching, alerting, downloading and more.
Request a Trial      Sign Up Now


Copyright © 2014 Yahoo! Inc. All rights reserved. Privacy Policy - Terms of Service
SEC Filing data and information provided by EDGAR Online, Inc. (1-800-416-6651). All information provided "as is" for informational purposes only, not intended for trading purposes or advice. Neither Yahoo! nor any of independent providers is liable for any informational errors, incompleteness, or delays, or for any actions taken in reliance on information contained herein. By accessing the Yahoo! site, you agree not to redistribute the information found therein.