Item 5.02 Departure of Directors or Certain Officers; Election of Directors;
Appointment of Certain Officers; Compensatory Arrangements of Certain
Officers.
On July 1, 2009, Main Street Capital Corporation (the "Company") entered into
amendments (collectively, the "Amendments") to its Employment Agreements
effective as of October 11, 2007 with each of Todd A. Reppert, President and
Chief Financial Officer; Rodger A. Stout, Senior Vice President-Finance &
Administration, Chief Compliance Officer and Treasurer; Curtis L. Hartman,
Senior Vice President; Dwayne L. Hyzak, Senior Vice President; and David L.
Magdol, Senior Vice President (collectively, the "Employment Agreements"). The
Amendments shorten the terms of the Employment Agreements by one year, to expire
on December 31, 2009, and conform certain dates with respect to cash bonuses and
equity awards due to the reduced terms of the Employment Agreements. The
Amendments also provide that the number of shares to be issued pursuant to any
dollar-based equity awards will be determined based upon the greater of (i) the
applicable market price of the Company's common stock at the time of issuance
and (ii) the Company's last reported net asset value per share.
The foregoing description of the terms of the Employment Agreements and the
Amendments is qualified in its entirety by the terms of the Employment
Agreements and the Amendments, which are filed as Exhibits 10.1 through 10.10 to
this Current Report on Form 8-K and are incorporated herein by reference.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
10.1 *† Form of Employment Agreement by and between Main Street
Capital Corporation and Todd A. Reppert (previously filed as
Exhibit (k)(1) to Main Street Capital Corporation's
Registration Statement on Form N-2 (Reg. No. 333-142879))
10.2 † Amendment to Employment Agreement by and between Main Street
Capital Corporation and Todd A. Reppert dated as of July 1,
2009
10.3 *† Form of Employment Agreement by and between Main Street
Capital Corporation and Rodger A. Stout (previously filed as
Exhibit (k)(2) to Main Street Capital Corporation's
Registration Statement on Form N-2 (Reg. No. 333-142879))
10.4 † Amendment to Employment Agreement by and between Main Street
Capital Corporation and Rodger A. Stout dated as of July 1,
2009
10.5 *† Form of Employment Agreement by and between Main Street
Capital Corporation and Curtis L. Hartman (previously filed
as Exhibit (k)(3) to Main Street Capital Corporation's
Registration Statement on Form N-2 (Reg. No. 333-142879))
10.6 † Amendment to Employment Agreement by and between Main Street
Capital Corporation and Curtis L. Hartman dated as of July 1,
2009
10.7 *† Form of Employment Agreement by and between Main Street
Capital Corporation and Dwayne L. Hyzak (previously filed as
Exhibit (k)(4) to Main Street Capital Corporation's
Registration Statement on Form N-2 (Reg. No. 333-142879))
10.8 † Amendment to Employment Agreement by and between Main Street
Capital Corporation and Dwayne L. Hyzak dated as of July 1,
2009
10.9 *† Form of Employment Agreement by and between Main Street
Capital Corporation and David L. Magdol (previously filed as
Exhibit (k)(5) to Main Street Capital Corporation's
Registration Statement on Form N-2 (Reg. No. 333-142879))
10.10 † Amendment to Employment Agreement by and between Main Street
Capital Corporation and David L. Magdol dated as of July 1,
2009
|
* Exhibit
previously
filed with
the
Securities
and Exchange
Commission,
as
indicated,
and
incorporated
herein by
reference.
† Management
contract or
compensatory
plan or
arrangement.
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