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| IPO Filings by Underwriter |
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| TAGLICH BROTHERS INC | |||||||
|---|---|---|---|---|---|---|---|
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Gulfstream Int Grp Inc | GIA | 0.8M | $8.00 | 13-Dec-2007 | 14-Dec-2007 | Priced | News, Profile, Research, Insider |
| Orchids Paper Products Co | TIS | 1.88M | $8.00 | 6-Jul-2005 | 14-Jul-2005 | Priced | News, Msgs, Profile, Research, Insider |
| TD Securities Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Tremont Hedge Fund Limited | -0.0M | 27-Oct-2003 | 27-Oct-2003 | Withdrawn | |||
| TD Securities Inc Scotia Capital Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| SuperBanc Split Inc | -0.0M | $12.00 | 28-May-2007 | 13-Jul-2007 | Withdrawn | ||
| TISCO Securities Co Ltd | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Thainox Steel Ltd | -0.0M | 14-Aug-2004 | 20-Nov-2004 | Withdrawn | |||
| Taylor Collison Ltd | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Octan Energy Ltd | TBA | 4-Sep-2006 | Withdrawn | ||||
| Teather & Greenwood Ltd | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Childcare Corp PLC | -0.0M | 25-Jan-2001 | TBA | Withdrawn | |||
| Eurobenefits plc | 0 | -0.0M | 1-Jan-2001 | 1-Jan-2001 | Withdrawn | Profile | |
| IDS PLC | IDH | TBA | 1-Jan-2004 | Withdrawn | Profile | ||
| Tejas Securities Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| BioShield Technologies Inc | BSTI | 1.5M | $5.00 | 18-Sep-1998 | 29-Sep-1998 | Priced | Profile |
| Lincoln Heritage Corp | LHC | 0.65M | $7.50 | 15-Oct-1998 | 27-Oct-1998 | Priced | Profile |
| Transnational Financial Corp | TFN | 1.0M | $7.50 | 8-Jun-1998 | 24-Jun-1998 | Priced | Profile |
| Telesis Securities SA | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| MEL Macedonian Paper Mills | -0.0M | 1-Jan-2001 | 1-Jan-2001 | Withdrawn | |||
| Terrain Securities Pty Ltd | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Blina Diamonds Ltd | -0.0M | 7-Jun-2002 | 25-Jul-2002 | Withdrawn | |||
| The Thornwater Company L.P. | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| ChipCards Inc | CHIP | $8.10 | TBA | 7-Nov-2002 | Withdrawn | Profile | |
| Harvey Electronics Inc | HRVE | 1.2M | $5.00 | 30-Mar-1998 | 1-Apr-1998 | Priced | Profile |
| ThinkEquity Partners | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Acquicor Technology Inc | AQR | 25.0M | $6.00 | 9-Mar-2006 | 15-Mar-2006 | Priced | Profile |
| BIDZ.com Inc | BIDZ | $7.00 - $8.00 | TBA | 20-Apr-2007 | Withdrawn | Profile | |
| Brand And Svcs Acq Corp | 20.0M | $8.00 | TBA | TBA | Filed | ||
| Electro-Optical Sciences Inc | MELA | 4.0M | $5.00 | 12-Oct-2005 | 28-Oct-2005 | Priced | News, Msgs, Profile, Research, Insider |
