 | Home - Yahoo! - Help |
By Company | By Industry | By Underwriter
| IPO Filings by Underwriter |
|
A | B | C | D | E | F | G | H | I | J | K | L | M | N | O | P | Q | R | S | T | U | V | W | X | Y | Z
| MM Warburg und Co | |||||||
|---|---|---|---|---|---|---|---|
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Carus Information Technology | -0.0M | 13-Dec-2000 | TBA | Withdrawn | |||
| Macquarie Bank | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Macquarie REITS | TBA | 3-Nov-2003 | Withdrawn | ||||
| Macquarie Social | -0.0M | 22-Oct-2003 | 20-Oct-2003 | Withdrawn | |||
| Macquarie Bank DBS Securities Singapore Pte | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Macquarie Intl Real Estate | -0.0M | 4-Nov-2005 | 13-May-2006 | Withdrawn | |||
| Macquarie Bank UBS | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| B&D Roller Doors | -0.0M | 27-Apr-2004 | 24-May-2004 | Withdrawn | |||
| Macquarie Equities (Asia) Ltd | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Macquarie Goodman Asia | -0.0M | 5-Mar-2005 | 24-Apr-2006 | Withdrawn | |||
| Macquarie Equities (Asia) Ltd JP Morgan Secs (Asia) (HK) | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Bio Beauty Group Ltd | TBA | 10-Dec-2007 | Withdrawn | ||||
| Macquarie Equities (Asia) Ltd Mandiri Bank | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Eka Pendawa Sakti PT | -0.0M | 13-Jul-2005 | 1-Jan-2007 | Withdrawn | |||
| Macquarie Equity Capital Mkts Goldman Sachs (Australia) | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| ALH Properties | TBA | 30-Sep-2003 | Withdrawn | ||||
| Macquarie Equity Capital Mkts UBS Warburg Australia Ltd | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Macquarie Prologis Trust | MPR | -0.0M | $0.56 | TBA | 28-May-2002 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Macquarie Underwriting | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Portel International | -0.0M | 17-Jul-1999 | TBA | Withdrawn | |||
| Mandatum Pankki | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| CapMan PLC | -0.0M | 1-May-2000 | TBA | Withdrawn | |||
| Mason Hill & Co Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Nordic Equity Partners Corp | NEPC | 1.23M | $5.00 | TBA | TBA | Filed | Profile |
| Rockwell Medical Technologies | RMTI | 1.8M | $4.00 | 22-Jan-1998 | 26-Jan-1998 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Master Trust Ltd | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| PKF Finance | -0.0M | 1-Apr-1998 | TBA | Withdrawn | |||
| Matrix Corporate Finance | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Rose Bowl | -0.0M | 1-Dec-2002 | 1-Dec-2002 | Withdrawn | |||
| Maxim Group LLC | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Accoona Corp | -0.0M | 3-Aug-2007 | 21-Dec-2007 | Withdrawn | |||
| Affinity Media Intl Corp | AFMI | 2.75M | $6.00 | 30-May-2006 | 5-Jun-2006 | Priced | Profile |
| Alpha Security Group Corp | HDS | 6.0M | $10.00 | 16-Mar-2007 | 23-Mar-2007 | Priced | Profile |
| Asia Special Situation Acq | CIO | 10.0M | $10.00 | 2-Nov-2007 | 16-Jan-2008 | Priced | News, SEC, Msgs, Profile |
| CampusU Inc | CMPS | $5.50 - $6.50 | TBA | 8-Apr-2008 | Withdrawn | Profile | |
| Capital Ten Acquisition Corp | 1.75M | $7.00 | TBA | TBA | Filed | ||
| China Resources Ltd | 4.0M | $10.00 | TBA | TBA | Filed | ||
| Debt Resolve Inc | $5.00 | TBA | 10-Feb-2006 | Withdrawn | |||
| Doubloon Corp | 10.0M | $10.00 | TBA | TBA | Filed | ||
| Energy Infrastructure | EII | 22.5M | $10.00 | 17-Jul-2006 | 18-Jul-2006 | Priced | Profile |
| Fuwei Films (Holdings) Co Ltd | FFHL | 3.75M | $8.28 | 15-Dec-2006 | 18-Dec-2006 | Priced | News, Profile, Research |
| Gentium SpA | GNT | 2.7M | $9.00 | 7-Apr-2005 | 16-Jun-2005 | Priced | Profile |
| Healthcare Acquisition Corp | HAQ | 9.0M | $8.00 | 27-Jul-2005 | 28-Jul-2005 | Priced | Profile |
| ImaRx Therapeutics Inc | IMRX | 3.0M | $5.00 | 24-Jul-2007 | 25-Jul-2007 | Priced | News, Profile, Research, Insider |
| IncrediMail Ltd | 2.5M | $7.50 | 26-Jan-2006 | 30-Jan-2006 | Priced | News, Msgs, Profile, Insider | |
| Industrial Svcs Acq Corp | 4.0M | $8.00 | TBA | TBA | Filed | ||
| Ivivi Technologies Inc | II | 2.5M | $6.00 | 13-Oct-2006 | 18-Oct-2006 | Priced | Profile |
| Key Hospitality Acquisition Co | KHPA | 6.0M | $8.00 | 19-Oct-2005 | 20-Oct-2005 | Priced | Profile |
| Pinpoint Advance Corp | PPAC | 2.5M | $10.00 | 19-Apr-2007 | 19-Apr-2007 | Priced | Profile |
| Response Genetics Inc | RGDX | 3.0M | $7.00 | 4-Jun-2007 | 4-Jun-2007 | Priced | News, Profile, Research, Insider |
| Seanergy Maritime Corp | SRG | 20.0M | $10.00 | 24-Sep-2007 | 24-Sep-2007 | Priced | SEC, Profile |
| Sidhu Special Purpose Cap Corp | FIE | 9.0M | $10.00 | TBA | TBA | Filed | Profile |
| Spclty Metals Grp Indium Corp | $5.00 | TBA | 27-Feb-2009 | Withdrawn | |||
| Star Maritime Acquisition Corp | SEA | 18.87M | $10.00 | 13-Dec-2005 | 15-Dec-2005 | Priced | News, SEC, Msgs, Profile |
| Maxim Group LLC Earlybirdcapital Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Gurunet Corp | GRU | 2.2M | $5.00 | 6-Aug-2004 | 13-Oct-2004 | Priced | News, Msgs, Profile |
| May Davis Group Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Kaire International Inc | $6.00 | TBA | 8-Feb-1999 | Withdrawn | |||
| McDonald Investments | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| 1-800 Contacts Inc | CTAC | 2.2M | $12.50 | 3-Feb-1998 | 9-Feb-1998 | Priced | Profile |
| Anthony & Sylvan Pools Corp | -0.0M | 17-Sep-1998 | TBA | Postponed | |||
| Cleveland Indians Baseball Co | CLEV | 4.0M | $15.00 | 2-Jun-1998 | 4-Jun-1998 | Priced | Profile |
| Technical Consumer Product | TCPS | $12.00 - $14.00 | TBA | 15-Aug-2002 | Withdrawn | Profile | |
| McDouall Stuart Securities Ltd | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Taupo Motorsport Park Ltd | -0.0M | 19-Oct-2007 | 26-Nov-2007 | Withdrawn | |||
| Mediobanca Merrill Lynch International | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Enel SpA | EN | -0.0M | $45.23 | TBA | 2-Nov-1999 | Priced | Profile |
| Mediobanca SpA JP Morgan | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Kedrion SpA | $9.50 - $12.00 | TBA | 11-Jul-2008 | Withdrawn | |||
| Mediocredito Centrale | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Aeroviaggi | -0.0M | 1-Nov-2000 | TBA | Withdrawn | |||
| Meliorbanca SpA | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Udinese Calcio | -0.0M | 1-Oct-2000 | TBA | Withdrawn | |||
| Mercer Partners | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| American Eagle Motorcycle Co | 0.8M | $6.00 - $7.00 | 30-Oct-2000 | TBA | Filed | ||
| Meridian Capital Markets | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Jenkon International Inc | JNKN | 1.5M | $5.00 | 3-Aug-1998 | 11-Aug-1998 | Priced | Profile |
| Merita Pankki | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Telecom Finland | -0.0M | 1-Mar-1998 | TBA | Withdrawn | |||
| Merrill Lynch | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| 24/7 Media Inc | TFSM | 3.25M | $14.00 | 12-Aug-1998 | 13-Aug-1998 | Priced | Profile |
| AEW Real Estate Income Fund | RIF | 6.0M | $15.00 | 25-Nov-2002 | 25-Nov-2002 | Priced | Chart, News, Profile, Insider |
| ATA Inc | ATAI | 4.87M | $9.50 | 28-Jan-2008 | 28-Jan-2008 | Priced | News, Profile, Research |
| Accent Optical Techn Inc | $14.00 - $16.00 | TBA | 25-Oct-2004 | Withdrawn | |||
| Adolor Corp | ADLR | 6.0M | $15.00 | 9-Nov-2000 | 13-Nov-2000 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Advanstar Inc | $12.50 - $16.50 | TBA | 25-May-2000 | Withdrawn | |||
| Advent Claymore Conv Sec Fund | AVK | 30.0M | $25.00 | 28-Apr-2003 | 29-Apr-2003 | Priced | Chart, News, Profile, Insider |
| Advent/Claymore Enh G&I Fnd | LCM | 15.75M | $20.00 | 20-Dec-2004 | 26-Jan-2005 | Priced | Chart, News, Profile, Research, Insider |
| Advent/Claymore Global Conv | AGC | 37.5M | $20.00 | 23-May-2007 | 24-May-2007 | Priced | News, Profile, Insider |
| Aether Systems Inc | AETH | 6.0M | $16.00 | 20-Oct-1999 | 20-Oct-1999 | Priced | Profile |
| AgraQuest Inc | $11.00 - $13.00 | TBA | 26-Apr-2002 | Withdrawn | |||
| Allegiant Travel Co | ALGT | 5.0M | $18.00 | 6-Dec-2006 | 7-Dec-2006 | Priced | News, Profile, Research, Insider |
| Alliance Fiber Optic Products | AFOP | 4.5M | $11.00 | 16-Nov-2000 | 20-Nov-2000 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Alpine Global Premier Prop | AWP | 0.25M | $20.00 | 23-Mar-2007 | 25-Apr-2007 | Priced | News, Profile, Insider |
| Altra Holdings Inc | AIMC | 10.0M | $13.50 | 12-Dec-2006 | 14-Dec-2006 | Priced | News, Profile, Research, Insider |
| American Axle & Mnfg Inc | AXL | 7.0M | $17.00 | 28-Jan-1999 | 28-Jan-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| American Equity Investment | AEL | 18.7M | $9.00 | 26-Nov-2003 | 3-Dec-2003 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| AmericanGreetings.com Inc | -0.0M | 13-Aug-1999 | 11-May-2000 | Withdrawn | |||
| Ansell Healthcare Inc | AHX | TBA | 30-Nov-2000 | Withdrawn | Profile | ||
| Arbinet-thexchange Inc | ARBX | 6.54M | $17.50 | 16-Dec-2004 | 16-Dec-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Artisan Entertainment Inc | $16.00 - $18.00 | TBA | 14-Mar-2001 | Withdrawn | |||
| Aspreva Pharmaceuticals Corp | ASPV | 7.2M | $11.00 | 1-Mar-2005 | 3-Mar-2005 | Priced | Profile |
| Avesta Technologies Inc | AVST | -0.0M | 19-Nov-1999 | 14-Apr-2000 | Withdrawn | Profile | |
| Azurix Corp(Enron Corp) | AZX | 36.6M | $19.00 | 9-Jun-1999 | 9-Jun-1999 | Priced | Profile |
| BlackRock CA Muni Income II | BCL | 3.5M | $15.00 | 28-Jun-2002 | 25-Jul-2002 | Priced | Chart, News, Profile, Insider |
| BlackRock Health Scnc Trust | BME | 8.2M | $25.00 | 25-Mar-2005 | 28-Mar-2005 | Priced | Chart, News, Profile, Insider |
| BlackRock Inc | BLK | 9.0M | $14.00 | 24-Sep-1999 | 1-Oct-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| BlackRock Long-term Muni | BTA | 15.0M | $15.00 | 23-Feb-2006 | 23-Feb-2006 | Priced | News, Profile, Insider |
| BlackRock Mun 2018 Term Trust | BPK | 18.0M | $15.00 | 25-Oct-2001 | 25-Oct-2001 | Priced | Chart, News, Profile, Insider |
| BlackRock Muni Income II | BLE | 26.5M | $15.00 | 25-Jul-2002 | 25-Jul-2002 | Priced | Chart, News, Profile, Insider |
| BlackRock NY Muni Income II | BFY | 3.5M | $15.00 | 28-Jun-2002 | 25-Jul-2002 | Priced | Chart, News, Profile, Insider |
| Blackrock Ca Mun 2018 Term Tr | BJZ | 7.5M | $15.00 | 25-Oct-2001 | 25-Oct-2001 | Priced | Chart, News, Profile, Insider |
| Blackrock Def Opp Cred Tr | 9.33M | $15.00 | 28-Jan-2008 | 28-Jan-2008 | Priced | ||
| Blackrock Enhanced Div Ach Trs | BDJ | 76.67M | $15.00 | 24-Aug-2005 | 25-Aug-2005 | Priced | News, Profile, Insider |
| Blackrock Global Eq Inc Trust | BFD | 45.0M | $20.00 | 26-Mar-2007 | 27-Mar-2007 | Priced | News, SEC, Msgs, Profile, Insider |
| Blackrock NY Mun 2018 Term Tr | BLJ | 4.4M | $15.00 | 25-Oct-2001 | 25-Oct-2001 | Priced | Chart, News, Profile, Insider |
| Blackrock Preferred and Equity | BTZ | 58.0M | $25.00 | 20-Dec-2006 | 21-Dec-2006 | Priced | News, Profile, Insider |
| Blackrock Strategic Div Ach Tr | BDT | 42.17M | $15.00 | 25-Mar-2004 | 25-Mar-2004 | Priced | Chart, News, Profile, Insider |
| Blue Nile Inc | NILE | 3.74M | $20.50 | 13-May-2004 | 19-May-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Bovis Homes Group PLC | BVS | -0.0M | 29-May-1999 | TBA | Withdrawn | Profile | |
| Buy.com Inc | BUYX | 14.0M | $13.00 | 7-Feb-2000 | 7-Feb-2000 | Priced | Profile |
| CEI Citicorp Equity Holdings | CEI | -0.0M | TBA | TBA | Postponed | Profile | |
| CSN Steel Corp | -0.0M | 21-Jul-2001 | 21-Jul-2001 | Withdrawn | |||
| Cadence Pharmaceuticals Inc | CADX | 6.0M | $9.00 | 10-Oct-2006 | 24-Oct-2006 | Priced | News, Profile, Research, Insider |
| Calamos Cvt Opp & Income Fund | CHI | 4.0M | $15.00 | 24-May-2002 | 25-Jun-2002 | Priced | Chart, News, Profile, Insider |
| Capital & Income Strategies Fn | CII | 15.0M | $20.00 | 27-Apr-2004 | 27-Apr-2004 | Priced | Chart, News, Profile, Insider |
| CarsDirect.com Inc | TBA | 6-Dec-2000 | Withdrawn | ||||
| Catalytic Cap Invest Corp | $8.00 | TBA | 13-Dec-2007 | Withdrawn | |||
| Centerprise Advisors Inc | CEP | $21.75 | TBA | 9-Nov-1999 | Withdrawn | Profile | |
| Chartwell Div and Income Fd | CWF | 4.0M | $15.00 | 26-May-1998 | 23-Jun-1998 | Priced | Chart, News, Profile, Insider |
| China Mass Med Int Adv Corp | CMM | 7.21M | $6.80 | 1-Aug-2008 | 4-Aug-2008 | Priced | Chart, News, SEC, Msgs, Profile, Research |
| China Sunergy Co Ltd | CSUN | 8.5M | $11.00 | 16-May-2007 | 17-May-2007 | Priced | News, Profile, Research |
| China Techfaith Wireless Ltd | CNTF | 8.73M | $16.25 | 29-Apr-2005 | 5-May-2005 | Priced | News, Msgs, Profile, Research |
| Cia Vale do Rio Doce SA | RIO | 68.51M | $24.50 | 12-Mar-2002 | 20-Mar-2002 | Priced | Profile |
| Clough Global Allocation Fnd | GLV | 0.05M | $20.00 | 26-Jul-2004 | 28-Jul-2004 | Priced | Chart, News, Profile, Insider |
| Clough Global Equity Fund | GLQ | 20.12M | $20.00 | 26-Apr-2005 | 27-Apr-2005 | Priced | News, Profile, Research, Insider |
| Clough Global Opportunities | GLO | 47.5M | $20.00 | 25-Apr-2006 | 25-Apr-2006 | Priced | News, Profile, Insider |
| Cohen & Steers Closed-End | FOF | 28.75M | $20.00 | 16-Nov-2006 | 20-Nov-2006 | Priced | News, Profile, Insider |
| Cohen & Steers Dividend Majors | DVM | 3.45M | $20.00 | 7-Dec-2004 | 26-Jan-2005 | Priced | Chart, News, Profile, Insider |
| Cohen & Steers Global Income | INB | 30.0M | $20.00 | 24-Jul-2007 | 26-Jul-2007 | Priced | News, Msgs, Profile, Insider |
| Cohen & Steers Global Power | GPF | 0.05M | $20.00 | TBA | TBA | Filed | Profile |
| Cohen & Steers Inc | CNS | 7.5M | $13.00 | 12-Aug-2004 | 12-Aug-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Cohen & Steers Premium Income | RPF | 4.0M | $15.00 | 27-Aug-2002 | 27-Aug-2002 | Priced | Chart, News, Profile, Insider |
| Cohen & Steers Quality Income | RQI | 40.0M | $15.00 | 25-Feb-2002 | 25-Feb-2002 | Priced | Chart, News, Profile, Insider |
| Cohen & Steers REIT Pref Fund | RNP | 70.0M | $25.00 | 20-Jun-2003 | 24-Jun-2003 | Priced | Chart, News, Profile, Insider |
| Cohen & Steers REIT Util Fund | RTU | 75.0M | $20.00 | 26-Jan-2004 | 27-Jan-2004 | Priced | Chart, News, Profile, Insider |
| Cohen & Steers Select Utility | UTF | 44.62M | $20.00 | 24-Mar-2004 | 25-Mar-2004 | Priced | Chart, News, Profile, Insider |
| Coinmach Service Corp | DRY | -0.0M | $13.64 | 11-Jun-2004 | 19-Nov-2004 | Priced | Profile |
| Coley Pharmaceutical Group Inc | COLY | 6.0M | $16.00 | 27-Jul-2005 | 9-Aug-2005 | Priced | Profile |
| Colfax Corp | CFX | $22.50 | TBA | 19-Mar-2003 | Withdrawn | Profile | |
| Comdisco Venture | CDOV | $14.00 - $16.00 | TBA | 1-Feb-2001 | Withdrawn | Profile | |
| Community Health Systems Inc | CYH | 18.75M | $13.00 | 8-Jun-2000 | 8-Jun-2000 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Corporate High Yield Fund III | CYE | 32.0M | $15.00 | 27-Jan-1998 | 27-Jan-1998 | Priced | Chart, News, Profile, Insider |
| Corporate High Yield Fund IV | HYW | 12.0M | $15.00 | 25-Sep-2001 | 25-Sep-2001 | Priced | Profile |
| Corporate High Yield Fund V | HYV | 16.7M | $15.00 | 27-Nov-2001 | 27-Nov-2001 | Priced | Chart, News, Profile, Research, Insider |
| Corporate High Yield Fund VI | HYT | 38.0M | $15.00 | 27-May-2003 | 27-May-2003 | Priced | Chart, News, Profile, Research, Insider |
| Corus Pharma Inc | TBA | 15-Feb-2006 | Withdrawn | ||||
| Cross Country Inc | CCRN | 7.81M | $17.00 | 22-Oct-2001 | 24-Oct-2001 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| CyberSource Corp | CYBS | 4.0M | $11.00 | 23-Jun-1999 | 23-Jun-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| DWS RREEF World Real Est & Tac | DRP | 17.0M | $20.00 | 25-Jun-2007 | 26-Jun-2007 | Priced | News, Profile, Insider |
| Debt Strategies Fund II Inc | DSU | 57.5M | $10.00 | 24-Mar-1998 | 24-Mar-1998 | Priced | Chart, News, Profile, Insider |
| Debt Strategies Fund III | DBU | 11.0M | $10.00 | 28-Jul-1998 | 28-Jul-1998 | Priced | News, Profile |
| Defined Strategy Fund Inc | DSF | 1.0M | $20.00 | 20-Aug-2004 | 22-Dec-2004 | Priced | Profile |
| Delaware Enhanced Global Div | DEX | 23.0M | $20.00 | 22-Jun-2007 | 26-Jun-2007 | Priced | Chart, News, Msgs, Profile |
| Diamond Foods Inc | DMND | 6.0M | $17.00 | 18-Jul-2005 | 20-Jul-2005 | Priced | News, Msgs, Profile, Research, Insider |
| Dick's Sporting Goods Inc | DKS | 7.29M | $12.00 | 27-Sep-2002 | 15-Oct-2002 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Digitalconvergence.com | DGTL | $11.00 | TBA | 21-Mar-2001 | Withdrawn | Profile | |
| Diversified Income Strategies | DVF | 0.05M | $20.00 | 21-Sep-2004 | 26-Jan-2005 | Priced | Chart, News, Profile, Insider |
| Dollar Express Inc | $14.00 - $16.00 | TBA | 27-Apr-2000 | Withdrawn | |||
| Dow 30 Enh Prem & Inc | DPO | 30.0M | $20.00 | 24-May-2007 | 24-May-2007 | Priced | News, Profile, Insider |
| Dow 30 Prem & Div Inc Fnd | DPD | 0.05M | $20.00 | 22-Mar-2005 | 26-Apr-2005 | Priced | News, Profile |
| Dreman/Claymore Div Incme Fund | DCS | 0.05M | $20.00 | 27-Jan-2004 | 27-Jan-2004 | Priced | Chart, News, Profile, Research, Insider |
| E-Profile Inc | EPRO | -0.0M | 7-Aug-2000 | 14-Dec-2000 | Withdrawn | Profile | |
| EDEN Bioscience Corp | EDEN | 5.8M | $15.00 | 20-Sep-2000 | 26-Sep-2000 | Priced | Profile |
| EV Tax-Mnged Global Buy-Write | ETW | 0.05M | $20.00 | 8-Apr-2005 | 27-Sep-2005 | Priced | News, Profile, Research, Insider |
| EXACT Sciences Corp | EXAS | 4.0M | $14.00 | 30-Jan-2001 | 30-Jan-2001 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Eaton Vance Shrt Dur Div IF | EVG | 23.0M | $20.00 | 7-Dec-2004 | 23-Feb-2005 | Priced | Chart, News, SEC, Msgs, Profile, Insider |
| Eaton Vance Tax-Man Buy-Wrt Op | ETV | 0.05M | $20.00 | 25-May-2005 | 27-Jun-2005 | Priced | News, Profile, Research, Insider |
| Edison Schools Inc | EDSN | 6.8M | $18.00 | 5-Nov-1999 | 10-Nov-1999 | Priced | Profile |
| Egyptian Electricity Hldg Co | -0.0M | 18-Dec-1998 | TBA | Withdrawn | |||
| ElderTrust Realty Group | ETT | 6.05M | $18.00 | 26-Jan-1998 | 26-Jan-1998 | Priced | Profile |
| Energy Partners Ltd | ERPLQ | 5.75M | $15.00 | 24-Oct-2000 | 1-Nov-2000 | Priced | Profile |
| Enhanced Eq Yield & Prm Fd Inc | ECV | 20.0M | $20.00 | 27-Jun-2005 | 27-Jun-2005 | Priced | Profile |
| Enhanced Equity Yield Fund Inc | EEF | 5.75M | $20.00 | 30-Mar-2005 | 3-May-2005 | Priced | Profile |
| Enhanced S&P 500 Covered Call | BEO | 11.75M | $20.00 | 27-Sep-2005 | 27-Sep-2005 | Priced | News, Profile, Insider |
| Entegris Inc | ENTG | 13.0M | $11.00 | 10-Jul-2000 | 10-Jul-2000 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Exult Inc | EXLT | 6.0M | $10.00 | 1-Jun-2000 | 2-Jun-2000 | Priced | Profile |
| F&C Claymore Preferred Fund | FFC | 48.3M | $25.00 | 28-Jan-2003 | 28-Jan-2003 | Priced | Chart, News, Profile, Research, Insider |
| FMC Technologies Inc | FTI | 11.05M | $20.00 | 6-Jun-2001 | 13-Jun-2001 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Federated Investors Inc | FII | 16.29M | $19.00 | 8-May-1998 | 13-May-1998 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Federated Premier Intermediate | FPT | 4.0M | $15.00 | 19-Dec-2002 | 19-Dec-2002 | Priced | Chart, News, Profile, Insider |
| Federated Premier Municipal | FMN | 4.0M | $15.00 | 19-Dec-2002 | 19-Dec-2002 | Priced | Chart, News, Profile, Insider |
| Fiduciary/Clymr Dyn Eq Fnd | HCE | 0.05M | $20.00 | 21-Mar-2005 | 26-Apr-2005 | Priced | Profile |
| Finisar Corp | FNSR | 8.15M | $19.00 | 10-Nov-1999 | 11-Nov-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| First Trst/Fid Asset Man Cvd C | FFA | 20.0M | $20.00 | 26-Aug-2004 | 26-Aug-2004 | Priced | Chart, News, Profile, Insider |
| First Trust Four Crns Snr Flt | FCT | $20.00 | 29-Apr-2004 | 25-May-2004 | Priced | Chart, News, Profile, Insider | |
| First Trust/Aberdeen Global | FEO | $20.00 | 17-Sep-2004 | 23-Nov-2004 | Priced | News, Profile, Insider | |
| First Trust/Fidac Mortgage | FMY | 5.5M | $20.00 | 25-May-2005 | 25-May-2005 | Priced | News, Profile, Insider |
| First Trust/Pequot Energy | FPE | $20.00 | TBA | TBA | Filed | Profile | |
| FirstAmerica Automotive Inc | $12.00 - $14.00 | TBA | 12-Aug-1999 | Withdrawn | |||
| Floating Rate Income Fund II | FRB | 12.94M | $20.00 | 27-Jul-2004 | 27-Jul-2004 | Priced | Chart, News, Profile, Insider |
| Floating Rate Income Fund Inc | FRA | 16.0M | $20.00 | 28-Oct-2003 | 28-Oct-2003 | Priced | Chart, News, Profile, Insider |
| Fox Entertainment Group Inc | FOX | 85.0M | $22.50 | 9-Nov-1998 | 10-Nov-1998 | Priced | Profile |
| GSI Technology Inc | TBA | 10-Nov-2005 | Withdrawn | ||||
| Gabelli Glbl Utlty&Inc Trust | GLU | 3.5M | $20.00 | 25-May-2004 | 25-May-2004 | Priced | Chart, News, Profile, Insider |
| Gabelli Global Deal Fund | GDL | 23.0M | $20.00 | 26-Jan-2007 | 26-Jan-2007 | Priced | News, Profile, Insider |
| Gemini Re Holdings Ltd. | -0.0M | 7-Jan-1999 | TBA | Filed | |||
| Genencor International Inc | GCOR | 7.0M | $18.00 | 27-Jul-2000 | 27-Jul-2000 | Priced | Profile |
| Gerber Childrenswear(Gerber) | GCW | 3.6M | $13.00 | 10-Jun-1998 | 10-Jun-1998 | Priced | Profile |
| Global Ent & Media Hldg Corp | GEH | 15.0M | $10.00 | TBA | TBA | Filed | Profile |
| Global High Yield Fund Inc | -0.0M | 20-Apr-1998 | 1-Mar-2002 | Withdrawn | |||
| Global Income & Currency Fund | GCF | 10.0M | $20.00 | 24-Apr-2006 | 25-Apr-2006 | Priced | News, Profile, Insider |
| Global Telesystems Group Inc | GTS | 11.1M | $20.00 | 4-Feb-1998 | 4-Feb-1998 | Priced | News, Profile, Research, Insider |
| GlobeOp Financial Services | 20.37M | $2.20 - $2.90 | 15-Jun-2007 | 6-Jul-2007 | Withdrawn | ||
| Gold Kist Holdings Inc | GKIS | 12.0M | $11.00 | 27-Sep-2004 | 6-Oct-2004 | Priced | Profile |
| Gomez Advisors Inc | GOMZ | -0.0M | 20-Apr-2000 | 20-Oct-2000 | Withdrawn | Profile | |
| Gushan Environmental Energy | GU | 18.0M | $9.60 | 18-Dec-2007 | 18-Dec-2007 | Priced | News, Profile, Research |
| Heritage Ppty Invest Trust Inc | HTG | 16.0M | $25.00 | 23-Apr-2002 | 23-Apr-2002 | Priced | SEC, Msgs, Profile |
| I-Cable Communications Ltd | ICAB | 18.0M | $27.00 | 4-Nov-1999 | 18-Nov-1999 | Priced | Profile |
| IMagicTV | IMTV | 4.75M | $11.00 | 16-Nov-2000 | 20-Nov-2000 | Priced | Profile |
| ING International High Div | IID | 10.0M | $20.00 | 25-Sep-2007 | 25-Sep-2007 | Priced | News, Profile, Insider |
| IPG Photonics Corp | $14.00 - $16.00 | TBA | 7-Jun-2001 | Withdrawn | |||
| IQ Rising Rate Fund Inc | RRF | 1.0M | $15.00 | 14-Jun-2004 | 19-Aug-2004 | Withdrawn | Profile |
| IQ Tax Advantage Div Incm Fnd | $15.00 | TBA | 24-Jul-2008 | Withdrawn | |||
| IXIA | XXIA | 5.5M | $13.00 | 12-Oct-2000 | 17-Oct-2000 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Iasis Healthcare Corp | $14.00 - $16.00 | TBA | 10-Dec-2001 | Withdrawn | |||
| Incom Roofing Services Inc | ICR | -0.0M | 24-Jul-1998 | 16-Oct-1998 | Withdrawn | Profile | |
| Income Opportunities Fund 2006 | $10.00 | TBA | 22-Feb-1999 | Withdrawn | |||
| Infinity Broadcasting Corp | INF | 135.0M | $20.50 | 7-Dec-1998 | 9-Dec-1998 | Priced | News, Profile |
| Infonet Services Corp | IN | 51.28M | $21.00 | 12-Oct-1999 | 15-Dec-1999 | Priced | News, SEC, Msgs, Profile, Research, Insider |
| Information Holdings Inc | IHI | 4.25M | $12.00 | 6-Aug-1998 | 6-Aug-1998 | Priced | News, SEC, Msgs, Profile |
| Inner Mongolia Baotou Steel | 600111 | -0.0M | 1-Jan-2000 | TBA | Withdrawn | Profile | |
| Integrated Electrical Services | IEE | 7.0M | $13.00 | 23-Jan-1998 | 26-Jan-1998 | Priced | Profile |
| Intellon Corp | ITLN | $6.97 | TBA | 21-Mar-2001 | Withdrawn | Profile | |
| Interactive Health Inc | IHTT | $15.00 - $17.00 | TBA | 8-Jun-2005 | Withdrawn | Profile | |
| Interactive Intelligence Inc | ININ | 2.67M | $13.00 | 23-Jul-1999 | 22-Sep-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Interliant Inc | INIT | 7.0M | $10.00 | 6-Jul-1999 | 7-Jul-1999 | Priced | Profile |
| Internet Capital Group Inc | ICGE | 16.25M | $12.00 | 22-Jun-1999 | 4-Aug-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Ironside Technologies Inc | -0.0M | 18-Oct-2000 | 26-Feb-2001 | Withdrawn | |||
| Jato Communications Corp | JATO | $13.00 - $15.00 | TBA | 12-May-2000 | Withdrawn | Profile | |
| KinderCare Learning Ctr Inc | -0.0M | 9-Apr-1999 | 28-Sep-2000 | Withdrawn | |||
| Kirkland's Inc | KIRK | 7.0M | $15.00 | 5-Jun-2002 | 10-Jul-2002 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Lazard World Dvdnd & Inc Fd | LOR | 0.1M | $20.00 | 23-May-2005 | 27-Jun-2005 | Priced | News, Msgs, Profile, Insider |
| LendingTree Inc | TREE | 3.65M | $12.00 | 15-Feb-2000 | 15-Feb-2000 | Priced | News, Msgs, Profile, Research, Insider |
| LifeStyle Furnishings | TBA | 17-Apr-2000 | Withdrawn | ||||
| Lincoln Educational Svcs Corp | LINC | 4.0M | $20.00 | 21-Jun-2005 | 22-Jun-2005 | Priced | News, Msgs, Profile, Research, Insider |
| LipoScience Inc | LIPO | $14.00 - $16.00 | TBA | 21-Oct-2002 | Withdrawn | Profile | |
| Liquidmetal Technologies | LQMT | 5.0M | $15.00 | 29-Apr-2002 | 21-May-2002 | Priced | News, Profile, Research, Insider |
| MBF Healthcare Acquisition | MBH | 18.75M | $8.00 | 17-Apr-2007 | 17-Apr-2007 | Priced | Profile |
| ML JWH Strategic Allocation | -0.0M | TBA | TBA | Filed | |||
| MLP & Strategic Equity | MTP | 17.5M | $20.00 | 25-Jun-2007 | 26-Jun-2007 | Priced | News, Profile |
| MTone Wireless Co | MTWI | -0.0M | 19-Apr-2004 | 13-Aug-2004 | Withdrawn | Profile | |
| MYRIAD INTERNATIONAL HOLDING | MIHL | 8.3M | $18.00 | 12-Apr-1999 | 13-Apr-1999 | Priced | Profile |
| Macquarie Global Div & Inc Fnd | MFD | 12.65M | $20.00 | 25-Mar-2004 | 25-Mar-2004 | Priced | Chart, News, Profile, Insider |
| MainControl Inc | MNCL | TBA | 28-Nov-2000 | Withdrawn | Profile | ||
| Market Participation Principal | PEF | 31.5M | $10.00 | TBA | TBA | Filed | Profile |
| Merrill Lynch Snr Flt Rate Fd | XMPCX | 50.0M | $10.00 | TBA | TBA | Filed | Profile |
| Metawave Communications Corp | MTWV | 6.25M | $9.00 | 26-Apr-2000 | 26-Apr-2000 | Priced | Profile |
| MicroStrategy Inc | MSTR | 4.0M | $12.00 | 10-Jun-1998 | 10-Jun-1998 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Mistral Acquisition Co | $10.00 | TBA | 25-Sep-2009 | Withdrawn | |||
| More.Com Inc | MORE | TBA | 25-May-2000 | Withdrawn | Profile | ||
| Muni California Intermediate | 6.55M | $15.00 | TBA | TBA | Filed | ||
| Muni Intermediate Duration | MUI | 6.55M | $15.00 | 25-Jun-2003 | 29-Jul-2003 | Priced | Chart, News, Profile, Insider |
| Muni New York Intermediate | MNE | 5.33M | $15.00 | 29-Jul-2003 | 29-Jul-2003 | Priced | Chart, News, Profile, Insider |
| MuniHldgs NJ Insured Fund IV | MHJ | 2.8M | $15.00 | 20-Jul-1999 | 20-Jul-1999 | Priced | News, Msgs, Profile, Research, Insider |
| MuniHolding FL Insured Fund V | FDM | 3.5M | $15.00 | 20-Jul-1999 | 20-Jul-1999 | Priced | News, Profile |
| MuniHoldings CA Insd Fund II | MUC | 6.7M | $15.00 | 23-Jan-1998 | 24-Feb-1998 | Priced | Chart, News, Profile, Insider |
| MuniHoldings Cal Insured Fd IV | CIL | 8.6M | $15.00 | 26-Jan-1999 | 26-Jan-1999 | Priced | Profile |
| MuniHoldings Calif Ins Fnd V | CAF | 4.9M | $15.00 | 20-Jul-1999 | 20-Jul-1999 | Priced | News, Profile |
| MuniHoldings California III | MCF | 6.5M | $15.00 | 22-Sep-1998 | 22-Sep-1998 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| MuniHoldings Florida In Fd III | MFD | 5.4M | $15.00 | 28-Sep-1998 | 28-Sep-1998 | Priced | Chart, News, Profile, Insider |
| MuniHoldings Florida Ins II | MUF | 8.4M | $15.00 | 20-Feb-1998 | 20-Feb-1998 | Priced | Profile |
| MuniHoldings Florida Insured | MFR | 8.1M | $15.00 | 26-Jan-1999 | 26-Jan-1999 | Priced | Profile |
| MuniHoldings Fund II Inc | MUH | 9.67M | $15.00 | 24-Feb-1998 | 24-Feb-1998 | Priced | Chart, News, Profile, Insider |
| MuniHoldings Insured Fund II | MUE | 9.6M | $15.00 | TBA | TBA | Filed | Profile |
| MuniHoldings Insured Fund III | 6.8M | $15.00 | TBA | TBA | Filed | ||
| MuniHoldings Insured Fund IV | MOU | 3.2M | $15.00 | TBA | TBA | Filed | Profile |
| MuniHoldings Insured Fund Inc | MUS | 12.0M | $15.00 | 28-Apr-1998 | 28-Apr-1998 | Priced | Chart, News, Profile, Insider |
| MuniHoldings Mich Insured Fund | MCG | 4.03M | $15.00 | 26-Jan-1999 | 26-Jan-1999 | Priced | Profile |
| MuniHoldings NJ Ins Fnd III | MNJ | 4.7M | $15.00 | 26-Jan-1999 | 26-Jan-1999 | Priced | Profile |
| MuniHoldings NJ Insured Fd II | MWJ | 5.3M | $15.00 | 22-Sep-1998 | 22-Sep-1998 | Priced | News, Profile |
| MuniHoldings NY Ins Fund II | MNU | 5.3M | $15.00 | 28-Sep-1998 | 28-Sep-1998 | Priced | Profile |
| MuniHoldings NY Ins Fnd IV Inc | MNW | 3.9M | $15.00 | 20-Jul-1999 | 20-Jul-1999 | Priced | Profile |
| MuniHoldings New Jersey | MUJ | 6.7M | $15.00 | 6-Mar-1998 | 6-Mar-1998 | Priced | Chart, News, Profile, Insider |
| MuniHoldings New York Fund Inc | MUN | 6.7M | $15.00 | 9-Jan-1998 | 24-Feb-1998 | Priced | Profile |
| MuniHoldings New York Insured | MNK | 5.0M | $15.00 | 26-Jan-1999 | 26-Jan-1999 | Priced | Chart, Profile |
| MuniHoldings Pennsylvania Ins | MPI | 1.88M | $15.00 | TBA | TBA | Filed | Profile |
| Muniholdings Michigan | MDH | 3.4M | $10.00 | TBA | TBA | Filed | Profile |
| NASDAQ Premium Income & Growth | QQQX | 0.05M | $20.00 | 26-Dec-2006 | 25-Jan-2007 | Priced | News, Profile, Insider |
| Nanosys Inc | 6.25M | $15.00 - $17.00 | 22-Apr-2004 | 4-Aug-2004 | Withdrawn | ||
| Nassau Broadcasting Corp | $16.00 - $19.00 | TBA | 22-Aug-2000 | Withdrawn | |||
| National Interstate Corp | NATL | 3.85M | $13.50 | 3-Dec-2004 | 27-Jan-2005 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Natl Energy Res Acq Co | NER | 10.0M | $10.00 | TBA | TBA | Filed | Profile |
| Naviant Inc | TBA | 4-Dec-2000 | Withdrawn | ||||
| NeoPoint Inc | -0.0M | 11-Jan-2000 | 27-Jul-2000 | Withdrawn | |||
| Neoforma.com Inc | NEOF | 7.0M | $13.00 | 21-Jan-2000 | 24-Jan-2000 | Priced | Profile |
| NetCare Health Systems | NHS | -0.0M | 18-Jun-1998 | TBA | Filed | Profile | |
| NetLogic Microsystems | NETL | 5.78M | $12.00 | 21-Jun-2004 | 8-Jul-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Netflix Inc | NFLX | 5.5M | $15.00 | 20-May-2002 | 22-May-2002 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Netro Corp | NTRO | 5.0M | $8.00 | 17-Aug-1999 | 18-Aug-1999 | Priced | News, Msgs, Profile, Insider |
| Neuberger Berman Cali Fund | NBW | 7.0M | $15.00 | 24-Sep-2002 | 24-Sep-2002 | Priced | Chart, News, Profile, Insider |
| Neuberger Berman Intermediate | NBH | 25.0M | $15.00 | 24-Sep-2002 | 24-Sep-2002 | Priced | Chart, News, Profile, Insider |
| Neuberger Berman NY Fund | NBO | 7.0M | $15.00 | 24-Sep-2002 | 24-Sep-2002 | Priced | Chart, News, Profile, Insider |
| New York Stock Exchange | -0.0M | 24-Jul-1999 | TBA | Withdrawn | |||
| NextG Networks Inc | NXTG | TBA | 21-May-2009 | Withdrawn | Profile | ||
| NextVenue Inc | NXVN | -0.0M | 9-May-2000 | 26-Sep-2000 | Withdrawn | Profile | |
| Nextest Systems Corp | NEXT | 5.4M | $14.00 | 21-Mar-2006 | 21-Mar-2006 | Priced | Profile |
| Noranda Aluminum Holding Corp | -0.0M | TBA | TBA | Filed | |||
| Nuveen Global Government | JGG | 11.5M | $20.00 | 26-Jun-2006 | 27-Jun-2006 | Priced | News, Profile, Insider |
| Nuvera Fuel Cells Inc | $18.00 - $20.00 | TBA | 21-Sep-2001 | Withdrawn | |||
| NxStage Medical Inc | NXTM | 5.5M | $10.00 | 27-Oct-2005 | 27-Oct-2005 | Priced | News, Msgs, Profile, Research, Insider |
| OFFITBANK Holdings Inc | OFB | -0.0M | 6-Aug-1998 | 20-Dec-1999 | Withdrawn | Profile | |
| Odyssey HealthCare Inc | ODSY | 3.6M | $15.00 | 9-Oct-2001 | 30-Oct-2001 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Oil States International Inc | OIS | 10.0M | $9.00 | 8-Feb-2001 | 8-Feb-2001 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Old Mutual/Claymore Long-Short | OLA | 22.5M | $20.00 | 25-Aug-2005 | 25-Aug-2005 | Priced | News, Profile, Insider |
| OpenTV Corp | OPTV | 7.5M | $20.00 | 19-Nov-1999 | 23-Nov-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| OpenTable Inc | OPEN | 3.0M | $20.00 | 21-May-2009 | 21-May-2009 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Optio Software Inc | OPTO | 5.0M | $10.00 | 13-Dec-1999 | 14-Dec-1999 | Priced | Profile |
| Oratec Interventions Inc | $15.00 - $17.00 | TBA | 17-Sep-1999 | Withdrawn | |||
| Orexigen Therapeutics Inc | OREX | 6.0M | $12.00 | 25-Apr-2007 | 25-Apr-2007 | Priced | News, SEC, Profile, Research, Insider |
| Orient-Express Hotels Ltd | OEH | 10.0M | $19.00 | 9-Aug-2000 | 10-Aug-2000 | Priced | Chart, News, SEC, Msgs, Profile, Research |
| PIMCO Fltg Rt Strat Fnd | PFN | $20.00 | 7-Jul-2004 | 26-Oct-2004 | Priced | Chart, News, Profile, Research, Insider | |
| PLX Tech Inc | PLXT | 3.3M | $9.00 | 30-Mar-1999 | 5-Apr-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Packard BioScience Co | PBSC | 12.0M | $9.00 | 18-Apr-2000 | 19-Apr-2000 | Priced | Profile |
| Pantry Inc | PTRY | 6.25M | $13.00 | 8-Jun-1999 | 9-Jun-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Passave Inc | $15.00 - $17.00 | TBA | 8-May-2006 | Withdrawn | |||
| Peplin Inc | PLI | TBA | 9-Jun-2008 | Withdrawn | Profile | ||
| Pepsi Bottling Group Inc | PBG | 100.0M | $23.00 | 29-Mar-1999 | 30-Mar-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| PepsiCo Inc | PEP | -0.0M | 19-Dec-1998 | TBA | Withdrawn | Profile | |
| Pets.com Inc | IPET | 7.5M | $11.00 | 9-Feb-2000 | 10-Feb-2000 | Priced | Profile |
| Pimco Floating Rate Income | PFL | 28.75M | $20.00 | 26-Aug-2003 | 26-Aug-2003 | Priced | Chart, News, Profile, Insider |
| Pimco Global Stocksplus | PGP | 11.0M | $25.00 | 24-May-2005 | 25-May-2005 | Priced | News, Profile, Insider |
| Pioneer Floating Rate Trust | PHD | 0.05M | $20.00 | 19-Nov-2004 | 22-Dec-2004 | Priced | Chart, News, Profile, Insider |
| Pioneer High Income Trust | PHH | 0.07M | $15.00 | 28-Mar-2002 | 25-Apr-2002 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Pioneer Tax Adv Balanced Trust | PBF | 0.05M | $15.00 | 23-Jan-2004 | 27-Jan-2004 | Priced | Profile |
| Pivotal Corp | PVTL | 3.5M | $12.00 | 4-Aug-1999 | 4-Aug-1999 | Priced | Profile |
| Preferred & Corporate Income | PSW | 4.6M | $25.00 | 20-Jun-2003 | 29-Jul-2003 | Priced | Chart, News, Profile, Insider |
| Preferred Income Strat Fund | PSY | 200.0M | $25.00 | 25-Mar-2003 | 25-Mar-2003 | Priced | Chart, News, Profile, Insider |
| Provantage Health Services | PHS | 5.3M | $18.00 | 24-Jun-1999 | 14-Jul-1999 | Priced | Profile |
| Quokka Sports Inc | QKKA | 5.0M | $12.00 | 27-Jul-1999 | 27-Jul-1999 | Priced | Profile |
| RBC Bearings Inc | ROLL | 8.29M | $14.50 | 8-Aug-2005 | 9-Aug-2005 | Priced | News, Msgs, Profile, Research, Insider |
| RBS Global Inc | -0.0M | 30-Mar-2006 | 4-Apr-2006 | Withdrawn | |||
| RTL plus Deutschland Fernsehen | -0.0M | 15-Jun-1999 | TBA | Withdrawn | |||
| RV Centers Inc | RVC | -0.0M | 1-Feb-1999 | TBA | Filed | Profile | |
| Reaves Utility Income Fund | UTG | 23.0M | $20.00 | 24-Feb-2004 | 24-Feb-2004 | Priced | Chart, News, Profile, Insider |
| Republic Airways Holdings Inc | RJET | 5.0M | $13.00 | 11-May-2004 | 26-May-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Republic Services Inc | RSG | 51.0M | $24.00 | 29-Jun-1998 | 30-Jun-1998 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| S&P 500 Covered Call Fund Inc | BEP | 18.9M | $20.00 | 25-Mar-2005 | 28-Mar-2005 | Priced | Chart, News, Profile, Insider |
| S&P 500 GEARED FUND | GRE | 1.0M | $20.00 | 14-Sep-2004 | 27-Oct-2004 | Priced | Profile |
| S&P 500 GEARED Fund II Inc | GRQ | $20.00 | TBA | 24-Jul-2008 | Withdrawn | Profile | |
| Satyam Computer Services Ltd | SAY | 12.5M | $9.71 | TBA | 15-May-2001 | Priced | Chart, News, Msgs, Profile, Research |
| Satyam Infoway Ltd | SIFY | -0.0M | $18.00 | TBA | 18-Oct-1999 | Priced | Chart, News, Msgs, Profile, Research |
| Scientific Learning Corp | SCIL | 2.3M | $16.00 | 21-Jul-1999 | 21-Jul-1999 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Scudder Glbl Comm Stock Fnd | GCS | 0.07M | $15.00 | 2-Jul-2004 | 23-Sep-2004 | Priced | Chart, News, Profile, Insider |
| Select Medical Corp | SLMC | 9.0M | $9.50 | 3-Apr-2001 | 4-Apr-2001 | Priced | News, Profile |
| Senior Floating Income Fund | 0.07M | $13.00 - $15.00 | 24-Nov-1998 | 19-Apr-2000 | Withdrawn | ||
| Sensus Drug Development Corp | $13.00 - $15.00 | TBA | 1-Dec-1998 | Withdrawn | |||
| ShowCase Corp | SHWC | 3.0M | $9.00 | 28-Jun-1999 | 29-Jun-1999 | Priced | Profile |
| SigmaTel Inc | SGTL | 10.0M | $15.00 | 10-Sep-2003 | 18-Sep-2003 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Smart Link Ltd | SMLK | 3.5M | $14.00 - $16.00 | TBA | TBA | Postponed | Profile |
| Sml Cap Premium Dividnd Inc Fd | RCC | 0.05M | $20.00 | 23-Jun-2005 | 26-Jul-2005 | Priced | News, Profile |
| Specialty Laboratories Inc | SP | 5.0M | $16.00 | 5-Dec-2000 | 7-Dec-2000 | Priced | Profile |
| StarBand Communications Inc | TBA | 9-Mar-2001 | Withdrawn | ||||
| Stratagene Holding Corp | -0.0M | 10-Mar-2000 | 31-Oct-2000 | Withdrawn | |||
| SunAmerica Focused Alpha | FGI | 9.65M | $20.00 | 22-Dec-2005 | 22-Dec-2005 | Priced | News, Profile |
| Sunamerica Focused Alpha | FGF | 20.0M | $20.00 | 26-Jul-2005 | 26-Jul-2005 | Priced | News, Msgs, Profile |
| Super Micro Computer Inc | SMCI | 8.0M | $8.00 | 27-Mar-2007 | 29-Mar-2007 | Priced | News, Profile, Research, Insider |
| SureBeam Corp(Titan Corp) | SURE | 6.7M | $10.00 | 5-Mar-2001 | 15-Mar-2001 | Priced | Profile |
| Susser Holdings Corp | SUSS | 6.0M | $16.50 | 4-Oct-2006 | 18-Oct-2006 | Priced | News, Profile, Research, Insider |
| Synapse Group Inc | -0.0M | 26-Jul-2000 | 8-Dec-2000 | Withdrawn | |||
| TS&W/Claymore Tax-Adv Bal Fund | TYW | 20.0M | $15.00 | 27-Apr-2004 | 27-Apr-2004 | Priced | Chart, News, Profile, Insider |
| Technology Spectrum Inc | TSPE | TBA | 22-Feb-2006 | Withdrawn | Profile | ||
| Telocity Delaware Inc | TLCT | 11.0M | $12.00 | 28-Mar-2000 | 28-Mar-2000 | Priced | Profile |
| Telvent SA | TLVT | 8.7M | $9.00 | 18-Oct-2004 | 21-Oct-2004 | Priced | Chart, News, Msgs, Profile |
| Theravance Inc | THRX | 5.2M | $16.00 | 1-Oct-2004 | 5-Oct-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Thermage Inc | THRM | 6.0M | $7.00 | 3-Nov-2006 | 9-Nov-2006 | Priced | News, SEC, Profile, Insider |
| Tomotherapy Inc | TOMO | 10.94M | $19.00 | 8-May-2007 | 8-May-2007 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Tortoise Capital Resources | TTO | 6.45M | $15.00 | 18-Jan-2007 | 1-Feb-2007 | Priced | News, Profile, Research, Insider |
| Tremisis Energy Acq Corp II | TGY | 9.5M | $8.00 | 1-Nov-2007 | 6-Dec-2007 | Priced | Chart, News, Profile, Insider |
| Trina Solar Ltd | TSL | 5.3M | $18.50 | 15-Dec-2006 | 18-Dec-2006 | Priced | News, Profile, Research |
| Tuesday Morning Corp (Madison) | TUES | 6.6M | $15.00 | 21-Apr-1999 | 21-Apr-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| UBID | $14.00 - $15.00 | TBA | TBA | Withdrawn | |||
| UBID Inc | UBID | 1.58M | $15.00 | 3-Dec-1998 | 3-Dec-1998 | Priced | Profile |
| USN Communications | USNC | 8.0M | $16.00 | 2-Feb-1998 | 3-Feb-1998 | Priced | Profile |
| UTStarcom Inc | UTSI | 8.0M | $18.00 | 29-Feb-2000 | 2-Mar-2000 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| United National Group Ltd | UNGL | 9.75M | $17.00 | 15-Dec-2003 | 15-Dec-2003 | Priced | Profile |
| Universal Compression Holdings | UCO | 7.0M | $22.00 | 22-May-2000 | 23-May-2000 | Priced | News, SEC, Msgs, Profile, Research |
| WAM!NET INC | -0.0M | 16-Mar-2000 | 7-May-2001 | Withdrawn | |||
| WESTERN ASSET PREMIER BOND | WEA | 17.25M | $15.00 | 25-Mar-2002 | 25-Mar-2002 | Priced | Chart, News, Profile, Research, Insider |
| Xinyuan Real Estate Co Ltd | XIN | 17.5M | $14.00 | 26-Nov-2007 | 11-Dec-2007 | Priced | News, Profile, Research |
| ZapMe! Corp | IZAP | 9.0M | $11.00 | 19-Oct-1999 | 19-Oct-1999 | Priced | Profile |
| Merrill Lynch ABN AMRO Rothschild | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Altitude Software SGPS SA | -0.0M | 23-Oct-2000 | TBA | Withdrawn | |||
| Merrill Lynch ABN AMRO Rothschild BRE Bank International Finance | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Powszechny Zaklad Ubezpieczen | -0.0M | 1-Jan-2003 | 1-Jan-2003 | Withdrawn | |||
| Merrill Lynch AG Edwards & Sons Inc Lehman Brothers | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Neuberger Berman Dvd Adv Fnd | NDD | 8.05M | $20.00 | 25-Mar-2004 | 25-Mar-2004 | Priced | Profile |
| Merrill Lynch AG Edwards & Sons Inc Wachovia Capital Markets | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Flaherty & Crumrine/Claymore | FLC | 15.0M | $25.00 | 26-Aug-2003 | 26-Aug-2003 | Priced | Chart, News, Profile, Insider |
| Merrill Lynch BB&T Capital Markets | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Madison/Claymore Covered Call | MCN | 0.07M | $15.00 | TBA | 27-Jul-2004 | Priced | Chart, News, Profile, Insider |
| Merrill Lynch BBV Portugal | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| L&G Cirsa Corp SA | -0.0M | 5-May-1999 | TBA | Withdrawn | |||
| Merrill Lynch BMO Nesbitt Burns Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Gerdau Ameristeel Corp | GNA | 35.0M | $4.70 | 5-Oct-2004 | 14-Oct-2004 | Priced | Chart, News, SEC, Msgs, Profile, Research |
| Merrill Lynch Banc of America Securities LLC | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Labopharm Inc | DDS | 10.0M | $8.00 | 27-Apr-2006 | 28-Apr-2006 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Merrill Lynch Banc of America Securities LLC JP Morgan | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Valor Communications Group Inc | VCG | 29.38M | $15.00 | 3-Feb-2005 | 8-Feb-2005 | Priced | Profile |
| Merrill Lynch Banco Itau-BBA SA Citigroup | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Gafisa SA | GFA | 39.68M | $24.88 | 7-Mar-2007 | 15-Mar-2007 | Priced | News, Profile, Research |
| Merrill Lynch Banco Santander Central Hisp | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| L&G Cirsa Corp SA | -0.0M | 5-May-1999 | TBA | Withdrawn | |||
| Merrill Lynch Bear Stearns & Co Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| PAETEC Holding Corp | $12.00 - $14.00 | TBA | 12-Jan-2001 | Withdrawn | |||
| Merrill Lynch Citi Credit Suisse | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Trian Capital Corp | TCC | $15.00 | TBA | 5-Aug-2009 | Withdrawn | Profile | |
| Merrill Lynch Citi Deutsche Bank Securities Corp | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| THL Credit Inc | TCRD | -0.0M | TBA | TBA | Filed | Profile | |
| Merrill Lynch Citi Deutsche Bank Securities Corp Leerink Swann & Co Wells Fargo Securities LLC | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| AGA Medical Holdings Inc | AGAM | 13.75M | $14.50 | 20-Oct-2009 | 20-Oct-2009 | Priced | News, Msgs, Profile, Insider |
| Merrill Lynch Citi Morgan Stanley Nuveen Investments LLC | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Nuveen California Municipal | NCB | 3.2M | $15.00 | 27-Apr-2009 | 27-Apr-2009 | Priced | News, Profile |
| Nuveen New Jersey Municipal | NJV | 1.83M | $15.00 | 27-Apr-2009 | 27-Apr-2009 | Priced | News, Profile |
| Nuveen New York Municipal | NYV | 2.5M | $15.00 | 27-Apr-2009 | 27-Apr-2009 | Priced | News, Profile |
| Nuveen Pennsylvania Municipal | NPN | 1.33M | $15.00 | 27-Apr-2009 | 27-Apr-2009 | Priced | News, Profile |
| Merrill Lynch Citi Wachovia Securities Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Wstn Asset Invest Grade Define | IGI | 12.5M | $20.00 | 25-Jun-2009 | 25-Jun-2009 | Priced | News, SEC, Msgs, Profile, Insider |
| Merrill Lynch Citigroup | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Affordable Residential | ARC | 24.61M | $19.00 | 11-Feb-2004 | 11-Feb-2004 | Priced | Profile |
| Danaos Corp | DAC | 10.25M | $21.00 | 3-Oct-2006 | 5-Oct-2006 | Priced | News, Profile, Research |
| Enhanced Government Fund Inc | EGF | 15.0M | $20.00 | 26-Oct-2005 | 26-Oct-2005 | Priced | News, Profile, Insider |
| Macquarie Infrastructure Co Tr | MIC | 21.4M | $25.00 | 1-Dec-2004 | 15-Dec-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Tandem Health Care Inc | -0.0M | 7-Oct-2005 | 17-Aug-2006 | Withdrawn | |||
| Merrill Lynch Citigroup UBS Investment Bank | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Blackridge Investment Corp | BLKR | 26.0M | $25.00 | 14-Apr-2004 | 16-Jul-2004 | Withdrawn | Profile |
| Merrill Lynch Citigroup UBS Investment Bank AG Edwards & Sons Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| ING Global Advtg Prem Opp Fd | IGA | 21.25M | $20.00 | 25-Oct-2005 | 26-Oct-2005 | Priced | News, Profile, Research, Insider |
| Merrill Lynch Credit Suisse | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Darwin Professional | DR | 5.22M | $16.00 | 8-May-2006 | 18-May-2006 | Priced | Profile |
| National Beef Inc | NBP | -0.0M | TBA | TBA | Filed | Profile | |
| RBS Global Inc | TBA | 25-Jul-2006 | Withdrawn | ||||
| RedPrairie Holding Inc | -0.0M | TBA | TBA | Filed | |||
| Safe Bulkers Inc | SB | 10.0M | $19.00 | 23-May-2008 | 28-May-2008 | Priced | News, Profile, Research |
| Merrill Lynch Credit Suisse Deutsche Bank Securities Corp | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Chimera Investment Corp | CIM | 33.33M | $15.00 | 5-Nov-2007 | 15-Nov-2007 | Priced | News, Profile, Research, Insider |
| Pennymac Mtg Invest Tr | PMT | 20.0M | $20.00 | 28-Jul-2009 | 29-Jul-2009 | Priced | News, Msgs, Profile, Insider |
| Merrill Lynch Credit Suisse First Boston | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Alcon Inc | ACL | 69.75M | $33.00 | 14-Mar-2002 | 20-Mar-2002 | Priced | Chart, News, Msgs, Profile, Research |
| CDRJ North Atlantic (Lux) Sarl | JFA | -0.0M | 13-Feb-2004 | 27-May-2004 | Withdrawn | Profile | |
| Garmin Ltd | GRMN | 10.5M | $14.00 | 6-Dec-2000 | 8-Dec-2000 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Nasdaq Stock Market Inc | NDAQ | 17.25M | $9.00 | 8-Feb-2005 | 9-Feb-2005 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Merrill Lynch Credit Suisse First Boston Bank of China International | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| CNOOC Ltd | 883 | 1442.43M | $15.40 | 16-Feb-2001 | 21-Feb-2001 | Priced | Profile |
| Merrill Lynch Credit Suisse First Boston Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Cambridge Silicon Radio | -0.0M | 21-Oct-2000 | TBA | Withdrawn | |||
| Merrill Lynch Deutsche Bank Securities Corp | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Acorn International Inc | ATV | 7.7M | $15.50 | 1-May-2007 | 2-May-2007 | Priced | News, Profile, Research |
| Industrias Innopack SA | INNOPA | 95.24M | $2.00 - $2.20 | 22-Jan-2003 | TBA | Postponed | Profile |
| Merrill Lynch Deutsche Bank Securities Corp Citi | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Starwood Property Trust Inc | STWD | 33.75M | $20.00 | 11-Aug-2009 | 11-Aug-2009 | Priced | News, Profile, Research, Insider |
| Wstn Asset Mtg Capital Corp | WMC | -0.0M | TBA | TBA | Filed | Profile | |
| Merrill Lynch Donaldson Lufkin & Jenrette | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| IXL Enterprises Inc | IIXL | 6.0M | $12.00 | 27-May-1999 | 2-Jun-1999 | Priced | Profile |
| Merrill Lynch Goldman Sachs & Co | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| AT&T Latin America Corp | ATTL | -0.0M | 1-Jan-2000 | TBA | Withdrawn | Profile | |
| Madison River Comm Corp | TBA | 30-Apr-2007 | Withdrawn | ||||
| Merrill Lynch Goldman Sachs & Co Barclays Capital Citi | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Team Health Holdings LLC | TMH | -0.0M | TBA | TBA | Filed | Profile | |
| Merrill Lynch Goldman Sachs & Co JP Morgan | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Prestige Brands Holdings Inc | PBH | 23.33M | $16.00 | 28-Jul-2004 | 9-Feb-2005 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Rue21 inc | RUE | 6.77M | $19.00 | 10-Nov-2009 | 12-Nov-2009 | Priced | News, Profile, Insider |
| Merrill Lynch Goldman Sachs & Co JP Morgan Lehman Brothers | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Symetra Financial Corp | SYA | $18.00 - $20.00 | TBA | 10-Oct-2008 | Withdrawn | Profile | |
| Merrill Lynch Goldman Sachs & Co Morgan Stanley UBS Investment Bank | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Colony Financial Inc | CLNY | 12.5M | $20.00 | 23-Sep-2009 | 23-Sep-2009 | Priced | News, Profile, Research, Insider |
| Merrill Lynch HSBC Securities Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Lipman Electronic Engineering | LPMA | 3.0M | $41.60 | 26-Jan-2004 | 28-Jan-2004 | Priced | Profile |
| Merrill Lynch Hong Kong Secs | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Wuhan Iron & Steel Design | -0.0M | 1-Jul-1998 | TBA | Withdrawn | |||
| Merrill Lynch International | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Amriyah Cement(Egypt) | -0.0M | 1-Mar-1998 | TBA | Withdrawn | |||
| Credito Italiano SpA | CRDI | -0.0M | 1-Mar-1998 | TBA | Withdrawn | Profile | |
| F-Log AG(Fiege Group) | $20.00 - $26.00 | TBA | TBA | Withdrawn | |||
| Friends Provident PLC | FP | -0.0M | $3.17 | TBA | 6-Jul-2001 | Priced | News, Profile |
| Grohe Holding GmbH | -0.0M | 30-Sep-2003 | 1-Jun-2004 | Withdrawn | |||
| Hansabank | -0.0M | 21-Feb-1998 | TBA | Withdrawn | |||
| Heath Lambert Ltd | 76.92M | $3.25 - $3.75 | 7-Jun-2002 | 15-Jul-2002 | Withdrawn | ||
| Merkert American Corp | MERK | -0.0M | $21.00 - $23.00 | 20-Jul-1998 | TBA | Withdrawn | Profile |
| NewRiver Retail Ltd | NRR | -0.0M | 9-Jun-2009 | 26-Jun-2009 | Withdrawn | Profile | |
| Orascom Hotel Holdings | -0.0M | 6-Jun-1998 | TBA | Withdrawn | |||
| SIVENSA | SVS | -0.0M | 10-Jan-1998 | TBA | Withdrawn | Profile | |
| Sensus Drug Development Corp | -0.0M | 1-Oct-1998 | TBA | Withdrawn | |||
| Spirit Group Ltd | -0.0M | 1-Dec-2002 | 1-Dec-2002 | Withdrawn | |||
| Sykes HealthPlan Services Inc | -0.0M | $11.00 - $13.00 | 24-Jun-1998 | TBA | Withdrawn | ||
| Turk Telekomunikasyon AS | -0.0M | 15-Jan-1998 | 1-Jan-2001 | Withdrawn | |||
| Virgin Rail Group Ltd | -0.0M | 7-Apr-1998 | TBA | Withdrawn | |||
| Merrill Lynch International Citigroup | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Foreign & Colonial Mgmt Ltd | -0.0M | 22-Apr-2004 | 2-Jul-2004 | Withdrawn | |||
| Merrill Lynch International Goldman Sachs International JP Morgan | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Yell Group Plc | -0.0M | $2.70 - $3.45 | 23-May-2002 | 1-Jul-2002 | Withdrawn | ||
| Merrill Lynch International Schroder Salomon Smith Barney | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Nassau Broadcasting Corp | -0.0M | 1-Jul-2000 | TBA | Withdrawn | |||
| Merrill Lynch International Seapower Securities | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Wuhan Iron Processing | -0.0M | 1-Mar-1998 | TBA | Withdrawn | |||
| Merrill Lynch Intl (Asia) | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| DBTel Inc | 5304 | -0.0M | 7-Feb-2004 | 13-Sep-2004 | Withdrawn | Profile | |
| Inchon Oil Refinery Co Ltd | TBA | 2-May-2007 | Withdrawn | ||||
| Long Chen Paper | -0.0M | 5-Jun-2008 | 3-Feb-2009 | Withdrawn | |||
| Mtone | -0.0M | 7-Feb-2004 | 21-Aug-2004 | Withdrawn | |||
| Merrill Lynch Intl CV | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| DSB Group | -0.0M | $17.75 - $22.25 | 1-May-2000 | TBA | Withdrawn | ||
| Merrill Lynch JMP Securities LLC Imperial Capital Corp. | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Imperial Capital Group Inc | -0.0M | 21-Oct-2009 | TBA | Filed | |||
| Merrill Lynch JP Morgan | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Digirad Corp | DRAD | 5.5M | $12.00 | 4-Jun-2004 | 9-Jun-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Golfsmith Intl Hldg Inc | GOLF | 6.0M | $11.50 | 2-Jun-2006 | 14-Jun-2006 | Priced | News, Msgs, Profile, Research, Insider |
| Kinetic Concepts Inc | KCI | 18.0M | $30.00 | 23-Feb-2004 | 23-Feb-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Navios Maritime Partners LP | NMM | 10.0M | $20.00 | 6-Nov-2007 | 12-Nov-2007 | Priced | News, Profile, Research |
| Otis Spunkmeyer Inc | TBA | 2-Nov-2006 | Withdrawn | ||||
| Safety-Kleen HoldCo Inc | SK | 21.88M | $15.00 - $17.00 | TBA | TBA | Filed | Profile |
| Superior Offshore Intl Inc | DEEP | 8.67M | $15.00 | 5-Apr-2007 | 19-Apr-2007 | Priced | Profile |
| USI Holdings Corp | USIH | 9.0M | $10.00 | 30-Apr-2002 | 21-Oct-2002 | Priced | Profile |
| Merrill Lynch JP Morgan Goldman Sachs & Co Barclays Capital | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Symetra Financial Corp | SYA | -0.0M | TBA | TBA | Filed | Profile | |
| Merrill Lynch Jefferies & Co Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| TBS International Ltd | TBSI | 8.5M | $10.00 | 24-Jun-2005 | 24-Jun-2005 | Priced | News, Msgs, Profile, Research, Insider |
| Merrill Lynch Legg Mason & Co Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Western Asset Claymore Fund 2 | WIW | 73.03M | $15.00 | 24-Feb-2004 | 24-Feb-2004 | Priced | Chart, News, Profile, Insider |
| Merrill Lynch Legg Mason Wood Walker | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Western Asset/Claymore US Trs | WIA | 33.33M | $15.00 | 25-Sep-2003 | 25-Sep-2003 | Priced | Chart, News, Profile, Insider |
| Merrill Lynch Lehman Brothers | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Concentric Med Inc | CLOT | TBA | 15-Feb-2008 | Withdrawn | Profile | ||
| IPG Photonics Corp | IPGP | 9.0M | $16.50 | 8-Dec-2006 | 12-Dec-2006 | Priced | News, Profile, Research, Insider |
| Universal Compression Partners | UCLP | 5.5M | $21.00 | 10-Oct-2006 | 16-Oct-2006 | Priced | Profile |
| Merrill Lynch Lehman Brothers Citigroup | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Douglas Emmett Inc | DEI | 55.0M | $21.00 | 10-Oct-2006 | 23-Oct-2006 | Priced | News, Profile, Research, Insider |
| Merrill Lynch Lehman Brothers UBS Investment Bank | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Colfax Corp | CFX | 18.75M | $18.00 | 1-May-2008 | 7-May-2008 | Priced | News, Profile, Research, Insider |
| GNC Corp | GNC | $16.00 - $18.00 | TBA | 22-Dec-2006 | Withdrawn | Profile | |
| Merrill Lynch Maxim Group LLC | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Dekania Corp | DEK | 9.7M | $10.00 | 3-Jan-2007 | 1-Feb-2007 | Priced | News, Profile, Insider |
| Merrill Lynch MeritaNordbanken | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Aleksia Oyj | -0.0M | $9.25 - $11.25 | 22-Feb-1999 | TBA | Withdrawn | ||
| Merrill Lynch Morgan Stanley | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Adams Respiratory Therapeutics | ARXT | 7.08M | $17.00 | 19-Jul-2005 | 20-Jul-2005 | Priced | Profile |
| Eyetech Pharmaceuticals Inc | EYET | 6.5M | $21.00 | 29-Jan-2004 | 29-Jan-2004 | Priced | Profile |
| Foursquare Capital Corp | FSQR | 25.0M | $20.00 | TBA | TBA | Postponed | Profile |
| Herbalife Ltd | HLF | 14.5M | $14.00 | 9-Nov-2004 | 15-Dec-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| MAP Pharmaceuticals Inc | MAPP | 5.0M | $12.00 | 4-Oct-2007 | 4-Oct-2007 | Priced | News, Profile, Research, Insider |
| PAETEC Holding Corp | $12.00 - $14.00 | TBA | 16-Sep-2005 | Withdrawn | |||
| Petco Animal Supplies Inc | PETC | 14.5M | $19.00 | 19-Feb-2002 | 21-Feb-2002 | Priced | Profile |
| Replidyne Inc | RDYN | 5.0M | $10.00 | 26-Jun-2006 | 27-Jun-2006 | Priced | News, Msgs, Profile, Insider |
| Verisk Analytics Inc | VRSK | 85.25M | $22.00 | 29-Sep-2009 | 6-Oct-2009 | Priced | News, Profile, Research, Insider |
| Merrill Lynch Morgan Stanley Dean Witter | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| ICICI Ltd | IC | 29.76M | $9.80 | 10-Sep-1999 | 22-Sep-1999 | Priced | Profile |
| Savvis Communications Corp | SVVS | 17.0M | $24.00 | 14-Feb-2000 | 14-Feb-2000 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Merrill Lynch Morgan Stanley JP Morgan | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Clearwire Corp | CLWR | 20.0M | $25.00 | 7-Mar-2007 | 7-Mar-2007 | Priced | News, Profile, Research, Insider |
| Merrill Lynch Nuveen Investments LLC Wachovia Securities Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Nuveen High Munic High Income | $15.00 | TBA | TBA | Filed | |||
| Merrill Lynch Pactual Capital Corporation | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| CPFL Energia SA | CPL | 15.83M | $18.00 | 28-Sep-2004 | 28-Sep-2004 | Priced | Chart, News, Msgs, Profile, Research |
| Merrill Lynch Prudential Securities Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Global Markets Access Ltd | GMAL | 12.0M | $15.00 | TBA | TBA | Postponed | Profile |
| Merrill Lynch Prudential-Bache Secs (UK) Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Global Markets Access Ltd | -0.0M | $15.00 - | 1-Mar-1999 | TBA | Withdrawn | ||
| Merrill Lynch Raymond James & Associates Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Ellora Energy Inc | LORA | $17.00 - $19.00 | TBA | 17-Apr-2009 | Withdrawn | Profile | |
| Merrill Lynch Raymond James & Associates Inc Wells Fargo Bank NA | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Pebblebrook Hotel Trust | PEB | 17.5M | TBA | TBA | Filed | Profile | |
| Merrill Lynch SG Cowen Securities Corp | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| SmartBargains Inc | TBA | 11-Feb-2005 | Withdrawn | ||||
| Merrill Lynch Salomon Smith Barney | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Gabelli Asset Management Inc | GBL | 6.0M | $17.50 | 10-Feb-1999 | 10-Feb-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Global Crossing Ltd | GBLX | -0.0M | $19.00 | TBA | 13-Aug-1998 | Priced | Profile |
| Rhythms NetConnections Inc | RTHM | 9.38M | $21.00 | 6-Apr-1999 | 6-Apr-1999 | Priced | Profile |
| Snap Appliance Inc | TBA | 14-Jun-2001 | Withdrawn | ||||
| Merrill Lynch Thomas Weisel Partners | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Caribou Coffee Company Inc | CBOU | 5.36M | $14.00 | 14-Sep-2005 | 28-Sep-2005 | Priced | News, Msgs, Profile, Research, Insider |
| Merrill Lynch UBS Investment Bank | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| A-Max Technology Ltd | AMAX | 6.5M | $14.50 - $16.50 | TBA | TBA | Filed | Profile |
| American Commercial Lines LLC | ACLI | 8.25M | $21.00 | 4-Oct-2005 | 6-Oct-2005 | Priced | News, Msgs, Profile, Research, Insider |
| Capital Product Partners LP | CPLP | 11.75M | $21.50 | 26-Mar-2007 | 29-Mar-2007 | Priced | News, Profile |
| Giant Interactive Group Inc | GA | 57.2M | $15.50 | 26-Oct-2007 | 31-Oct-2007 | Priced | News, Profile, Research |
| Tongjitang Chinese Medicines | TCM | -0.0M | $10.00 | 20-Mar-2007 | 15-Mar-2007 | Priced | News, Profile, Research |
| Merrill Lynch UBS Investment Bank AG Edwards & Sons Inc Wachovia Capital Markets | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Blackrock Ltd Duration Inc Tr | BLW | 45.0M | $20.00 | 28-Jul-2003 | 28-Jul-2003 | Priced | Chart, News, Profile, Insider |
| Merrill Lynch Unicredit Lehman Brothers International | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Fri-EL Green Power SpA | $2.30 - $3.45 | TBA | 19-Nov-2007 | Withdrawn | |||
| Merrill Lynch Wachovia Securities Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| AmWINS Group Inc | TBA | 3-Oct-2007 | Withdrawn | ||||
| Ares Capital Corp | ARCC | 17.0M | $15.00 | 17-Sep-2004 | 5-Oct-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| DCT Industrial Trust Inc | DCT | 15.0M | $12.25 | 30-Nov-2006 | 12-Dec-2006 | Priced | News, Profile, Research, Insider |
| Evergreen Intl Balance Inc Fd | EBI | 15.0M | $20.00 | 26-Oct-2005 | 26-Oct-2005 | Priced | News, Profile, Insider |
| Evergreen Managed Income | ERC | 43.99M | $20.00 | 23-Jun-2003 | 24-Jun-2003 | Priced | Chart, News, Profile, Insider |
| Merrill Lynch Wachovia Securities Inc Morgan Stanley | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Government Properties Income | GOV | 10.0M | $20.00 | 28-May-2009 | 2-Jun-2009 | Priced | News, SEC, Msgs, Profile, Research, Insider |
| Merrill Lynch Warburg Dillon Read Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| CareInsite Inc(Medical Mgr) | CARI | 5.65M | $18.00 | 14-Jun-1999 | 15-Jun-1999 | Priced | Profile |
| Merrill Lynch Wells Fargo Bank NA Nuveen Investments LLC | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Nuveen Enhanced Municipal | NEV | 0.02M | $15.00 | 24-Sep-2009 | 24-Sep-2009 | Priced | News, Msgs, Profile, Insider |
| Merrill Lynch William Blair & Co | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Archipelago Learning Inc | ARCL | 6.25M | $16.50 | 19-Nov-2009 | 19-Nov-2009 | Priced | News, Profile, Insider |
| Merrill Lynch, Pierce, Fenner | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Ctrip.com International Ltd | CTRP | 4.2M | $18.00 | 4-Dec-2003 | 9-Dec-2003 | Priced | Chart, News, Msgs, Profile, Research |
| Evergreen Income Adv Fund | EAD | 69.0M | $15.00 | 25-Feb-2003 | 26-Feb-2003 | Priced | Chart, News, Profile, Insider |
| Gabelli Dividend & Inc Trust | GDV | 0.5M | $20.00 | 28-Oct-2003 | 24-Nov-2003 | Priced | Chart, News, Profile, Insider |
| Nuveen Equity Premium & Growth | JPG | 17.5M | $20.00 | 21-Nov-2005 | 22-Nov-2005 | Priced | News, Profile, Insider |
| Whiting Petroleum Corp | WLL | 15.0M | $15.50 | 14-Nov-2003 | 19-Nov-2003 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Merriman Curhan Ford & Co | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Consonus Technologies Inc | DCTI | $8.00 - $10.00 | TBA | 16-Sep-2008 | Withdrawn | Profile | |
| DG Acquisition Corp | $8.00 | TBA | 2-Feb-2007 | Withdrawn | |||
| Fuqi International Inc | FUQI | 6.42M | $9.00 | 18-Oct-2007 | 23-Oct-2007 | Priced | News, Profile, Research, Insider |
| IBuyDigital.com Inc | IBUY | TBA | 2-Oct-2006 | Withdrawn | Profile | ||
| Shine Media Acquisition Corp | SHND | 6.0M | $6.00 | 14-Dec-2006 | 20-Dec-2006 | Priced | News, Profile |
| TC Acquisition Corp | 6.0M | $6.00 | TBA | TBA | Filed | ||
| VeriChip Corp | CHIP | 3.1M | $6.50 | 9-Feb-2007 | 9-Feb-2007 | Priced | News, Profile, Insider |
| Meschaert Rousselle | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Silway | $6.60 - $7.68 | TBA | TBA | Withdrawn | |||
| Midtown Partners & Co LLC | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Spheric Technologies Inc | SPT | 1.17M | $6.00 | TBA | TBA | Filed | Profile |
| Millenium Securities Corp | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Ripe Touch Greenhouses Inc | RTGI | $6.20 | TBA | 14-Jun-1999 | Withdrawn | Profile | |
| Millennium Financial Group | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| GenesisIntermedia.com Inc | GENI | 2.0M | $8.50 | 8-Jun-1999 | 14-Jun-1999 | Priced | Profile |
| Mills Financial Services Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| United Finl Mtg Corp,Illinois | UFMC | 0.8M | $6.50 | 8-May-1998 | 26-May-1998 | Priced | Profile |
| Mirabaud Securities Limited | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Ensus | TBA | 1-Mar-2007 | Withdrawn | ||||
| Mizuho Securities Co Ltd | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Sun Japan Corp | -0.0M | 1-Jul-2002 | TBA | Withdrawn | |||
| Monex Inc UFJ Capital Markets Securities | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Sourcenext Corp | -0.0M | 17-Jan-2002 | TBA | Withdrawn | |||
| Morgan Joseph & Co Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| 2020 Chinacap Acquirco Inc | TTY | 7.5M | $8.00 | 7-Nov-2007 | 9-Nov-2007 | Priced | Profile |
| 57th Gen Acquisition Corp | 5.0M | TBA | TBA | Filed | |||
| Aldabra Acquisition Corp | ALBAU | 4.0M | $6.00 | 23-Dec-2004 | 17-Feb-2005 | Priced | Profile |
| Arcade Acquisition Corp | ACDQ | 7.5M | $8.00 | 16-May-2007 | 21-May-2007 | Priced | Profile |
| Beverage Acquisition Corp | 4.5M | $8.00 | TBA | TBA | Filed | ||
| Camden Learning Corp | CAEL | 4.5M | $8.00 | 5-Nov-2007 | 29-Nov-2007 | Priced | News, Profile, Insider |
| ChinaGrowth North Acq Corp | CGNUF | 4.5M | $8.00 | 19-Jan-2007 | 23-Jan-2007 | Priced | Profile, Insider |
| Chinagrowth South Acq Corp | CGSAC | 4.5M | $8.00 | 19-Jan-2007 | 23-Jan-2007 | Priced | Profile |
| Coconut Palm Acquisition Corp | CNUT | 10.0M | $5.00 | TBA | TBA | Filed | Profile |
| Echo Healthcare Acquisition | EHHA | 6.25M | $8.00 | 8-Mar-2006 | 17-Mar-2006 | Priced | Profile |
| General Finance Corp | GFN | 7.5M | $8.00 | 28-Mar-2006 | 5-Apr-2006 | Priced | News, Profile, Insider |
| Global Tech Industries Inc | GTQ | 10.0M | $8.00 | TBA | TBA | Filed | Profile |
| Green Power Enterprises Inc | 25.0M | $8.00 | 25-Oct-2007 | TBA | Filed | ||
| HD Partners Acquisition Corp | HDP | 18.75M | $8.00 | 30-May-2006 | 4-Jun-2006 | Priced | Profile |
| Inter-Atlantic Financial Inc | IAN | 7.5M | $8.00 | 22-May-2007 | 21-May-2007 | Priced | News, Profile, Insider |
| Oakmont Acquisition Corp | OMAC | 8.0M | $6.00 | 12-Jul-2005 | 12-Jul-2005 | Priced | Profile |
| Redstar Partners Inc | 3.0M | $8.00 | TBA | TBA | Filed | ||
| Stone Arcade Acquisition Corp | SCDE | 20.0M | $6.00 | 1-Aug-2005 | 15-Aug-2005 | Priced | Profile |
| Stone Tan China Acq Corp | STTA | 25.0M | $8.00 | 15-Oct-2007 | 15-Oct-2007 | Priced | News, Profile, Insider |
| Taliera Corp | TLE | $8.00 | TBA | 29-Mar-2007 | Withdrawn | Profile | |
| Morgan Joseph & Co Inc Legend Merchant Group Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Infinity I-China Acq Corp | 4.5M | $8.00 | TBA | TBA | Filed | ||
| Morgan Keegan Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Cintra Select Fund Inc | 8.05M | $15.00 | TBA | TBA | Filed | ||
| Computer Programs & Systems | CPSI | 3.0M | $16.50 | 20-May-2002 | 20-May-2002 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Conrad Industries Inc | CNRD | 2.5M | $12.00 | 8-Jun-1998 | 10-Jun-1998 | Priced | Profile |
| Dividend Capital Realty Income | DCA | 14.0M | $15.00 | 3-Dec-2004 | 23-Feb-2005 | Priced | Chart, News, Profile, Research, Insider |
| Hudson Hotels Trust | HHT | $9.50 - $10.50 | TBA | 11-Jun-1999 | Withdrawn | Profile | |
| Lamar Capital Corp | LCCO | 1.36M | $10.00 | 7-Dec-1998 | 16-Dec-1998 | Priced | Profile |
| MassMutual High Inc Invstr Fd | MMH | $15.00 | TBA | TBA | Filed | Profile | |
| MasterGraphics Inc | MAGR | 3.6M | $10.00 | 9-Jun-1998 | 10-Jun-1998 | Priced | Profile |
| Millennium Cell Inc | MCEL | 3.0M | $10.00 | 9-Aug-2000 | 9-Aug-2000 | Priced | Profile |
| O Gara Group Inc | OGAR | 8.0M | $14.00 - $16.00 | TBA | TBA | Postponed | Profile |
| Office Centre Corporation | OCCI | $10.00 - $12.00 | TBA | 28-Sep-1998 | Withdrawn | Profile | |
| RMK Advantage Income Fund Inc | RMA | 4.6M | $15.00 | 20-Oct-2004 | 8-Nov-2004 | Priced | Chart, News, Msgs, Profile, Insider |
| RMK High Income Fund Inc | RMH | 17.01M | $15.00 | 23-Jun-2003 | 24-Jun-2003 | Priced | Chart, News, Profile, Insider |
| RMK Multi-Sector High Income | 31.05M | $15.00 | 18-Jan-2006 | 19-Jan-2006 | Priced | ||
| RMK Strategic Income Fund | RSF | 21.0M | $15.00 | 17-Mar-2004 | 18-Mar-2004 | Priced | Chart, News, Profile, Insider |
| Republic Bancorp Inc,Kentucky | RBNC | 2.14M | $13.00 | 20-Jul-1998 | 22-Jul-1998 | Priced | Profile |
| Triangle Capital Corp | TCAP | 3.5M | $15.00 | 5-Feb-2007 | 14-Feb-2007 | Priced | News, Profile, Research, Insider |
| United Investors Realty Trust | UIRT | 7.6M | $10.00 | 5-Mar-1998 | 10-Mar-1998 | Priced | Profile |
| Morgan Keegan Inc BB&T Capital Markets | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Main Street Capital Corp | MAIN | 5.0M | $15.00 | 21-Sep-2007 | 4-Oct-2007 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Morgan Keegan Inc Jefferies & Co Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Global Secure Corp | GSEC | $6.50 | TBA | 31-Mar-2006 | Withdrawn | Profile | |
| Morgan Stanley | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| 51Job Inc | JOBS | 5.25M | $14.00 | 7-Jul-2004 | 28-Sep-2004 | Priced | Chart, News, Msgs, Profile, Research |
| ARYx Therapeutics Inc | ARYX | 5.0M | $10.00 | 5-Nov-2007 | 8-Nov-2007 | Priced | News, Profile, Research, Insider |
| Advance Amer Cash Advance Ctrs | AEA | 21.5M | $15.00 | 14-Dec-2004 | 15-Dec-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Advanced Analogic Technologies | AATI | 10.6M | $10.00 | 2-Aug-2005 | 3-Aug-2005 | Priced | News, Msgs, Profile, Research, Insider |
| Aerocontracts Ltd(RF Saywell) | $16.00 - $18.00 | TBA | 11-Apr-2003 | Withdrawn | |||
| Affymax Inc | AFFY | 3.5M | $25.00 | 30-Nov-2006 | 14-Dec-2006 | Priced | News, Profile, Research, Insider |
| Airvana Inc | AIRV | 8.3M | $7.00 | 5-Jul-2007 | 19-Jul-2007 | Priced | News, Profile, Research, Insider |
| Amedica Corp | AMCA | $13.00 - $15.00 | TBA | 6-Aug-2007 | Withdrawn | Profile | |
| Amicus Therapeutics Inc | TBA | 2-Aug-2006 | Withdrawn | ||||
| Anacor Pharmaceuticals Inc | ANAC | TBA | 23-Dec-2008 | Withdrawn | Profile | ||
| Aprimo Inc | MKTG | TBA | 3-Apr-2008 | Withdrawn | Profile | ||
| ArcSight Inc | ARST | 6.86M | $9.00 | 22-Jan-2008 | 14-Feb-2008 | Priced | News, Profile, Research, Insider |
| Assurant Inc | AIZ | 80.0M | $22.00 | 3-Feb-2004 | 4-Feb-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Atheros Communications Inc | ATHR | 9.0M | $14.00 | 11-Feb-2004 | 11-Feb-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Barrier Therapeutics Inc | BTRX | 5.0M | $15.00 | 2-Apr-2004 | 28-Apr-2004 | Priced | Chart, News, Msgs, Profile |
| Biodel Inc | BIOD | 5.0M | $15.00 | 26-Apr-2007 | 10-May-2007 | Priced | News, Profile, Research, Insider |
| Bunge Ltd | BG | 17.6M | $16.00 | 31-Jul-2001 | 1-Aug-2001 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| CHALCO | 2600 | 23.29M | $0.18 | 16-Nov-2001 | 5-Dec-2001 | Priced | Profile |
| CNinsure Inc | CISG | 11.76M | $16.00 | 30-Oct-2007 | 30-Oct-2007 | Priced | News, Profile, Research |
| Cogent Inc | COGT | 18.0M | $12.00 | 23-Sep-2004 | 23-Sep-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Compellent Technologies Inc | CML | 6.0M | $13.50 | 21-Sep-2007 | 9-Oct-2007 | Priced | News, Profile, Research, Insider |
| Converse Inc | CNVS | TBA | 4-Sep-2003 | Withdrawn | Profile | ||
| Corel Corp | CREL | 6.5M | $16.00 | 25-Apr-2006 | 25-Apr-2006 | Priced | News, Msgs, Profile, Research, Insider |
| Crayfish Co Ltd | 4747 | -0.0M | $24.50 | TBA | 6-Mar-2000 | Priced | Profile |
| DWS Dreman Value IncomEdge | DHG | 47.5M | $20.00 | 17-Nov-2006 | 21-Nov-2006 | Priced | News, Profile, Insider |
| Delos Acquisition Corp | 15.0M | $10.00 | 20-Feb-2008 | 11-Jul-2008 | Withdrawn | ||
| Dolby Laboratories Inc | DLB | -0.0M | $18.00 | 30-Dec-2004 | 16-Feb-2005 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| ETelecare Global Solutions Inc | ETEL | 5.5M | $13.50 | 13-Mar-2007 | 27-Mar-2007 | Priced | News, Profile, Research |
| Emphasys Medical Inc | EMPH | TBA | 12-May-2008 | Withdrawn | Profile | ||
| Employers Holdings Inc | EIG | 26.75M | $17.00 | 29-Jan-2007 | 30-Jan-2007 | Priced | News, Profile, Research, Insider |
| Fidelity Natl Inf Serv Inc | TBA | 22-Dec-2004 | Withdrawn | ||||
| Fluidigm Corp | FLDM | $14.00 - $16.00 | TBA | 26-Sep-2008 | Withdrawn | Profile | |
| FormFactor Inc | FORM | 6.0M | $14.00 | 11-Jun-2003 | 11-Jun-2003 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Gol Linhas Aereas Inteligentes | GOL | 16.52M | $17.00 | 1-Jun-2004 | 23-Jun-2004 | Priced | News, Msgs, Profile, Research |
| Guidance Software Inc | GUID | 5.0M | $11.50 | 8-Dec-2006 | 12-Dec-2006 | Priced | News, Profile, Research, Insider |
| Highland Credit Strategies | HCF | 35.0M | $20.00 | 22-Jun-2006 | 23-Jun-2006 | Priced | News, Profile, Insider |
| Himax Technologies Inc | HIMX | 52.0M | $9.00 | 20-Mar-2006 | 30-Mar-2006 | Priced | News, Msgs, Profile, Research |
| IPass Inc | IPAS | 7.0M | $14.00 | 23-Jul-2003 | 23-Jul-2003 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| InnerWorkings Inc | INWK | 10.59M | $9.00 | 27-Jul-2006 | 15-Aug-2006 | Priced | News, Profile, Research, Insider |
| JetBlue Airways Corp | JBLU | 5.5M | $27.00 | 10-Apr-2002 | 11-Apr-2002 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| MSCI Barra | MXB | 14.0M | $18.00 | 29-Oct-2007 | 14-Nov-2007 | Priced | News, Msgs, Profile, Research, Insider |
| Man Dual Absolute | MTY | 0.05M | $20.00 | 25-May-2007 | TBA | Filed | Profile |
| Maxcom Telecomunicaciones SA | MXT | 9.7M | $17.50 | 17-Oct-2007 | 18-Oct-2007 | Priced | News, SEC, Msgs, Profile, Research |
| MedSource Technologies Inc | MEDT | 7.5M | $12.00 | 26-Mar-2002 | 26-Mar-2002 | Priced | Profile |
| Morgan Stanley China A Share | CAF | 12.2M | $20.00 | 26-Sep-2006 | 27-Sep-2006 | Priced | News, Profile |
| Morgan Stanley Emerging | EDD | 75.0M | $20.00 | 20-Apr-2007 | 23-Apr-2007 | Priced | News, Profile, Insider |
| Morgan Stanley Frontier Inc | FFD | 7.1M | $20.00 | 25-Aug-2008 | 22-Aug-2008 | Priced | News, Profile |
| Morgan Stanley Income Fund | OMA | 0.07M | $15.00 | 22-Feb-2006 | TBA | Filed | Profile |
| Neurogesx Inc | NGSX | 4.0M | $11.00 | 26-Apr-2007 | 1-May-2007 | Priced | News, Profile, Research, Insider |
| Neutral Tandem Inc | TNDM | 6.65M | $14.00 | 30-Oct-2007 | 1-Nov-2007 | Priced | News, Profile, Research, Insider |
| NightHawk Radiology Hldg Inc | NHWK | 5.8M | $16.00 | 7-Feb-2006 | 8-Feb-2006 | Priced | News, Msgs, Profile, Research, Insider |
| Nuveen Global Value | JGV | 22.5M | $20.00 | 21-Jul-2006 | 24-Jul-2006 | Priced | News, Profile, Insider |
| Omniture Inc | OMTR | 10.7M | $6.50 | 22-Jun-2006 | 27-Jun-2006 | Priced | News, Msgs, Profile, Research, Insider |
| PTC Therapeutics Inc | TBA | 20-Apr-2007 | Withdrawn | ||||
| Pharmion Corp | PHRM | 6.0M | $14.00 | 30-Oct-2003 | 5-Nov-2003 | Priced | Profile |
| Phoenix Cos Inc | PNX | 48.8M | $17.50 | 18-Jun-2001 | 19-Jun-2001 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Pinnacle Airlines Corp | PNCL | 19.4M | $14.00 | 20-Nov-2003 | 24-Nov-2003 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Premcor Inc | PCO | 18.0M | $24.00 | 30-Apr-2002 | 29-Apr-2002 | Priced | News, Msgs, Profile |
| Premium Standard Farms Inc | PORK | 9.84M | $12.50 | 13-Jun-2005 | 13-Jun-2005 | Priced | Profile |
| Progress Rail Services Corp | TBA | 21-Jun-2006 | Withdrawn | ||||
| PwCC Ltd | TBA | TBA | Withdrawn | ||||
| RightNow Technologies Inc | RNOW | 6.3M | $7.00 | 4-Aug-2004 | 5-Aug-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| SalesForce.com Inc | CRM | 10.0M | $11.00 | 22-Jun-2004 | 22-Jun-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| SiRF Technology Holdings Inc | SIRF | 10.0M | $12.00 | 19-Apr-2004 | 21-Apr-2004 | Priced | Profile |
| Sourcefire Inc | FIRE | 5.77M | $15.00 | 1-Mar-2007 | 8-Mar-2007 | Priced | News, Msgs, Profile, Research, Insider |
| Staktek Holdings Inc | STAK | 10.0M | $13.00 | 20-Jan-2003 | 5-Feb-2004 | Priced | Profile |
| Stentor Inc | TBA | 4-Aug-2005 | Withdrawn | ||||
| Synta Pharmaceuticals Corp | $14.00 - $16.00 | TBA | 13-Jun-2005 | Withdrawn | |||
| TODCO | THE | 12.0M | $12.00 | 3-Feb-2004 | 4-Feb-2004 | Priced | Profile |
| Tellium Inc | TELM | 7.5M | $15.00 | 15-May-2001 | 17-May-2001 | Priced | Profile |
| TransMedics Inc | TMDX | TBA | 15-Dec-2008 | Withdrawn | Profile | ||
| Trubion Pharmaceuticals Inc | TRBN | 4.0M | $13.00 | 16-Oct-2006 | 17-Oct-2006 | Priced | News, Profile, Research, Insider |
| Vimicro International Corp | VIMC | 8.7M | $10.00 | 8-Nov-2005 | 14-Nov-2005 | Priced | News, Msgs, Profile, Research |
| Visicu Inc | EICU | 6.0M | $16.00 | 4-Apr-2006 | 4-Apr-2006 | Priced | Profile |
| Wellcare Group Inc | WCG | 8.43M | $17.00 | 8-Jun-2004 | 30-Jun-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Xanodyne Pharmaceuticals Inc | XANO | TBA | 24-Oct-2008 | Withdrawn | Profile | ||
| XenoPort Inc | XNPT | 5.0M | $10.50 | 27-May-2005 | 2-Jun-2005 | Priced | News, Msgs, Profile, Research, Insider |
| Morgan Stanley & Co | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Allied Security Inc | -0.0M | 19-Sep-2002 | 20-Feb-2003 | Withdrawn | |||
| Bonton AS | -0.0M | 9-Feb-1998 | 1-Mar-1998 | Withdrawn | |||
| Cellon Co | -0.0M | 27-Nov-2004 | TBA | Filed | |||
| Morgan Stanley & Co ABN AMRO Rothschild | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Organon Biosciences{OBS} | -0.0M | 7-Feb-2006 | 13-Mar-2007 | Withdrawn | |||
| Morgan Stanley & Co Banc of America Securities LLC | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Coast Resorts Inc | -0.0M | 24-May-2002 | 11-Apr-2003 | Withdrawn | |||
| Morgan Stanley & Co Banc of America Securities LLC Credit Suisse First Boston | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Montpelier Re Holdings Ltd | MRH | 9.52M | $20.00 | 8-Oct-2002 | 9-Oct-2002 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Morgan Stanley & Co Barclays Capital Goldman Sachs & Co | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Sensata Tech Hldg BV | -0.0M | 25-Nov-2009 | TBA | Filed | |||
| Morgan Stanley & Co Credit Suisse | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Golden Concord Holdings Ltd | -0.0M | TBA | TBA | Filed | |||
| Morgan Stanley & Co Deutsche Bank Securities | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Fabrinet | FN | -0.0M | TBA | TBA | Filed | Profile | |
| Morgan Stanley & Co Fortis Credit Suisse | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Tommy Hilfiger Corp | TBA | 25-Jan-2008 | Withdrawn | ||||
| Morgan Stanley & Co Goldman Sachs & Co | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| A123 Systems Inc | AONE | 25.68M | $13.50 | 22-Sep-2009 | 23-Sep-2009 | Priced | News, Profile, Research, Insider |
| Morgan Stanley & Co IntesaBci SpA Mediobanca | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Marconi Mobile Holdings SpA | -0.0M | 3-Jul-2002 | 15-Oct-2002 | Withdrawn | |||
| Morgan Stanley & Co Lehman Brothers International JP Morgan | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Uni-Invest NV | -0.0M | $13.00 - $15.50 | 26-May-2007 | 19-Jun-2007 | Withdrawn | ||
| Morgan Stanley & Co Renaissance Capital Group KIT Finance Investment Bank | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| OAO Mechel | MTL | $7.05 | TBA | 22-Jul-2008 | Withdrawn | Profile | |
| Morgan Stanley & Co Salomon Smith Barney | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Carrier1 International SA | CONE | -0.0M | $17.48 | 15-Jan-2000 | 23-Feb-2000 | Priced | Profile |
| Morgan Stanley & Co UBS Investment Bank | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| China Time Share Media Co Ltd | CTSM | -0.0M | 9-Sep-2008 | TBA | Filed | Profile | |
| RCS & RDS Group | $5.25 - $7.25 | TBA | 7-Nov-2007 | Withdrawn | |||
| Morgan Stanley & Co UBS Investment Bank Deutsche Bank AG | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Sophos PLC | $1.60 - $2.00 | TBA | 6-Dec-2007 | Withdrawn | |||
| Morgan Stanley & Co UBS Warburg | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Chicago Mercantile Exchange | CME | 4.75M | $35.00 | 5-Dec-2002 | 5-Dec-2002 | Priced | News, Msgs, Profile, Research, Insider |
| Morgan Stanley & Co William Blair & Co | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Rosetta Stone Inc | RST | -0.0M | $18.00 | 3-Apr-2009 | 15-Apr-2009 | Priced | News, SEC, Msgs, Profile, Research, Insider |
| Morgan Stanley & Co. Intl plc Goldman Sachs & Co | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| New Russian Generation Ltd | $9.05 - $11.15 | TBA | 16-Nov-2007 | Withdrawn | |||
| Morgan Stanley (Asia) Ltd | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| TCL Mobile Commun Co Ltd | -0.0M | 6-Apr-2004 | 21-Aug-2004 | Withdrawn | |||
| Morgan Stanley Australia Ltd UBS Australia Ltd | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Global Ethanol Hldg Pty Ltd | $4.60 - $5.80 | TBA | 18-Aug-2006 | Withdrawn | |||
| Morgan Stanley Banc of America Securities LLC | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Global Signal Inc | GSL | 7.0M | $18.00 | 2-Jun-2004 | 2-Jun-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Morgan Stanley Banco Itau SA Santander Investment Secs | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| El Tejar Limited | TBA | 13-Jan-2009 | Withdrawn | ||||
| Morgan Stanley Banco Itau-BBA SA HSBC Holdings PLC Banco de Santander SA | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| El Tejar Limited | -0.0M | 12-Sep-2008 | 13-Jan-2009 | Withdrawn | |||
| Morgan Stanley Bear Stearns & Co Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| SAIC Inc | SBM | 75.0M | $15.00 | 2-Oct-2006 | 13-Oct-2006 | Priced | Profile |
| Morgan Stanley Citi | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Cardiovascular Systems Inc | TBA | 4-Nov-2008 | Withdrawn | ||||
| Kohlberg Kravis Roberts & Co | TBA | 24-Jun-2009 | Withdrawn | ||||
| Van Kampen Municipal Opportuni | 0.05M | $20.00 | TBA | TBA | Filed | ||
| Morgan Stanley Citi JP Morgan | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Genpact Ltd | G | 35.29M | $14.00 | 1-Aug-2007 | 1-Aug-2007 | Priced | News, SEC, Msgs, Profile, Insider |
| Morgan Stanley Citi Merrill Lynch Credit Suisse | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Babcock & Brown Air Ltd | FLY | 18.7M | $23.00 | 24-Sep-2007 | 26-Sep-2007 | Priced | News, Profile, Research |
| Morgan Stanley Citi Merrill Lynch Credit Suisse Lehman Brothers Deutsche Bank Securities Corp | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Blackstone Group LP | BX | 133.33M | $31.00 | 21-Jun-2007 | 21-Jun-2007 | Priced | News, Profile, Research, Insider |
| Morgan Stanley Citigroup | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Alpha Natural Resources Inc | ANR | 29.5M | $19.00 | 10-Feb-2005 | 14-Feb-2005 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Dresser-Rand Group Inc | DRC | 22.5M | $21.00 | 2-Aug-2005 | 4-Aug-2005 | Priced | News, Msgs, Profile, Research, Insider |
| Foundation Coal Holdings Inc | FCL | 23.61M | $22.00 | 7-Dec-2004 | 8-Dec-2004 | Priced | Profile |
| WebMD Health Corp | WBMD | 6.9M | $17.50 | 27-Sep-2005 | 28-Sep-2005 | Priced | News, Msgs, Profile, Research, Insider |
| Morgan Stanley Citigroup AG Edwards & Sons Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| BlackRock World Investment | BWC | 55.0M | $15.00 | 21-Oct-2005 | 24-Oct-2005 | Priced | News, Msgs, Profile, Research, Insider |
| Morgan Stanley Citigroup Merrill Lynch | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| PanAmSat Holding Corp | PA | 50.0M | $18.00 | 15-Mar-2005 | 16-Mar-2005 | Priced | Profile |
| Morgan Stanley Citigroup/Salomon Smith Barney | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Axis Capital Holdings Ltd | AXS | 21.5M | $22.00 | 10-Jun-2003 | 1-Jul-2003 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Carolina Group | CG | 31.27M | $28.00 | 23-Jan-2002 | 31-Jan-2002 | Priced | Profile |
| Max Re Capital Ltd | MXRE | 14.29M | $16.00 | 13-Aug-2001 | 13-Aug-2001 | Priced | Profile |
| Seagate Technology LLC | STX | 72.5M | $12.00 | 10-Dec-2002 | 10-Dec-2002 | Priced | News, Msgs, Profile, Research, Insider |
| Morgan Stanley Credit Suisse | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| China Dig TV Hldg Co Ltd | STV | 12.0M | $16.00 | 3-Oct-2007 | 4-Oct-2007 | Priced | News, Msgs, Profile, Research |
| DemandTec Inc | DMAN | 6.0M | $11.00 | 7-Aug-2007 | 8-Aug-2007 | Priced | News, Profile, Research, Insider |
| Echo Global Logistics Inc | ECHO | 5.7M | $14.00 | 25-Sep-2009 | 1-Oct-2009 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| GCL Silicon Technology Hldngs | GCL | TBA | 16-Jul-2009 | Withdrawn | Profile | ||
| K12 Inc | LRN | 6.0M | $18.00 | 8-Nov-2007 | 12-Dec-2007 | Priced | News, Profile, Research, Insider |
| Optium Corp | OPTM | 5.2M | $17.50 | 23-Oct-2006 | 26-Oct-2006 | Priced | Profile, Research, Insider |
| Perfect World Co Ltd | PWRD | 11.8M | $16.00 | 23-Jul-2007 | 25-Jul-2007 | Priced | News, Profile, Research |
| Phenomix Corp | TBA | 23-Oct-2008 | Withdrawn | ||||
| Morgan Stanley Credit Suisse First Boston | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Dresser Inc | TBA | 21-Jun-2006 | Withdrawn | ||||
| Google Inc | GOOG | 24.64M | $85.00 | 29-Apr-2004 | 18-Aug-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Morgan Stanley Credit Suisse First Boston JP Morgan | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| NeuStar Inc | NSR | 25.0M | $22.00 | 10-Jun-2005 | 28-Jun-2005 | Priced | News, Msgs, Profile, Research, Insider |
| Morgan Stanley Credit Suisse JP Morgan | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| SS&C Technologies Hold | SSNC | TBA | 29-Oct-2008 | Withdrawn | Profile | ||
| Morgan Stanley Dahlman Rose Weiss LLC | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Baltic Trading Ltd | BDI | -0.0M | TBA | TBA | Filed | Profile | |
| Morgan Stanley Dean Witter | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| APBiotech Inc | APBI | $15.00 - $17.00 | TBA | 23-Apr-2002 | Withdrawn | Profile | |
| ARTISTdirect Inc | ARTD | 5.0M | $12.00 | 27-Mar-2000 | 27-Mar-2000 | Priced | Profile |
| AT&T Latin America Corp | ATTL | -0.0M | 7-Aug-2000 | 18-Sep-2000 | Withdrawn | Profile | |
| Advanced Switching Com Inc | ASCX | 6.25M | $15.00 | 4-Oct-2000 | 4-Oct-2000 | Priced | Profile |
| Agere Systems Inc | 600.0M | $6.00 | 26-Mar-2001 | 27-Mar-2001 | Priced | ||
| Agile Software Corp | AGIL | 3.0M | $21.00 | 19-Aug-1999 | 19-Aug-1999 | Priced | Profile |
| Agilent Technologies Inc | A | 65.0M | $30.00 | 17-Nov-1999 | 17-Nov-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Akamai Technologies Inc | AKAM | 8.0M | $26.00 | 28-Oct-1999 | 28-Oct-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Albecca Inc | -0.0M | 22-May-1998 | 23-Jul-1998 | Withdrawn | |||
| Alo Comunicaciones SA(RSL) | -0.0M | 1-Aug-2000 | TBA | Withdrawn | |||
| AltaVista Co | $18.00 - $20.00 | TBA | 10-Jan-2001 | Withdrawn | |||
| AnswerThink Consulting Group | ANSR | 3.85M | $13.00 | 22-May-1998 | 28-May-1998 | Priced | Profile |
| Applied Science Fiction Inc | $12.00 - $14.00 | TBA | 17-Jul-2000 | Withdrawn | |||
| Ariba Inc | ARBA | 5.0M | $23.00 | 21-Jun-1999 | 22-Jun-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| AsiaInfo Holdings Inc | ASIA | -0.0M | $24.00 | TBA | 2-Mar-2000 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Ask Jeeves Inc | ASKJ | 3.0M | $14.00 | 30-Jun-1999 | 30-Jun-1999 | Priced | Profile |
| Aspect Medical Systems Inc | ASPM | 3.5M | $15.00 | 27-Jan-2000 | 27-Jan-2000 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Avanex Corp | AVNX | 6.0M | $36.00 | 2-Feb-2000 | 3-Feb-2000 | Priced | Profile |
| Avenue A Inc | AVEA | 5.25M | $24.00 | 24-Feb-2000 | 28-Feb-2000 | Priced | Profile |
| Avici Systems Inc | AVCI | 7.0M | $31.00 | 24-Jul-2000 | 27-Jul-2000 | Priced | Profile |
| B2 Bredband | BRED | -0.0M | $115.00 - $165.00 | 25-Sep-2000 | TBA | Withdrawn | Profile |
| BellSouth Corp - Latin America | TBA | 25-Sep-2002 | Withdrawn | ||||
| BioNumerik Pharmaceuticals Inc | BNPI | -0.0M | 2-Mar-2001 | 16-Nov-2001 | Withdrawn | Profile | |
| Bolt Inc | BOLT | $10.00 - $12.00 | TBA | 13-Nov-2000 | Withdrawn | Profile | |
| Breakaway Solutions Inc | BWAY | 3.0M | $14.00 | 1-Oct-1999 | 5-Oct-1999 | Priced | Profile |
| Broadband Sports Inc | FANS | $8.00 - $10.00 | TBA | 9-Aug-2000 | Withdrawn | Profile | |
| Broadcast.Com Inc | BCST | 2.5M | $18.00 | 16-Jul-1998 | 16-Jul-1998 | Priced | Chart, News, Profile, Insider |
| Broadcom Corp | BRCM | 3.5M | $24.00 | 16-Apr-1998 | 16-Apr-1998 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Brocade Commun Sys Inc | BRCD | 3.25M | $19.00 | 24-May-1999 | 24-May-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Burnham Pacific Properties Inc | BPP | 22.14M | $14.12 | 18-Jul-1997 | 24-Mar-1998 | Priced | Chart, News, SEC, Profile, Insider |
| CPFL | PALF3 | -0.0M | 1-Jan-1999 | 1-Nov-1999 | Withdrawn | Profile | |
| CacheFlow Inc | CFLO | 5.0M | $24.00 | 18-Nov-1999 | 18-Nov-1999 | Priced | Profile |
| Celestica Inc | CLS | 8.0M | $17.50 | 18-Feb-1998 | 29-Jun-1998 | Priced | Chart, News, Msgs, Profile, Research |
| ChannelPoint Inc | TBA | 27-Oct-2000 | Withdrawn | ||||
| Chemdex Corp | CMDX | 7.5M | $15.00 | 26-Jul-1999 | 26-Jul-1999 | Priced | Profile |
| Choice One Communications | 7.14M | $20.00 | 16-Feb-2000 | 16-Feb-2000 | Priced | ||
| CiDRA Corp | CIDR | $14.00 - $16.00 | TBA | 16-Apr-2001 | Withdrawn | Profile | |
| Cia General de Combustibles SA | -0.0M | 31-Jan-1998 | TBA | Withdrawn | |||
| Click Commerce Inc | CKCM | 5.0M | $10.00 | 6-Jun-2000 | 26-Jun-2000 | Priced | Profile |
| Cogen Technologies | CGT | $13.00 - $15.00 | TBA | 21-Jan-1999 | Withdrawn | Profile | |
| Conoco(EI du Pont de Nemours) | COC | 150.0M | $23.00 | 16-Oct-1998 | 21-Oct-1998 | Priced | Profile |
| Context Integration Inc | CTXT | -0.0M | 6-Mar-2000 | 7-Dec-2000 | Withdrawn | Profile | |
| Convergys Corp | CVG | 14.0M | $15.00 | 12-Aug-1998 | 12-Aug-1998 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Copper Mountain Networks Inc | CMTN | 4.0M | $21.00 | 11-May-1999 | 12-May-1999 | Priced | Profile |
| Crum & Forster Hldgs(Talegen) | -0.0M | 9-Feb-1998 | 12-Mar-1998 | Withdrawn | |||
| CuraGen Corp | CRGN | 2.75M | $11.50 | 17-Mar-1998 | 18-Mar-1998 | Priced | Profile |
| DURECT Corp | DRRX | 7.0M | $12.00 | 22-Sep-2000 | 27-Sep-2000 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Del Monte Corp (RJR Nabisco) | -0.0M | 1-Apr-1998 | TBA | Withdrawn | |||
| Del Monte Foods Co | DLM | 20.0M | $15.00 | 19-Jan-1999 | 4-Feb-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Delphi Automotive Systems Corp | DPH | 100.0M | $17.00 | 2-Feb-1999 | 4-Feb-1999 | