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Pacific Growth Equities Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
CyDex Pharma Inc



TBA28-Oct-2008Withdrawn
Pacific Growth Equities Inc Lazard Capital Markets
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Bayhill Therapeutics IncBHTX


TBA27-Jun-2008WithdrawnProfile
PaineWebber
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Advanced Commun Group IncADG8.0M$14.00
12-Feb-199812-Feb-1998PricedChart, News, Msgs, Profile, Research, Insider
AquaPenn Spring Water Co IncAPN4.07M$13.00
21-Jan-199830-Jan-1998PricedProfile
Columbia Container ShippingCCSL5.7M$20.00
TBATBAPostponedProfile
Compensa Zycie
-0.0M

27-Aug-199823-Oct-1998Withdrawn
CompuCredit CorpCCRT8.12M$12.00
12-Apr-199922-Apr-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
DiTech Funding Corp



TBA11-Jun-1999Withdrawn
Dreyfus High Yld Strategies FdDHF50.0M$15.00
23-Apr-199823-Apr-1998PricedChart, News, Profile, Insider
Eaton Vance CA Muni Inc TrustCEV6.52M$15.00
26-Jan-199926-Jan-1999PricedChart, News, Profile, Insider
Eaton Vance Fla. Mun. Inc. Tr.FEV3.3M$15.00
26-Jan-199926-Jan-1999PricedProfile
Eaton Vance MA Muni Inc TrustMMV2.32M$15.00
26-Jan-199926-Jan-1999PricedChart, News, Profile, Insider
Eaton Vance Mich Muni TrustEMI2.32M$15.00
26-Jan-199926-Jan-1999PricedChart, News, Profile, Insider
Eaton Vance Muni IncomeEVN13.3M$15.00
26-Jan-199926-Jan-1999PricedChart, News, Profile, Insider
Eaton Vance NJ Municipal TrustEVJ3.83M$15.00
26-Jan-199926-Jan-1999PricedChart, News, Profile, Insider
Eaton Vance NY Muni Incm TrEVY4.7M$15.00
26-Jan-199926-Jan-1999PricedChart, News, Profile, Insider
Eaton Vance OH Muni Inc TrustEVO2.32M$15.00
26-Jan-199926-Jan-1999PricedChart, News, Profile, Insider
Eaton Vance PA Muni Inc TrustEVP2.32M$15.00
26-Jan-199926-Jan-1999PricedChart, News, Profile, Insider
Eaton Vance Senior Incom TrustEVF37.5M$10.00
27-Oct-199827-Oct-1998PricedChart, News, Profile, Insider
INVESCO Global Fncl Svcs Fund
-0.0M

17-Jul-199811-Jun-1999Withdrawn
Managed High Yield Plus FundHYF3.4M$15.00
24-Jun-199824-Jun-1998PricedChart, News, Profile, Research, Insider
Nuveen Senior Income FundNSL6.0M$10.00
26-Oct-199926-Oct-1999PricedChart, News, Profile, Insider
Pinnacle Financial Partners,TNPNFP1.72M$10.00
16-Aug-200018-Aug-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
Pali Capital LLC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
FMG Acquisition CorpFMGQ4.5M$8.00
27-Sep-20074-Oct-2007PricedProfile
Intl Brands Mgt Grp Ltd
10.0M$10.00
TBATBAFiled
Pali Capital LLC Maxim Group LLC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
TM Entertainment & Media IncTMI9.0M$8.00
12-Oct-200717-Oct-2007PricedChart, News, SEC, Msgs, Profile, Research, Insider
Pali Capital LLC Morgan Joseph & Co Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
GF Acquisition Corp
8.0M$10.00
21-Apr-200816-Jun-2009Withdrawn
Panmure Gordon & Co Ltd
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Turner & Townsend