| Highbury Financial Inc | HBRF | 6.73M | $6.00 | 23-Jan-2006 | 25-Jan-2006 | Priced | News, Profile, Research, Insider |
| Luna Innovations Inc | LUNA | 3.5M | $6.00 | 2-Jun-2006 | 2-Jun-2006 | Priced | News, Msgs, Profile, Research, Insider |
| Real Goods Solar Inc | RSOL | 5.0M | $10.00 | 2-May-2008 | 8-May-2008 | Priced | News, Profile, Research, Insider |
| Thomas Weisel Partners | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Allion Healthcare Inc | ALLI | 4.0M | $13.00 | 24-May-2005 | 22-Jun-2005 | Priced | News, Msgs, Profile, Research, Insider |
| Buy.com Inc | BUYY | $8.00 | TBA | 31-May-2007 | Withdrawn | Profile | |
| Corcept Therapeutics Inc | CORT | 5.0M | $12.00 | 19-Mar-2004 | 14-Apr-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Cruel World Inc | -0.0M | 10-Apr-2000 | 12-May-2000 | Withdrawn | |||
| Cysive Inc | CYSV | 3.35M | $17.00 | 14-Oct-1999 | 15-Oct-1999 | Priced | Profile |
| ERoom Technology Inc | TBA | 31-Aug-2001 | Withdrawn | ||||
| Exactis.com Inc | XACT | 3.8M | $14.00 | 18-Nov-1999 | 19-Nov-1999 | Priced | Profile |
| Harvard Bioscience Inc | HBIO | 6.42M | $8.00 | 6-Dec-2000 | 7-Dec-2000 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Impac Medical Systems Inc | IMPC | 2.19M | $15.00 | 15-Nov-2002 | 19-Nov-2002 | Priced | Profile |
| Innovative Drug Delivery Sys | $8.00 - $10.00 | TBA | 9-Jul-2002 | Withdrawn | |||
| Internet Brands Inc | INET | 9.57M | $8.00 | 30-Oct-2007 | 16-Nov-2007 | Priced | News, SEC, Msgs, Profile, Insider |
| Netlist Inc | NLST | 6.25M | $7.00 | 20-Nov-2006 | 29-Nov-2006 | Priced | News, Profile, Research, Insider |
| Nexsan Corp | -0.0M | TBA | TBA | Filed | |||
| Orion Energy Systems Inc | OESX | -0.0M | $13.00 | 30-Oct-2007 | 18-Dec-2007 | Priced | News, Profile, Research, Insider |
| Pain Therapeutics Inc | PTIE | 5.0M | $12.00 | 11-Jul-2000 | 13-Jul-2000 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Phase Forward Inc | PFWD | 8.33M | $7.50 | 13-Jul-2004 | 14-Jul-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Rackable Systems Inc | RACK | 6.25M | $12.00 | 9-Jun-2005 | 9-Jun-2005 | Priced | Profile |
| Rubio's Restaurant Inc | RUBO | 3.15M | $10.50 | 20-May-1999 | 21-May-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Salary.com Inc | SLRY | 5.0M | $10.50 | 14-Feb-2007 | 15-Feb-2007 | Priced | News, Profile, Research, Insider |
| Scopus Video Networks Ltd | SCOP | 4.5M | $7.00 | 12-Dec-2005 | 13-Dec-2005 | Priced | News, Msgs, Profile, Insider |
| Simmons Media Group Inc | SMGI | -0.0M | 11-Aug-2000 | 18-Dec-2000 | Withdrawn | Profile | |
| Thomas Weisel Partners Group | TWPG | 5.0M | $15.00 | 17-Jan-2006 | 1-Feb-2006 | Priced | News, Msgs, Profile, Research, Insider |
| Versata Inc | VATA | 3.85M | $24.00 | 3-Mar-2000 | 3-Mar-2000 | Priced | Profile |
| Vitaminshoppe.com Inc | VSHP | 4.55M | $11.00 | 6-Oct-1999 | 8-Oct-1999 | Priced | Profile |
