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| SY > SEC Filings for SY > Form 8-K on 27-Oct-2009 | All Recent SEC Filings |
27-Oct-2009
Results of Operations and Financial Condition, Financial Statements and Exhibits
(a) On October 22, 2009, Sybase, Inc. issued a press release announcing its results for the three months ended September 30, 2009 ("Q3 2009 Release"), a copy of which is furnished as Exhibit 99.1 and incorporated herein by reference. As part of the Q3 2009 Release, Sybase presented certain financial information, including the following:
(1) Condensed Consolidated Balance Sheets for September 30, 2009
(unaudited) and December 31, 2008
(2) Condensed Consolidated Statements of Income (unaudited) for the
three and nine months ended September 30, 2009 and 2008,
respectively
(3) Reconciliation of Non-GAAP Results to GAAP Results for selected
items for the three and nine months ended September 30, 2009 and
2008, respectively
(4) Condensed Consolidated Statements of Cash Flows (unaudited) for
the nine months ended September 30, 2009 and 2008, respectively
(5) Consolidated Statement of Operations by Segment for the three
months ended September 30, 2009 (unaudited)
(6) Consolidated Statement of Operations by Segment for the nine
months ended September 30, 2009 (unaudited)
(7) Reconciliation of Non-GAAP Results to GAAP Results for selected
segment items for the three and nine months ended September 30,
2009
(8) Reconciliation of GAAP-based EPS to Non-GAAP EPS for the three
months ended December 31, 2009 (unaudited)
(9) Reconciliation of GAAP-based EPS to Non-GAAP EPS for the twelve
months ended December 31, 2009 (unaudited)
(10) Consolidated Statement of Operations Supplemental Format for the
three months ended September 30, 2009 (unaudited)
(11) Consolidated Statement of Operations Supplemental Format for the
nine months ended September 30, 2009 (unaudited)
(b) On the same date, the Company orally disclosed certain of the above-referenced Non-GAAP and GAAP amounts, and provided Non-GAAP and GAAP financial guidance for the three months ending December 31, 2009 and twelve months ending December 31, 2009 during a webcast and conference call meeting all of the following requirements:
(1) The information was provided as part of a presentation that was complementary to and occurred within 48 hours of publication of the Q3 2009 Release;
(2) The presentation was broadly accessible to the public by dial-in conference call and webcast;
(3) The financial and other statistical information contained in the presentation was available on the Company's external website together with information required under Section 244.100 of Regulation G at the time of the conference call and webcast; and
(4) The presentation was announced by widely disseminated press release that included instructions as to when and how to access the presentation and the location on the Company's website where the information would be available.
(c) In accordance with General Instruction B.2 of Form 8-K, the information included the Q3 2009 Release (other than the tables referenced in Item 2.02(a)(1), (2), (4), (5) and (6)) shall not be deemed to be "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liability of that section, and shall not be incorporated by reference into any registration statement or other document filed under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.
(c) Exhibits
Exhibit No. Description
99.1 Press Release of Sybase, Inc. issued October 22, 2009
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