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| AA > SEC Filings for AA > Form 8-K on 24-Mar-2009 | All Recent SEC Filings |
24-Mar-2009
Other Events, Financial Statements and Exhibits
In connection with the issuance and sale by Alcoa Inc. ("Alcoa") on March 24, 2009 of 172,500,000 shares of common stock, par value $1.00 per share, including 22,500,000 shares to cover over-allotments (the "Shares"), and $575,000,000 principal amount of 5.25% Convertible Notes due 2014, including $75,000,000 principal amount to cover over-allotments (the "Convertible Notes"), the exhibits listed in Item 9.01 of this Current Report on Form 8-K are filed herewith and are incorporated by reference into the effective shelf registration statement on Form S-3ASR (File No. 333-149623) filed by Alcoa and Alcoa Trust I on March 10, 2008 and the related Prospectus dated March 10, 2008, as supplemented by the Prospectus Supplement dated March 18, 2009 relating to the Shares and the Prospectus Supplement dated March 18, 2009 relating to the Convertible Notes.
(d) Exhibits.
The following are filed as exhibits to this report:
4.1 Form of 5.25% Convertible Notes due 2014.
4.2 Third Supplemental Indenture dated as of March 24, 2009 between Alcoa Inc. and The Bank of New York Mellon Trust Company, N.A., as successor in interest to J.P. Morgan Trust Company, National Association (formerly Chase Manhattan Trust Company, National Association, as successor to PNC Bank, National Association), as Trustee.
5.1 Opinion of Thomas F. Seligson, Esq., Counsel of Alcoa Inc.
5.2 Opinion of Thomas F. Seligson, Esq., Counsel of Alcoa Inc.
8.1 Opinion of K&L Gates LLP, special counsel to Alcoa Inc.
8.2 Opinion of K&L Gates LLP, special counsel to Alcoa Inc.
23.1 Consent of Thomas F. Seligson, Esq. (included in Exhibit 5.1).
23.2 Consent of Thomas F. Seligson, Esq. (included in Exhibit 5.2).
23.3 Consent of K&L Gates LLP (included in Exhibit 8.1).
23.4 Consent of K&L Gates LLP (included in Exhibit 8.2).
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