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NEWS > SEC Filings for NEWS > Form 8-K on 2-Jun-2009All Recent SEC Filings

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Form 8-K for NEWSTAR FINANCIAL, INC.


2-Jun-2009

Entry into a Material Definitive Agreement, Financial Statements and Exhi


ITEM 1.01. ENTRY INTO A MATERIAL DEFINITIVE AGREEMENT.

On May 29, 2009, NewStar Financial, Inc. (the "Company") entered into the Third Amendment to Stock Purchase and Sale Agreement (the "Amendment") by and among the Company, Southern Commerce Bank, National Association and Dickinson Financial Corporation (the "Seller"). The Amendment relates to the Stock Purchase and Sale Agreement among the parties dated January 5, 2009, as amended (the "Agreement"). The Amendment extends from June 1, 2009 to July 31, 2009 the date that either the Company or the Seller has the right to terminate the Agreement if the transaction is not completed, among other things.

The foregoing description of the Amendment is qualified in its entirety by reference to, and should be read in conjunction with, the actual Amendment, a copy of which is filed with this Current Report of Form 8-K as Exhibit 2.1 and is incorporated herein by this reference.



ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS.

(d) Exhibits

2.1 Third Amendment to Stock Purchase and Sale Agreement, dated as of May 29, 2009, by and among NewStar Financial, Inc., Southern Commerce Bank, National Association, and Dickinson Financial Corporation. Filed herewith.


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