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| TTWO > SEC Filings for TTWO > Form 10-K/A on 1-Mar-2004 | All Recent SEC Filings |
1-Mar-2004
Annual Report
The following table sets forth certain information as of February 27, 2004, relating to the beneficial ownership of shares of the Company's common stock by (i) each person or entity who is known by the Company to own beneficially 5% or more of the outstanding common stock, (ii) each director, (iii) each of the Named Executives and (iv) all directors and executive officers as a group.
Number of Shares of Percentage of Outstanding Name and Common Stock Common Stock Address of Beneficial Owner(1) Beneficially Owned(2) Beneficially Owned ------------------------------ --------------------- ------------------------- FMR Corp (3) .............................................. 6,435,288 14.4%
J & W Seligman & Co. Incorporated (3) ..................... 2,867,900 6.4
Waddell & Reed Investment Management Company (3) .......... 2,419,052 5.4
Oliver R. Grace, Jr. (4) .................................. 470,880 1.0
Ryan A. Brant ............................................. 301,670 *
Robert Flug (5) ........................................... 100,032 *
Mark Lewis (6) ............................................ 20,000 *
Todd Emmel (6) ............................................ 35,350 *
Steven Tisch (6) .......................................... 35,000 *
Jeffrey C. Lapin (6) ...................................... 133,334 *
Richard W. Roedel (6) ..................................... 35,000 *
Karl H. Winters (6) ....................................... 165,000 *
Kelly Sumner .............................................. -- *
Paul Eibeler .............................................. -- *All directors and executive officers as a group (ten
persons) (7) .............................................. 1,346,266 3.0%* Less than 1%.
(1) Unless otherwise indicated, the address of each beneficial owner is Take-Two Interactive Software, Inc., 622 Broadway, New York, New York 10012.
(2) Unless otherwise indicated, the Company believes that all persons named in the table have sole voting and investment power with respect to all shares beneficially owned by them. A person is deemed to be the beneficial owner of securities that may be acquired by such person within 60 days from the date of this report upon the exercise of options. Each beneficial owner's percentage ownership is determined by assuming that options that are held by such person (but not those held by any other person) and which are exercisable within 60 days of the date of this report have been exercised.
(3) Based on Schedules l3G filed with the Securities and Exchange Commission as of February 2004.
(4) Includes 381,880 shares owned of record by Anglo American Security Fund, L.P., of which Mr. Grace is a general partner, and options to purchase 89,000 shares held by Mr. Grace.
(5) Includes 19,600 shares held by S/L/ Danielle, Inc. and 80,432 shares of Common Stock underlying options.
(6) Represents shares underlying options
(7) Includes 643,116 shares underlying options.
Securities Authorized for Issuance under Equity Compensation Plans. The following table sets forth certain information as of October 31, 2003 regarding outstanding options to purchase Common Stock that were outstanding on October 31, 2003.
(a) (b) (c)
----------------------------------------------------------------------------------------------------------------
Plan Category Number of securities Weighted-average Number of securities
to be issued upon exercise price of remaining for future
exercise of outstanding options, issuance under equity
outstanding options, warrants and rights compensation plans
warrants and rights (excluding securities
reflected in column (a))
----------------------------------------------------------------------------------------------------------------
Equity compensation plans
approved by security holders 3,066,056 $22.39 432,796
----------------------------------------------------------------------------------------------------------------
Equity compensation plans not
approved by security holders 1,787,712 (1) $16.78 215,000
----------------------------------------------------------------------------------------------------------------
Total 4,853,768 $20.32 647,796
----------------------------------------------------------------------------------------------------------------
(1) Includes 1,502,712 shares of common stock underlying individual option
grants and 285,000 shares of restricted stock under an Incentive Stock
Plan. The options are five years in duration, expire at various dates
between December 2003 and November 2007, contain anti-dilution provisions
providing for adjustments of the exercise price under certain
circumstances and have termination provisions similar to options granted
under our stockholder approved plans.
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