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| ROK > SEC Filings for ROK > Form 8-K on 8-Sep-2009 | All Recent SEC Filings |
8-Sep-2009
Change in Directors or Principal Officers, Financial Statements and Exhib
On September 3, 2009, the Registrant entered into letter agreements with each of Keith D. Nosbusch and Theodore D. Crandall (the "Agreements") with respect to the reimbursement of certain compensation. The Agreements provide that if the Registrant is required to restate any financial statements for periods from and after fiscal year 2009 during which the executives serve in their respective current positions as chief executive officer and chief financial officer due to Registrant's material noncompliance with any financial reporting requirements under the securities laws, the executives will reimburse the Registrant for any incentive- or equity- based compensation received by the executive from the Registrant during the 12 months following the public filing of such financial statements and any profits realized by the executive on the sale of Registrant securities during that 12-month period.
The foregoing description of the Agreements is not complete and is qualified in its entirety by reference to the Letter Agreements with Messrs. Nosbusch and Crandall, copies of which are filed herewith as Exhibits 99.1 and 99.2 and are incorporated herein by reference.
(d) Exhibits
99.1 Letter Agreement dated September 3, 2009 between Registrant and Keith D. Nosbusch.
99.2 Letter Agreement dated September 3, 2009 between Registrant and Theodore D. Crandall.
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