| Vocus Inc | VOCS | 5.0M | $9.00 | 6-Dec-2005 | 6-Dec-2005 | Priced | News, Msgs, Profile, Research, Insider |
| Xenogen Corp | XGEN | 4.5M | $7.00 | 15-Jul-2004 | 16-Jul-2004 | Priced | Profile |
| Thomas Weisel Partners BB&T Capital Markets | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Gordon Biersch Brewery Rest | BIER | 4.45M | $10.00 - $12.00 | TBA | TBA | Postponed | Profile |
| Thomas Weisel Partners Lazard Freres & Co LLC | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Inhibitex Inc | INHX | 5.9M | $7.00 | 6-May-2004 | 3-Jun-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Thomas Weisel Partners Oppenheimer & Co Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Digital Domain Inc | DTWO | 6.0M | $12.00 - $14.00 | TBA | TBA | Filed | Profile |
| Valor Computerized Systems Ltd | VCR | TBA | 24-Mar-2009 | Withdrawn | Profile | ||
| Thomas Weisel Partners Piper Jaffray Cos | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| IDS Group Inc | IDSI | TBA | 14-Aug-2008 | Withdrawn | Profile | ||
| Thomas Weisel Partners RBC Capital Markets | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| ANDA Networks Inc | -0.0M | 21-Dec-2007 | 4-Apr-2008 | Withdrawn | |||
| Thomas Weisel Partners UBS Warburg | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Acusphere Inc | TBA | 5-Dec-2001 | Withdrawn | ||||
| Thomas Weisel Partners William Blair & Co | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| ExactTarget Inc | EXTG | TBA | 6-May-2009 | Withdrawn | Profile | ||
| To Be Announced | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| AIG Global Inv Group Mun Fund | 0.1M | $15.00 | 5-Nov-2002 | TBA | Filed | ||
| Aberdeen Global Credit Strateg | 0.05M | $20.00 | 1-Sep-2009 | TBA | Filed | ||
| Acologix Inc | TBA | 2-Aug-2007 | Withdrawn | ||||
| Adaro Indonesia PT | -0.0M | 27-Mar-2004 | 21-Feb-2005 | Withdrawn | |||
| Alpine Ris Dyn Div Fd | AUP | 0.05M | $20.00 | 7-Nov-2007 | TBA | Filed | Profile |
| American Life Insurance Co Inc | -0.0M | TBA | TBA | Filed | |||
| Anel Elektrik Proje Taahhut ve | 17.0M | $2.25 - $2.75 | 27-Nov-2008 | 3-Dec-2008 | Withdrawn | ||
| Asia Global Crossing Ltd | AGCX | -0.0M | 7-Jul-2001 | 1-Jan-2002 | Withdrawn | Profile | |
| Astex Technology Ltd | -0.0M | 16-Feb-2004 | 1-Jan-2004 | Withdrawn | |||
| BOE | 000725 | -0.0M | 4-Jun-2005 | 24-Apr-2006 | Withdrawn | Profile | |
| Bal Rivgam Wireless Inc | 2.0M | $5.00 | 26-Jun-2000 | 6-Sep-2001 | Withdrawn | ||
| Banca Popolare di Verona | -0.0M | 15-Mar-1998 | TBA | Withdrawn | |||
| Bank of India | 532149 | -0.0M | 24-Jun-2002 | 29-Oct-2003 | Withdrawn | Profile | |
| Basic Care Networks Inc | BCNI | TBA | 5-Jan-2007 | Withdrawn | Profile | ||
| Beijing Capital Land Ltd | 2868 | -0.0M | 31-Jul-2004 | 31-Jul-2004 | Withdrawn | Profile | |
