Item 2.02. Results of Operations and Financial Condition.

The following information is furnished pursuant to Item 2.02, "Results of Operations and Financial Condition."

On April 28, 2009, GAMCO Investors, Inc. ("GAMCO") announced preliminary estimates for the quarter ended March 31, 2009 of $0.29 to $0.31 per diluted share versus $0.37 per diluted share in the comparable 2008 quarter. Assets Under Management (AUM) were $18.5 billion as of March 31, 2009, 8.4% lower than December 31, 2008 AUM of $20.2 billion and 34.6% below March 31, 2008 AUM of $28.3 billion. The December 31, 2008 and March 31, 2008 AUM exclude Teton Advisors, Inc.'s AUM of $450 million and $431 million, respectively, due to the spin-off of Teton on March 20, 2009. A copy of the GAMCO's press release is attached hereto as Exhibit 99.1 and incorporated herein by reference.