TBA8-Feb-2008Withdrawn
Paradise Valley Securities Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
America's Home Page IncTAKE2.83M$7.00 - $9.00
TBATBAPostponedProfile
Paragon Capital
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Sherwood Brands IncSHD1.55M$5.95
4-May-19987-May-1998PricedProfile
Tam Restaurants IncTAMR1.0M$5.00
9-Feb-199810-Feb-1998PricedProfile
Paribas SA
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Autonomy Corp PLCAUTN-0.0M$3.70
TBA10-Jul-1998PricedProfile
Biovector Therapeutics SA
-0.0M$5.20 - $6.10
1-Feb-1999TBAWithdrawn
Patersons Securities Ltd
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Hampton Mining Ltd
5.0M$0.35
12-Aug-200830-Oct-2008Withdrawn
New Guinea Energy Ltd
-0.0M

5-Apr-20077-Jul-2007Withdrawn
Patterson Travis Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
SCNV Acquisition CorpSAQC1.04M$5.75
25-Jun-199829-Jun-1998PricedProfile
Paulson Investment Co
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Adstar.com IncADST1.0M$6.00
16-Dec-199916-Dec-1999PricedProfile
American Mold Guard IncAMGIU2.7M$6.50
10-Apr-200626-Apr-2006PricedProfile
Ascent Solar Technologies IncASTI3.0M$5.50
10-Jul-200610-Jul-2006PricedNews, Profile, Research, Insider
Audiohighway.comAHWY2.0M$6.50
11-Dec-199817-Dec-1998PricedProfile
Careside IncCSA2.0M$7.50
15-Jun-199916-Jun-1999PricedNews, Msgs, Profile, Research, Insider
Converted Organics IncCOIN2.0M$5.50
8-Feb-200713-Feb-2007PricedNews, Profile, Research, Insider
DAG Media IncDAGM1.32M$6.50
12-May-199912-May-1999PricedProfile
Data Conversion LaboratoryDCLX
$7.50 - $8.50
TBA2-Jul-2003WithdrawnProfile
DayStar Technologies IncDSTI2.1M$5.00
2-Feb-20045-Feb-2004PricedChart, News, Msgs, Profile, Research, Insider
GMX Resources IncGMXR1.25M$8.00
12-Jul-200112-Feb-2001PricedChart, News, SEC, Msgs, Profile, Research, Insider
Healthy Fast Food IncHFFIU1.0M$5.10
11-Mar-200819-Mar-2008PricedProfile
Hometown Auto Retailers IncHCAR2.0M$9.00
28-Jul-199828-Jul-1998PricedProfile
Icop Digital IncICOP2.6M$4.12
6-Jul-20058-Jul-2005PricedNews, Msgs, Profile, Research, Insider
Imageware Systems IncIW1.88M$8.00
15-Mar-200030-Mar-2000PricedProfile
Legacy Brands, Inc.
1.5M$4.50 - $5.00
8-Jul-199811-Jun-1999Withdrawn
Lumera CorpLMRA6.0M$6.95
15-Jul-200422-Jul-2004PricedChart, News, Msgs, Profile, Research, Insider
Microhelix IncMHLXU2.0M$6.00
15-Nov-200116-Nov-2001PricedProfile
NitroSecurity Inc

$8.00 - $10.00
TBA19-May-2008Withdrawn
NuVim IncNUVM2.7M$1.00
4-May-200520-Jun-2005PricedProfile
Pacific Mercantile BancorpPMBC2.5M$8.00
13-Jun-200014-Jun-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
Phytotech Inc

$5.00 - $6.00
TBA13-Jul-1998Withdrawn
Quantum Group IncQNTM3.0M$11.00
25-Oct-200712-Dec-2007PricedProfile
SmartPros LtdPED1.8M$4.25
2-Sep-200419-Oct-2004PricedChart, News, Msgs, Profile, Research, Insider
Syngence Corp
2.0M$5.00 - $6.00
TBATBAFiled
Taser International IncTASRU0.8M$13.00
7-May-20018-May-2001PricedProfile
Vaughan Foods IncFOODU2.15M$6.50
6-Jun-200727-Jun-2007PricedProfile
Peel Hunt PLC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Croma Group PLC
-0.0M

1-Jan-20021-Jan-2002Withdrawn
Pennsylvania Merchant Group
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Cooperative Holdings IncCCIIN6.0M$9.00 - $11.00
TBATBAFiledProfile
Molecular Circuitry IncBUGS3.0M$13.00
25-Nov-19982-Apr-1999WithdrawnProfile
Physicians Trust IncPHTR-0.0M

4-Mar-199821-May-1998WithdrawnProfile
Philippine National Bank
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Chinatrust(PH)Coml Banking
-0.0M

1-Apr-1999TBAWithdrawn
Phillip Securities (HK) Ltd
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Beowulf Gold
-0.0M

29-Apr-20059-May-2005Withdrawn
Pinatton Finance SCA Banca San Paolo SpA
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
EPI
-0.0M

15-Jun-1999TBAWithdrawn
Pingan Securities Co Ltd Masterlink Securities Co
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Chunghwa Picture Tubes
-0.0M

8-Sep-200112-Nov-2003Withdrawn
Piper Jaffray Cos
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Affirmative Insurance Hldg IncAFFM8.17M$14.00
9-Jul-20049-Jul-2004PricedChart, News, Msgs, Profile, Research, Insider
CAI Int IncCAP5.8M$15.00
11-May-200716-May-2007PricedNews, SEC, Msgs, Profile, Research, Insider
Cutera IncCUTR3.58M$14.00
27-Feb-200430-Mar-2004PricedChart, News, Msgs, Profile, Research, Insider
Dexcom IncDXCM4.7M$12.00
24-Mar-200513-Apr-2005PricedNews, Msgs, Profile, Research, Insider
Golf Galaxy IncGGXY3.33M$14.00
27-Jul-200529-Jul-2005PricedProfile
HealthEssentials Solutions IncCARE-0.0M$12.75
3-Sep-20041-Nov-2004WithdrawnProfile
Hoku Scientific IncHOKU3.5M$6.00
5-Aug-20055-Aug-2005PricedNews, Msgs, Profile, Research, Insider
Metabolix IncMBLX5.8M$14.00
6-Nov-200610-Nov-2006PricedNews, Profile, Research, Insider
Wonder Auto Technology IncWATG
$6.48
TBA12-Sep-2007WithdrawnProfile
XTENT IncXTNT4.7M$16.00
30-Jan-200731-Jan-2007PricedProfile
Piper Jaffray Cos Banc of America Securities LLC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Ev3 IncEVVV11.77M$14.00
14-Jun-200516-Jun-2005PricedNews, Msgs, Profile, Research, Insider
Eyeonics Inc



TBA18-Jun-2008Withdrawn
Reliant Technologies IncRLNT
$14.00 - $16.00
TBA15-Nov-2007WithdrawnProfile
Piper Jaffray Cos Bear Stearns & Co Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Asthmatx IncAZMA
$11.00 - $13.00
TBA28-Nov-2006WithdrawnProfile
Piper Jaffray Cos CIBC World Markets Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Mimis Cafe
-0.0M

5-May-20047-Jul-2004Withdrawn
Piper Jaffray Cos Deutsche Bank Securities Corp Citi
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Masimo CorpMASI11.92M$17.00
7-Aug-20077-Aug-2007PricedNews, Profile, Research, Insider
Piper Jaffray Cos JP Morgan
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Animas CorpPUMP4.0M$15.00
27-Apr-200419-May-2004PricedProfile
Piper Jaffray Cos Jefferies & Co Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Dollar Financial CorpDLLR6.88M$16.00
12-Mar-200427-Jan-2005PricedChart, News, Msgs, Profile, Research, Insider
Optimer Pharmaceuticals IncOPTR5.25M$7.00
8-Feb-20079-Feb-2007PricedNews, Profile, Research, Insider
Piper Jaffray Cos Lazard Capital Markets
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Biotrove Inc



TBA18-Dec-2008Withdrawn
Piper Jaffray Cos Pacific Growth Equities Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Alexza Pharmaceuticals IncALXA5.5M$8.00
8-Mar-20068-Mar-2006PricedNews, Msgs, Profile, Research, Insider
Piper Jaffray Cos Thomas Weisel Partners
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Aegerion Pharmaceuticals IncAEGR


TBA12-Dec-2008WithdrawnProfile
Crocs IncCROX9.9M$21.00
6-Feb-20067-Feb-2006PricedNews, Msgs, Profile, Research, Insider
Piper Jaffray Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Asian Financial IncDYP-0.0M$8.50
4-Sep-20099-Sep-2009WithdrawnProfile
Atherton Capital IncATHR-0.0M$17.85
TBATBAPostponedProfile
BankVest Capital CorpBVST


TBA10-Sep-1999WithdrawnProfile
CGEN Digital Media Co LtdPUB
$13.00 - $15.00
TBA3-Jan-2008WithdrawnProfile
Del Frisco's Restaurant Grp LL



TBA8-Dec-2008Withdrawn
Duoyuan Printing IncDYP6.46M$8.50
4-Nov-20095-Nov-2009PricedNews, Profile
Interplay Entertainment CorpIPLY5.0M$5.50
18-Jun-199819-Jun-1998PricedChart, News, Profile, Research, Insider
Jeepers IncJPRS
$14.00 - $16.00
TBA22-Jun-1998WithdrawnProfile
MicroFinancial IncMFI4.0M$15.00
4-Feb-19995-Feb-1999PricedNews, SEC, Msgs, Profile, Research, Insider
Transoma Medical IncTSMA
$14.00 - $16.00
TBA21-Feb-2008WithdrawnProfile
Piraeus Bank SA
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Magnitiki Tomographia SA
-0.0M

15-Jan-20021-Jan-2002Withdrawn
Pitt Capital Partners
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
LeeDee Holdings Ltd
-0.0M

31-Dec-200717-Mar-2008Withdrawn
Prime Charter Ltd
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
American Marine Recreation IncBOAT
$7.00 - $9.00
TBA21-May-1999WithdrawnProfile
Educational Video ConferencingEVCI1.2M$12.00
29-Dec-199823-Feb-1999PricedProfile
Showpower IncSHO1.2M$11.00
1-Jun-199816-Jun-1998PricedChart, News, Msgs, Profile, Research, Insider
PrimePartners Corp Fin
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Zhejiang Red Sun Wool Tech Ltd
-0.0M

17-Sep-200813-Jan-2009Withdrawn
PrimePartners Corp Fin United Overseas Bank Ltd
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Rising Tyre Co Ltd
-0.0M

30-Sep-20086-Mar-2009Withdrawn
Provenance Capital Pte Ltd DMG & Partners Securities Pte
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Sinofabric Ltd
-0.0M

29-Aug-200812-Mar-2009Withdrawn
Prudential Securities Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
American Xtal TechnologyAXTI2.5M$10.00
11-May-199820-May-1998PricedChart, News, SEC, Msgs, Profile, Research, Insider
Amresco Capital TrustAMCT9.0M$15.00
6-May-19986-May-1998PricedProfile
Bamboo.com IncBAMB4.0M$7.00
25-Aug-199925-Aug-1999PricedProfile
Basic Energy Services Inc

$11.00 - $12.00
TBA2-Jul-2001Withdrawn
BigStar Entertainment IncBGST2.5M$10.00
2-Aug-19992-Aug-1999PricedProfile
BlackRock High Yield TrustBHY4.6M$15.00
17-Dec-199817-Dec-1998PricedChart, News, Profile, Insider
Blackrock Preferred Opp TrustBPP17.94M$25.00
25-Feb-200325-Feb-2003PricedChart, News, SEC, Profile, Insider
Capital Lease Funding Inc

$14.00 - $16.00
TBA1-Jun-1999Withdrawn
Citadel Communications CorpCITC6.88M$16.00
29-Jun-199830-Jun-1998PricedProfile
Conseco Strategic Income FundCFD4.0M$15.00
24-Jul-199827-Jul-1998PricedProfile
Dispatch Management ServicesDMSC5.31M$13.25
5-Feb-19986-Feb-1998PricedProfile
Electronics Boutique HoldingsELBO6.25M$14.00
22-Jul-199828-Jul-1998PricedProfile
Fargo Electronics IncFRGO5.0M$15.00
8-Feb-200010-Feb-2000PricedProfile
Future Media Productions IncFMPI-0.0M

11-Sep-19984-May-1999WithdrawnProfile
Global Imaging Systems IncGISX6.0M$12.00
17-Jun-199817-Jun-1998PricedProfile
GreenMountain.com

$9.00 - $10.00
TBATBAWithdrawn
I T International Theatres LtdITITF
$10.00
TBA1-Jul-1999WithdrawnProfile
LaSalle Hotel Properties
-0.0M

7-Feb-1998TBAWithdrawn
Lionbridge Technologies IncLIOX3.5M$10.00
19-Aug-199920-Aug-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
Loislaw.com IncLOIS3.98M$14.00
28-Sep-199929-Sep-1999PricedProfile
Mercury Computer Systems IncMRCY3.5M$10.50
28-Jan-199829-Jan-1998PricedChart, News, SEC, Msgs, Profile, Research, Insider
Omega Protein CorpOME8.0M$16.00
2-Apr-19982-Apr-1998PricedChart, News, SEC, Msgs, Profile, Research, Insider
Pcquote.comPCQT
$8.00 - $10.00
TBA8-Mar-2000WithdrawnProfile
Philips International RealtyPHR7.2M$17.50
30-Apr-19987-May-1998PricedNews, Profile
Phoenix Duff & Phelps
4.0M$15.00
11-Mar-19991-Apr-2000Withdrawn
Purchasepro.com IncPPRO4.0M$12.00
10-Sep-199913-Sep-1999PricedProfile
Regent Communications IncRGCI13.35M$8.50
29-Dec-199924-Jan-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
Scottish Annuity & Life HldgsSCOT16.75M$15.00
19-Nov-199823-Nov-1998PricedProfile
VaxGen IncVXGN3.1M$13.00
25-Jun-199929-Jun-1999PricedNews, SEC, Msgs, Profile, Research, Insider
Prudential Securities Inc Merrill Lynch
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Annuity & Life RE HoldingsALRE17.08M$15.00
8-Apr-19988-Apr-1998PricedProfile
Prudential Vector Healthcare
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Cellomics Inc
6.0M$16.00 - $18.00
3-Mar-200030-Oct-2001Withdrawn
Dendreon CorpDNDN4.5M$10.00
16-Jun-200016-Jun-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
Prudential Volpe Technology Gr
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Embedded Support Tools CorpESTC
$10.00 - $12.00
TBA30-Mar-2000WithdrawnProfile
Future Media Productions IncFMPI
$12.00 - $15.00
TBA6-Sep-2001WithdrawnProfile
MVC CapitalMVC16.5M$20.00
28-Mar-200028-Mar-2000PricedChart, News, SEC, Profile, Research, Insider
MoreDirect.com Inc

$11.00 - $13.00
TBA18-Dec-2000Withdrawn
Punk Ziegel & Co LP
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Merrion Pharmaceuticals Ltd

$6.00 - $7.00
TBA28-Dec-2007Withdrawn
NeuroMetrix IncNURO3.0M$8.00
19-Jul-200422-Jul-2004PricedChart, News, Msgs, Profile, Research, Insider

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