| Bertelsmann AG | -0.0M | 1-Jan-2003 | 1-Jan-2006 | Withdrawn | |||
| BlackRock California Mun 2022 | 0.1M | $15.00 | TBA | TBA | Filed | ||
| BlackRock Legacy Securities | LSM | 0.01M | $103.63 | TBA | TBA | Filed | Profile |
| BlackRock NJ 2020 Term Trust | 0.1M | $15.00 | 16-Jul-2003 | TBA | Filed | ||
| BlackRock New York Mun 2022 | 0.1M | $15.00 | TBA | TBA | Filed | ||
| Blackrock Global Plus | 1.0M | $20.00 | 28-Sep-2004 | TBA | Filed | ||
| Blackrock High Yield Opp Trust | 0.1M | $15.00 | 27-Dec-2002 | TBA | Filed | ||
| Blackrock Pref Opp Trust II | 0.1M | $25.00 | 26-Mar-2003 | TBA | Filed | ||
| Blackrock Real Est Inc Trust | 0.1M | $15.00 | 25-Oct-2002 | TBA | Filed | ||
| Bonus Stores Inc | 0.75M | $12.00 | 4-Jan-2001 | TBA | Filed | ||
| Boon Rawd Brewery Co Ltd | -0.0M | 4-Sep-2004 | 21-Apr-2006 | Withdrawn | |||
| CETIP SA | NA | -0.0M | 30-May-2008 | 3-Sep-2009 | Withdrawn | Profile | |
| COMES SA | TBA | 10-Sep-2008 | Withdrawn | ||||
| CVR Partners LP | 5.25M | 28-Feb-2008 | 19-Jun-2008 | Withdrawn | |||
| Capital Pub Company PLC | -0.0M | 9-Aug-2004 | 30-May-2007 | Withdrawn | |||
| Carrefour SA-Real Estate | -0.0M | 1-Sep-2007 | 7-Mar-2008 | Withdrawn | |||
| Cellomics Inc | 6.0M | $8.00 - $10.00 | TBA | TBA | Postponed | ||
| Central Bank of India | -0.0M | 19-Mar-2002 | 1-Sep-2003 | Withdrawn | |||
| Centro Holdings | -0.0M | 30-Sep-2002 | 19-Jan-2004 | Withdrawn | |||
| China Hospitals Inc | 7.5M | $13.50 | 30-Jun-2005 | 5-Apr-2006 | Withdrawn | ||
| China Hydroelectric Corp | -0.0M | 2-Feb-2009 | TBA | Filed | |||
| China Overseas Ppty Grp Ltd | -0.0M | 2-Oct-2004 | 21-Oct-2005 | Withdrawn | |||
| Claymore Emerging Markets | 0.05M | $20.00 | 6-Jul-2007 | TBA | Filed | ||
| Claymore/Alphashares China | AIC | 0.05M | $20.00 | 17-Sep-2007 | TBA | Filed | Profile |
| Claymore/Voyageur Income | VOY | 0.05M | $20.00 | 8-Jun-2007 | TBA | Filed | Profile |
| Claymore/Zacks Quantitative | CZE | 0.05M | $20.00 | TBA | TBA | Filed | Profile |
| Coastal Rapid Transit Co Ltd | -0.0M | 27-Jan-2003 | 1-Dec-2003 | Withdrawn | |||
| Cohen & Steers Asia Pacific | RAF | 0.01M | $50.00 | 17-Mar-2006 | TBA | Filed | Profile |
| Cohen & Steers Closed-End | FOF | 0.05M | $20.19 | 12-Mar-2007 | TBA | Filed | Profile |
| Cohen & Steers Enhanced Div | 0.05M | $20.00 | 24-Apr-2007 | TBA | Filed | ||
| Cohen & Steers Global RE | 0.05M | $20.00 | 24-Apr-2007 | TBA | Filed | ||
| Cohen & Steers Total Return | 0.07M | $15.00 | 20-Feb-2003 | TBA | Filed | ||
| Cohen&Steers Div AS Fnd Inc | 0.05M | $20.00 | 28-Apr-2004 | 18-Jul-2005 | Withdrawn | ||
| Coral Eurobet PLC | -0.0M | 16-May-2004 | 1-Jan-2007 | Withdrawn | |||
| DB New York Nuclear Uranium | NUK | 4.0M | $25.00 | TBA | TBA | Filed | Profile |
| DWS Dreman Enhanced Total | 0.05M | $20.00 | 20-Jul-2007 | TBA | Filed | ||
