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| LUNA > SEC Filings for LUNA > Form 8-K on 9-Sep-2009 | All Recent SEC Filings |
9-Sep-2009
Results of Operations and Financial Condition, Other Events, Financial State
On September 9, 2009, Luna Innovations Incorporated (the "Company") issued a press release announcing its financial results for the second quarter ended June 30, 2009 and information regarding a conference call to be held by the Company to discuss those financial results. A copy of the press release (the "Press Release") is furnished as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.
The information in this Current Report on Form 8-K and the exhibit attached
hereto is being furnished and shall not be deemed "filed" for purposes of
Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange
Act"), or otherwise subject to the liabilities of that section, nor shall it be
deemed incorporated by reference in any filing under the Securities Act of 1933,
as amended, or the Exchange Act, regardless of any general incorporation
language in such filing.
The Press Release also announces the Company received notice on September 8,
2009, that the Nasdaq Listing Qualifications Hearings Panel (the "Panel") has
determined to transfer the Company's shares of common stock from the Nasdaq
Global Market to the Nasdaq Capital Market and continue listing of its shares.
The Company's continued listing on the Nasdaq Capital Market is conditioned on
(i) the filing of its Form 10-Q for the quarter ended June 30, 2009, on or
before September, 9, 2009, (ii) the provision to the Panel of monthly updates
and prompt notice of any events that would affect its ability to obtain
compliance with the Nasdaq Capital Market's applicable listing standards, and
(iii) the Company's emergence from reorganization under Chapter 11 of the U.S.
Bankruptcy Code on or before December 31, 2009, and successful application for
initial listing to the Nasdaq Capital Market. The Nasdaq Stock Market Listing
Qualifications Staff had previously issued a delisting determination letter to
the Company on July 17, 2009, and the Company had appealed the proposed
delisting to the Panel. The Company's hearing on the appeal was held before the
Panel on August 27, 2009.
(d) Exhibits.
Exhibit Description
99.1 Press Release dated September 9, 2009 by Luna Innovations Incorporated.
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