On November 12, 2009, Katy Industries, Inc. (the "Company") issued a press release announcing its results of operations and financial condition for the fiscal quarter ended October 2, 2009. A copy of this press release is being furnished as Exhibit 99.1 to this Current Report on Form 8-K and incorporated herein by reference.

In accordance with General Instruction B.2 of Form 8-K, the information in this Current Report on Form 8-K, including Exhibit 99.1, shall not be deemed "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liability of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such a filing.

Item 9.01           Financial Statements and Exhibits.

(d)      Exhibits.

Exhibit No.                Description

99.1                  Press release issued by the Company on November 12, 2009.