| Dansk Olie og Naturgas A/S | -0.0M | 8-Oct-2004 | 8-Jan-2005 | Withdrawn | |||
| Dreman/Claymore Enhanced | 0.05M | $20.00 | 29-Mar-2007 | TBA | Filed | ||
| Dreyfus Emerging Currency Fund | 0.05M | $20.00 | 20-Feb-2008 | TBA | Filed | ||
| Dreyfus Global Div Income Fd | 0.05M | $20.00 | 10-Aug-2007 | TBA | Filed | ||
| Dreyfus High Yield Mun Inc Fd | 0.05M | $20.00 | 11-Feb-2008 | TBA | Filed | ||
| Dreyfus Intmd Mun Inc Fnd | $15.00 | 22-Mar-2004 | 22-May-2008 | Withdrawn | |||
| EZI Automation Limited | TBA | 16-Mar-2006 | Withdrawn | ||||
| Eaton Vance Credit | EOE | 0.05M | $20.00 | 5-Oct-2007 | TBA | Filed | Profile |
| Eaton Vance Credit Opp Fd II | 0.05M | $20.00 | 3-Aug-2007 | TBA | Filed | ||
| Eaton Vance Global Enhanced | 0.05M | $20.00 | 4-Feb-2005 | TBA | Filed | ||
| Eaton Vance Ltd Duration Inc | 0.05M | $20.00 | 3-Jul-2003 | TBA | Filed | ||
| Eaton Vance Risk-Managed Eqty | 0.05M | $20.00 | 27-Jul-2007 | TBA | Filed | ||
| Eaton Vance Tax-Managed | 0.05M | $20.00 | 7-Oct-2005 | TBA | Filed | ||
| Eaton Vance TaxAdv Growth Fund | 0.04M | $20.00 | 21-Oct-2003 | TBA | Filed | ||
| Emergya Wind Technologies BV | -0.0M | 21-Feb-2008 | 14-Aug-2008 | Withdrawn | |||
| Emperor Watch & Jewelry | -0.0M | 23-Jul-2005 | 24-Apr-2006 | Withdrawn | |||
| Energy Strategies Fund, Inc | 0.05M | $20.00 | 8-Jul-2005 | TBA | Filed | ||
| Enhanced Equity Premium Fund | 0.01M | $20.00 | 1-Apr-2005 | 10-Sep-2007 | Withdrawn | ||
| Enhanced Government Fund II | 0.05M | $20.00 | 4-Nov-2005 | TBA | Filed | ||
| Euro STOXX 50 Premium | ESF | 0.05M | $20.00 | 10-Jul-2007 | TBA | Filed | Profile |
| Evergreen Div Inc Opp Fund | ERV | 1.5M | $20.00 | 16-Jul-2007 | TBA | Filed | Profile |
| Evergreen Income Opp Fund | 2.0M | $15.00 | TBA | TBA | Filed | ||
| Federated Covered Call | 0.05M | $20.00 | TBA | TBA | Filed | ||
| Federated Enhanced Treasury | -0.0M | $20.00 | TBA | TBA | Filed | ||
| Federated HY Muni Inc Fund | 4.0M | $15.00 | 9-Feb-2004 | TBA | Filed | ||
| Federated Municipal Term Trust | FTS | 4.0M | $15.00 | TBA | TBA | Filed | Profile |
| First Tr/Aberdeen Global Credi | $20.00 | TBA | TBA | Filed | |||
| First Trust/Stonecastle Slct | $20.00 | TBA | TBA | Filed | |||
| Freedom Group Inc | -0.0M | 21-Oct-2009 | TBA | Filed | |||
| GPC Capital Corp II | -0.0M | TBA | TBA | Filed | |||
| Gabelli Global Utlty Inc Trst | 0.09M | $20.00 | 15-Mar-2004 | TBA | Filed | ||
| Gabelli Nat Res, Gold & Inc Tr | 0.1M | TBA | TBA | Filed | |||
| Gas & Oil Technologies Inc | GAOL | -0.0M | TBA | TBA | Filed | Profile | |
| Glbl Cap&Inc Strat Fnd Inc | 0.05M | $20.00 | 4-May-2004 | TBA | Filed | ||
| Grace Semiconductor Mnfg Corp | -0.0M | 29-Nov-2003 | 13-Sep-2004 | Withdrawn | |||
| Great Wall Motor Co Ltd | 2333 | 121.6M | 16-Oct-2007 | 14-Jul-2008 | Withdrawn | Profile | |
