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SWS > SEC Filings for SWS > Form 8-K on 15-Oct-2009All Recent SEC Filings

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Form 8-K for SWS GROUP INC

15-Oct-2009

Amendments to Articles of Inc. or Bylaws; Change in Fiscal Year


Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.

SWS Group, Inc. (the "Company") has filed a Restated Certificate of Incorporation with the Delaware Secretary of State, effective October 15, 2009. The Restated Certificate of Incorporation omits provisions that named the incorporator and the initial board of directors, but is otherwise unchanged. The full text of the Restated Certificate of Incorporation is filed as Exhibit 3.1 to this Current Report and is incorporated herein by reference.

Item 9.01(d) Exhibits.

Exhibit 3.1 Restated Certificate of Incorporation of SWS Group, Inc.

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