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R. J. Steichen
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Buffalo Wild Wings Inc

$6.00 - $6.50
TBA11-Jun-1999Withdrawn
Founders Food Firkins LtdGCFBU1.0M$4.12
15-May-20007-Jun-2000PricedProfile
Hypertension Diagnostics IncHDII2.5M$4.12
20-Jul-199823-Jul-1998PricedChart, News, Profile, Research, Insider
Industrial Rubber Products IncINRB1.26M$5.00
23-Apr-199824-Apr-1998PricedProfile
RAS Securities Corporation
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
C W Chemica Waste TechnologiesCWTL2.0M$5.00
TBATBAPostponedProfile
RBC Capital Markets
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
ACCPAC International IncACPC-0.0M

18-Dec-200223-Dec-2003WithdrawnProfile
Alsius Corp



TBA4-Oct-2006Withdrawn
AngioDynamics IncANGO1.95M$11.00
5-Mar-200426-May-2004PricedChart, News, Msgs, Profile, Research, Insider
ArcSoft IncARCT-0.0M

20-Aug-200429-Jul-2005WithdrawnProfile
Copano Energy LLCCPNO5.0M$20.00
4-Nov-20049-Nov-2004PricedChart, News, Msgs, Profile, Research, Insider
Davco Acquisition Holding IncDVC-0.0M

TBATBAFiledProfile
First Trust StrategicFHI
$20.00
TBATBAFiledProfile
First Trust Strategic HighFHO10.0M$20.00
27-Mar-200727-Mar-2007PricedNews, Profile, Insider
First Trust Tax-Advantaged

$20.00
27-Jun-200627-Jun-2006Priced
Harrington West Finl,Solvang,HWFG1.4M$12.00
1-Nov-20025-Nov-2002PricedChart, News, Msgs, Profile, Research, Insider
Mitokor Inc



TBA24-Mar-2003Withdrawn
Oncogenex Technologies Inc

$7.50 - $8.50
TBA7-Mar-2007Withdrawn
RMR Asia Pacific Real EstateRAP5.0M$20.00
25-May-200626-May-2007PricedNews, Profile, Insider
RMR Asia Real Estate FundRAF7.5M$20.00
22-May-200725-May-2007PricedProfile
RMR FIRE FundRFR0.4M$25.00
13-Aug-200422-Nov-2004PricedChart, News, Profile, Insider
RMR Preferred Dividend Fund
2.88M$20.00
20-May-200525-May-2005Priced
RBC Capital Markets CIBC World Markets Inc Scotia Capital Inc BMO Nesbitt Thomson Ltd TD Securities Inc National Bank Financial Inc HSBC Securities Inc Blackmont Capital Inc Canaccord Capital Corp Desjardins Securities Inc. Raymond James Ltd Berkshire Capital Richardson Partners Financial Wellington West Capital Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Premium Income Corp II
-0.0M$15.00
25-May-20079-Aug-2007Withdrawn
RBC Capital Markets Citigroup
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
BreitBurn Energy Partners LPBBEP6.0M$18.50
21-Sep-20064-Oct-2006PricedNews, Profile, Research, Insider
RBC Capital Markets Credit Suisse First Boston Merrill Lynch
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
B&G Foods Holdings CorpBGF-0.0M$15.00
26-May-20047-Oct-2004PricedProfile
RBC Capital Markets Jefferies & Co Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Molecular Insight Pharm IncMIPI5.0M$14.00
30-Jan-20071-Feb-2007PricedNews, Profile, Research, Insider
RBC Capital Markets Lehman Brothers
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Linn Energy LLCLINE11.75M$21.00
3-Jan-200612-Jan-2006PricedNews, Msgs, Profile, Research, Insider
RBC Capital Markets Merrill Lynch
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
RMR Hosp&Real Estate FundRHR8.75M$20.00
29-Mar-200427-Apr-2004PricedProfile
RBC Capital Markets Oppenheimer & Co Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
RMR Dividend Capture FundRCR5.0M$20.00
TBATBAFiledProfile
RBC Capital Markets SG Cowen Securities Corp
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Buffalo Wild Wings IncBWLD3.0M$17.00
20-Nov-200320-Nov-2003PricedChart, News, Msgs, Profile, Research, Insider
RBC Capital Markets Stifel Nicolaus & Co Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Tortoise N American EnergyTYN0.2M$25.00
26-Oct-200526-Oct-2005PricedNews, Profile, Research, Insider
RBC Capital Markets Thomas Weisel Partners
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
US Auto Parts Networks IncPRTS10.0M$10.00
22-Jan-20078-Feb-2007PricedNews, Msgs, Profile, Research, Insider
RBC Dain Rauscher Corp
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
RMR Real Estate FundRMR7.7M$15.00
15-Dec-200319-Dec-2003PricedProfile
RBC Dominion Securities CIBC World Markets Inc Scotia Capital Inc TD Securities Inc BMO Nesbitt Burns Inc National Bank Financial Inc HSBC Securities (Canada) Inc Canaccord Capital Corp Desjardins Securities Inc. Raymond James Ltd Blackmont Capital Inc Dundee Securities Corporation IPC Securities Corp. Research Capital Inc Wellington West Capital Inc Richardson Partners Financial
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Brompton 130/30 Equity Fund
-0.0M$10.00
30-Jul-200714-Aug-2007Withdrawn
RM Capital Pty Ltd
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Mallee Gold Corp Ltd
-0.0M

23-Nov-20074-Apr-2008Withdrawn
Rabo Securities NV
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Landal GreenParks Voorburg BV
-0.0M

6-Mar-1999TBAWithdrawn
Raiffeisen Capital & Inv Polsk
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Prosper Bank
-0.0M

1-Feb-1999TBAWithdrawn
Raymond James & Associates Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
BioMed Realty Trust IncBMR27.0M$15.00
30-Jul-20045-Aug-2004PricedChart, News, Msgs, Profile, Research, Insider
Bois d'Arc Energy IncBDE13.5M$13.00
18-Apr-20056-May-2005PricedProfile
Claymore/Raymond James S-B1RYJ16.5M$20.00
17-May-200619-May-2006PricedNews, Profile
Federated Intl Small Co Opp Fd
1.0M$25.00
18-Sep-2000TBAFiled
First Trust Act Div IncomeFAV8.75M$20.00
20-Sep-200720-Sep-2007PricedNews, Profile, Insider
First Trust/Four Corners SenFCM5.46M$20.00
25-Sep-200325-Sep-2003PricedChart, News, Profile, Insider
Hyperion Strat Mortgage IncomeHSM4.0M$15.00
22-May-200223-Jul-2002PricedChart, News, Profile, Insider
Insurance Mgmt Solutions GroupINMG3.35M$11.00
22-Jan-199911-Feb-1999PricedNews, Profile, Research
MV Oil TrustMVO7.5M$20.00
18-Jan-200719-Jan-2007PricedNews, Profile, Research, Insider
Martin Midstream Partners LPMMLP3.0M$19.00
25-Oct-200231-Oct-2002PricedChart, News, Msgs, Profile, Research, Insider
NGP Capital Resources CoNGPC17.0M$15.00
7-Oct-20049-Nov-2004PricedChart, News, Profile, Research, Insider
Nexity Financial CorpNXTY-0.0M$16.00
8-Aug-200520-Sep-2005PricedNews, Msgs, Profile
Ragen MacKenzie Group IncRMG2.25M$14.00
22-Jun-199822-Jun-1998PricedNews, Profile, Research, Insider
Stroud Energy IncSTRO-0.0M

6-Apr-20066-Jul-2006WithdrawnProfile
Summit State Bank,CASSBI1.4M$15.00
6-Jul-200619-Jul-2006PricedNews, Profile, Research
Sunbelt Automotive Group IncSBLT
$9.00 - $11.00
TBA11-Jun-1999WithdrawnProfile
Raymond James & Associates Inc JP Morgan
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Compressco Partners LPGSJK-0.0M

TBATBAFiledProfile
Raymond James & Associates Inc Simmons & Co International
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Warrior Energy Services CorpWARR7.0M$23.50
14-Apr-200618-Apr-2006PricedProfile
Raymond James & Associates Inc Wachovia Securities Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Whiting USA Trust IWHX10.85M$20.00
23-Apr-200824-Apr-2008PricedNews, SEC, Msgs, Profile, Research, Insider
Redstone Securities
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Rampart Capital CorpRAC0.4M$19.00
20-Sep-199921-Sep-1999PricedProfile
Reliance Securities Tbk PT
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Mitrasurya Cemerlang Tbk PT

$120.00
TBA7-Apr-2009Withdrawn
Reynolds & Co Pty Ltd
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Northern Territory Oil Ltd
27.5M$0.20
18-Sep-20064-Dec-2006Withdrawn
Roan Capital Partners, L.P.
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Ambient CorpABTG0.53M$8.00
6-Feb-199812-Feb-1998PricedChart, News, Profile, Insider
Robert Fleming & Co Ltd (UK)
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Oridion Systems Ltd.
-0.0M$14.00 - $16.00
4-Aug-1999TBAWithdrawn
Yes Television plc
-0.0M$2.25 - $2.75
20-Mar-200014-Apr-2000Withdrawn
Robert Fleming Holdings PLC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Press Corp Ltd
-0.0M$11.45
TBA14-Jul-1998Priced
Robert W Baird & Co Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Dayton Superior CorpDSUP7.85M$12.00
18-Dec-200619-Dec-2006PricedProfile
LKQ CorpLKQX6.0M$13.00
12-Sep-20032-Oct-2003PricedChart, News, Msgs, Profile, Research, Insider
Macatawa Bank Corp,MIMCBC1.3M$10.00
27-Mar-19981-Apr-1998PricedChart, News, SEC, Msgs, Profile, Research, Insider
Radiation Therapy Services Inc
-0.0M

25-Sep-199823-Jun-1999Withdrawn
Tarpon Coast Bancorp Inc,FLTCBA1.0M$10.00
7-Jan-199826-Jan-1998PricedProfile
TriNet Group Inc

$12.00 - $14.00
TBA8-Dec-2000Withdrawn
Robert W Baird & Co Inc BB&T Capital Markets
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Roadrunner Transportation ServRRTS-0.0M

TBATBAFiledProfile
Robert W Baird & Co Inc Oppenheimer & Co Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Addus Homecare CorpADUS5.0M$10.00
14-Oct-200927-Oct-2009PricedNews, Profile, Insider
Robert W Baird Limited
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Shearings Group Plc
-0.0M

7-Jun-200415-Jun-2004Withdrawn
Robertson Stephens & Co
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
800.Com Inc
-0.0M

23-Mar-200021-Jun-2000Withdrawn
Annuncio Software Inc

$9.00 - $11.00
TBA5-May-2000Withdrawn
Artest CorpARTE
$9.00 - $11.00
TBA31-Jan-2001WithdrawnProfile
Driveway Corp
-0.0M

14-Mar-200023-Jun-2000Withdrawn
Moai Technologies IncMOAI-0.0M

13-Apr-20006-Dec-2000WithdrawnProfile
Telcobuy.com LLC



TBA1-Dec-2000Withdrawn
Robinson-Humphrey Co
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Account4.com Inc

$12.00 - $14.00
TBA4-Aug-2000Withdrawn
Childcare Network IncCCNI
$13.00 - $15.00
TBA27-Sep-2001WithdrawnProfile
Florida Banks Inc,FLFLBK4.0M$10.00
7-Jul-199829-Jul-1998PricedProfile
How2.com Inc(Old, Now 69910J)HWTO-0.0M

22-Oct-199920-Mar-2000WithdrawnProfile
Netzee IncNETZ4.45M$14.00
5-Nov-19999-Nov-1999PricedProfile
Rainbow RentalsRBOW2.25M$10.00
14-May-19985-Jun-1998PricedProfile
Work International CorpWOR
$11.00 - $13.00
TBA14-Jan-1999WithdrawnProfile
Rocky Mountain Securities&Inv.
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Mendell Energy Tech IncMETI1.0M$5.00 - $5.50
14-Aug-200121-Jan-2002WithdrawnProfile
Rodman & Renshaw Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Abraxas Energy Partners LPAXLP
$4.00 - $6.00
TBA8-Sep-2009WithdrawnProfile
Argyle Security Acq CorpARGL3.62M$8.00
13-Jan-200624-Jan-2006PricedNews, Profile, Insider
Asia Automotive Acq CorpAAAC4.38M$8.00
TBATBAFiledProfile
Phoenix India Acquisition CorpPXIA6.16M$8.00
TBATBAFiledProfile
Vectro Intersect SecurityVTRQU7.31M$8.00
3-Apr-200725-Apr-2007PricedProfile, Insider
Rodman & Renshaw Inc Newbridge Securities
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Andatee China Marine Fuel SvcsAMCF2.5M$6.00 - $8.00
TBATBAFiledProfile
Rodman & Renshaw Inc West Park Capital
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
China Electric Motor Inc
2.3M$6.00 - $7.00
TBATBAFiled
ZST Digital Networks IncZSTN3.12M$8.00
16-Oct-200920-Oct-2009PricedNews, Profile
Roney & Co
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Blue River Bancshares Inc,INBRBI1.5M$12.00
22-Jun-199823-Jun-1998PricedNews, SEC, Msgs, Profile, Research, Insider
Dearborn Bancorp Inc,MIDEAR1.2M$14.00
7-Apr-19989-Apr-1998PricedChart, News, SEC, Msgs, Profile, Research, Insider
GLB Bancorp Inc,Mentor,OHGLBK1.3M$13.00
12-May-199814-May-1998PricedProfile
Roney Capital Markets
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Clarkston Financial CorpCKSB0.95M$10.00
17-Nov-199824-Nov-1998PricedProfile
Community Shores Bank CorpCSHB1.1M$10.00
14-Dec-199817-Dec-1998PricedChart, News, Msgs, Profile, Research, Insider
Tower Financial CorporationTOFC2.0M$10.00
22-Jan-199926-Jan-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
Roth Capital Partners Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Interchange CorpINCX2.75M$8.00
18-Oct-200418-Oct-2004PricedProfile
LSC IncLSCI3.0M$7.00 - $9.00
TBATBAFiledProfile
Leisure Travel Group IncLTGI
$10.00 - $12.00
TBA5-Feb-2001WithdrawnProfile
National Media TechnologiesNATL-0.0M$14.25
15-Mar-200015-Mar-2000WithdrawnProfile
Oculus Innovative Sciences IncOCLS3.5M$8.00
8-Jan-200726-Jan-2007PricedNews, Profile, Research, Insider
Orange 21 IncORNG3.48M$8.75
13-Dec-200413-Dec-2004PricedChart, News, Msgs, Profile, Research, Insider
Partsbase.com IncPRTS3.5M$13.00
16-Mar-200022-Mar-2000PricedNews, Msgs, Profile, Research, Insider
Sound Surgical TechnologiesLSV
$4.00
TBA19-May-2005WithdrawnProfile
Roth Capital Partners Inc Chardan Capital Markets LLC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Huiheng Med IncHHGM4.0M$7.50
TBATBAFiledProfile
Roth Capital Partners Inc JMP Securities LLC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Lindows IncLINE4.4M$22.69
20-Apr-200425-Oct-2004WithdrawnProfile
Royce Investment Group Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Grand Court Lifestyles IncGCLI3.0M$9.50
10-Mar-199813-Mar-1998PricedProfile
Ruegg & Co Ltd
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Pathway One VCT plc
-0.0M

1-Nov-2001TBAWithdrawn
Rushmore Securities Corp
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Aarica Holdings IncARHI1.1M$9.00 - $11.00
TBATBAFiledProfile
Ryan Beck & Co
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
CNB Florida Bancshares Inc,FLCNBB1.25M$10.25
22-Jan-199929-Jan-1999PricedProfile
Franklin Credit Mgmt CorpFCMC1.1M$11.50
29-Jun-200520-Jul-2005PricedNews, Msgs, Profile, Research, Insider
National Med Health Card SysNMHC2.5M$7.50
19-Jul-199928-Jul-1999PricedChart, SEC, Msgs, Profile, Research, Insider
Somerset Hills BancorpSOMH0.8M$8.25
12-Nov-200212-Nov-2002PricedChart, News, Msgs, Profile, Research, Insider
Washington Banking Co,OakWBCO1.0M$12.00
3-Jun-199823-Jun-1998PricedChart, News, SEC, Msgs, Profile, Research, Insider
Waypoint Financial Corp,PAWYPT30.42M$10.00
14-Aug-200012-Oct-2000PricedProfile
Ryan Beck & Co BB&T Capital Markets
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Bakers Footwear Group IncBKRS1.75M$7.75
30-Jan-20044-Feb-2004PricedChart, News, Msgs, Profile, Research, Insider

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