| Grubb & Ellis AGA US Rlty Inco | -0.0M | TBA | TBA | Filed | |||
| Hainan Airlines Ltd | 600221 | -0.0M | 26-Mar-2002 | 12-Nov-2003 | Withdrawn | Profile | |
| Hanzevast Carisbrooke Shipping | $100.00 | TBA | 23-Jan-2009 | Withdrawn | |||
| Highland Capital Fixed Income | 1.0M | $10.00 | 23-Dec-1998 | 8-May-2001 | Withdrawn | ||
| Highland Event Driven Fund | 0.05M | $20.00 | 20-Jul-2007 | TBA | Filed | ||
| Highland/US Global Infra Fd | 0.05M | TBA | TBA | Filed | |||
| Hop Hing Holdings Ltd | 0047 | -0.0M | 13-Jun-2000 | TBA | Withdrawn | Profile | |
| Huaneng Power Intl Inc | HNP | -0.0M | 1-Apr-1999 | TBA | Withdrawn | Profile | |
| Hyundai Motor India Inc | -0.0M | 26-Mar-2002 | 29-Oct-2003 | Withdrawn | |||
| ING Infrastructure Devt Fund | IDE | 0.05M | $20.00 | TBA | TBA | Filed | Profile |
| IPC Systems Inc | -0.0M | 4-Jan-2008 | 22-May-2008 | Withdrawn | |||
| Ice TV Holdings Ltd | -0.0M | 12-Apr-2006 | 25-Jul-2006 | Withdrawn | |||
| Kayne Anderson Canadian Energy | KCF | 0.04M | $25.00 | 1-Sep-2006 | TBA | Filed | Profile |
| Kayne Anderson Energy/ | KYI | 20.0M | $25.00 | TBA | TBA | Filed | Profile |
| Lasalle Glbl Real Est Inc Fnd | $15.00 | 22-Apr-2004 | TBA | Filed | |||
| Lazard Global Mid Cap Fund Inc | 0.1M | $20.00 | 14-Dec-2004 | 6-Sep-2007 | Withdrawn | ||
| MBIA Cap Claymore NJ Mun Tr | 0.07M | $15.00 | 23-May-2003 | TBA | Filed | ||
| MBIA Cap Frst Trst Rel Vl Mn F | $15.00 | 28-Apr-2004 | TBA | Filed | |||
| Mascon Global Ltd | 531131 | -0.0M | 16-Jun-2001 | 29-Oct-2003 | Withdrawn | Profile | |
| Mascotte Holdings Ltd | 136 | -0.0M | 19-Sep-2000 | TBA | Withdrawn | Profile | |
| Massimo Enterprises Inc | 1.0M | $4.25 | TBA | TBA | Filed | ||
| Medigen Biotechnology Corp | 3176 | -0.0M | 2-Sep-2008 | 22-Oct-2008 | Withdrawn | Profile | |
| Metals USA Holdings Corp | MUSA | -0.0M | TBA | TBA | Filed | Profile | |
| Mida Capital | -0.0M | 30-Sep-2002 | 26-Jan-2004 | Withdrawn | |||
| Midland CyberNet | -0.0M | 5-Mar-2001 | TBA | Withdrawn | |||
| Moggie Mining Ltd | -0.0M | 13-Dec-2006 | 4-Feb-2007 | Withdrawn | |||
| Morepen Laboratories Ltd | 500288 | -0.0M | 16-Dec-2002 | 29-Oct-2003 | Withdrawn | Profile | |
| MuniHoldings Cal Fund Inc | 0.07M | $15.00 | 1-Sep-2004 | TBA | Filed | ||
| MuniHoldings Fund III | 0.07M | $15.00 | 31-Aug-2004 | TBA | Filed | ||
| MuniHoldings New York Fund Inc | 0.07M | $15.00 | 1-Sep-2004 | TBA | Filed | ||
| NVC Industrial Dev Co Ltd | -0.0M | 20-Aug-2005 | 24-Apr-2006 | Withdrawn | |||
| Northern Radio Network | NRAD | 1.5M | $4.50 - $5.50 | 24-Jun-1998 | TBA | Filed | Profile |
| OKhK "URALKHIM" | -0.0M | 16-Jul-2008 | 16-Sep-2008 | Withdrawn | |||
| Ocado Ltd | -0.0M | 15-Sep-2009 | TBA | Filed | |||
| Old Mutual Tax-Advantaged | 0.05M | $20.00 | 29-Jun-2007 | TBA | Filed | ||
| Ospol AB | $10.00 | TBA | 18-Nov-2008 | Withdrawn | |||
| PIMCO CommoditiesPLUS Fund | $15.00 | 10-Aug-2004 | 26-Mar-2009 | Withdrawn | |||
| PIMCO High Yield Municipal | PXM | $15.00 | TBA | 26-Mar-2009 | Withdrawn | Profile | |
| PSB | -0.0M | 24-Jun-2002 | 29-Oct-2003 | Withdrawn | |||
| Pakistan Telecom Co Ltd | PKTMF | -0.0M | 1-Jan-1999 | TBA | Withdrawn | Profile | |
| Pendragon Medical Technology | -0.0M | 15-Jul-2004 | 15-Jul-2004 | Withdrawn | |||
| PhaseOneTrials A/S | TBA | 31-May-2008 | Withdrawn | ||||
| Pimco Diversified Income Fund | $15.00 | 23-May-2003 | TBA | Filed | |||
| Pioneer Int Inc&Growth Trust | PGO | 0.05M | $20.00 | 22-Mar-2004 | TBA | Filed | Profile |
| Pioneer Municipal High Yld Trs | 0.05M | $20.00 | 18-Feb-2005 | TBA | Filed | ||
| Plainfield Direct Inc | PLF | -0.0M | TBA | TBA | Filed | Profile | |
| Power Finance Corp Ltd | -0.0M | 24-Jun-2002 | 29-Oct-2003 | Withdrawn | |||
| PowerShares Preferrede ACCE Fd | 0.05M | $20.00 | 18-Sep-2009 | TBA | Filed | ||
| Powershares Commodities Opport | 0.05M | $20.00 | 18-Sep-2009 | TBA | Filed | ||
| Powershares Zacks Large Cap | 0.05M | $20.00 | 3-Feb-2005 | TBA | Filed | ||
| Preuksa Real Estate | -0.0M | 30-Sep-2003 | 1-Dec-2003 | Withdrawn | |||
| Qingdao Haier Group Corp | -0.0M | 1-Feb-1998 | TBA | Withdrawn | |||
| RMR Healthcare G&I Fund | RCR | 0.4M | $25.00 | 21-May-2004 | TBA | Filed | Profile |
| RMR Opportunity Fund | 0.04M | $25.00 | 17-Jan-2006 | TBA | Filed | ||
| RMR Preferred Dividend Fund II | RZR | 0.5M | $20.00 | 15-Sep-2005 | TBA | Filed | Profile |
| RMR Real Estate Sec. Fund | 5.75M | $20.00 | 22-Jan-2004 | TBA | Filed | ||
| Resico | -0.0M | 24-Feb-2007 | 7-Mar-2007 | Withdrawn | |||
| Rydex Capital Partners Sphinx | 4.0M | $100.00 | 30-May-2003 | TBA | Filed | ||
| SIDBI | -0.0M | 24-Jun-2002 | 29-Oct-2003 | Withdrawn | |||
| Sacom Bank | STB | 30.0M | 16-Jun-2006 | 26-Jul-2006 | Withdrawn | Profile | |
| Samsung Card Co Ltd | -0.0M | 8-Sep-2001 | 10-Jul-2003 | Withdrawn | |||
| Sapex Ltd | TBA | 4-Dec-2006 | Withdrawn | ||||
| Sccuder Municipal Bond Fund | $15.00 | 15-Nov-2002 | TBA | Filed | |||
| Scudder Glbl Rreef RE Fnd Inc | $15.00 | 5-Apr-2004 | TBA | Filed | |||
| Shandong Molong Petro Mach Co | 8261 | TBA | 25-Jun-2008 | Withdrawn | Profile | ||
| Shanghai Airport(Group)Co Ltd | -0.0M | 7-Jun-2002 | 18-Dec-2003 | Withdrawn | |||
| Shanghai Intl Port(Grp)Co Ltd | 600018 | -0.0M | 10-Jun-2006 | 26-Oct-2006 | Withdrawn | Profile | |
| Siemens VDO Automotive AG | -0.0M | 27-Jan-2007 | 28-Jul-2007 | Withdrawn | |||
| Sinogen Co Ltd | -0.0M | 15-Mar-2006 | TBA | Filed | |||
| Spheritec Ltd | 12.5M | 5-Apr-2006 | 25-Jul-2006 | Withdrawn | |||
| Spice Global | -0.0M | 22-Jun-2009 | TBA | Filed | |||
| State Bank of Mysore | 532200 | -0.0M | 24-Jun-2002 | 29-Oct-2003 | Withdrawn | Profile | |
| Stone Harbor Credit Recovery | 0.04M | $20.00 | 18-Sep-2009 | TBA | Filed | ||
| Swank Energy Income Fund | SRC | 0.04M | $25.00 | 19-Sep-2006 | TBA | Filed | Profile |
| Target Media Holdings Ltd | -0.0M | 27-Aug-2005 | 14-Jan-2006 | Withdrawn | |||
| Texas Utilities Australia Pty | -0.0M | 4-Feb-2004 | 2-Feb-2004 | Withdrawn | |||
| Trarem Afrique SA | 0.25M | $402.00 | 8-Oct-2008 | 13-Oct-2008 | Withdrawn | ||
| Tussauds Group Ltd | -0.0M | 11-Sep-2003 | 1-Mar-2005 | Withdrawn | |||
| Ua Withya PCL | TBA | 27-Oct-2008 | Withdrawn | ||||
| Unilever(China)Ltd | -0.0M | 1-Jul-2000 | TBA | Withdrawn | |||
| VTech eLearning Holdings Ltd | -0.0M | 24-Oct-2000 | TBA | Withdrawn | |||
| Vaccinoma Inc | -0.0M | 12-May-2006 | 29-Dec-2006 | Withdrawn | |||
| Van Kampen Glbl Eq Div Inc Fd | 0.05M | $20.00 | 18-Oct-2007 | TBA | Filed | ||
| Venture Capital Com Inc | -0.0M | 27-Jan-2000 | TBA | Filed | |||
| WINS Mobile Data Holdings Ltd | -0.0M | 26-Jan-2001 | TBA | Withdrawn | |||
| Wilhelmina Models | -0.0M | 5-Aug-2008 | TBA | Filed | |||
| Zipcar Inc | -0.0M | 10-Jun-2009 | TBA | Filed | |||
| Tokai Tokyo Securities Co Ltd | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Crops Corp | -0.0M | 5-Nov-2002 | 19-Nov-2002 | Withdrawn | |||
| Tolhurst Noall | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| SELECTV Broadcasting Ltd | TBA | 14-Jun-2006 | Withdrawn | ||||
| Toyo Securities Co Ltd | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Tokyo Comwealth Inc | 0.06M | $3000.00 | 17-Mar-2003 | 27-Mar-2003 | Withdrawn | ||
| Translink International Group | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Parasol Group Ltd | -0.0M | 26-Jan-1998 | TBA | Withdrawn | |||
| Trigon Wertpapierhandelsbank | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| 1Value.com AG | -0.0M | $13.00 - | 20-Jul-2000 | TBA | Withdrawn | ||
| Tucker Anthony Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| DocuCorp International Inc | DOCC | 6.4M | $5.00 | 16-Jan-1998 | 24-Feb-1998 | Priced | Profile |
| Gaiam Inc | GAIA | 1.71M | $5.00 | 28-Oct-1999 | 28-Oct-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Turk Ekonomi Bankasi AS Turkiye Sinai Kalkinma Bankasi | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Dogan Sirketler Grubu Hldg AS | DOHOL | -0.0M | 1-May-1998 | 1-Aug-1998 | Withdrawn | Profile | |
| Turkiye Sinai Kalkinma Bankasi | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Turk Hava Yollari AO | THYAO | -0.0M | 5-May-1998 | TBA | Withdrawn | Profile | |
| Vakko | VAKKO | -0.0M | 25-Mar-1998 | TBA | Withdrawn | Profile | |
| Twice Sim SpA | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Ausimont spa(Agora-Gazeta) | -0.0M | 1-Oct-2000 | TBA | Withdrawn | |||
| Brw & Partners | -0.0M | 1-Apr-2001 | 1-Jan-2001 | Withdrawn | |||
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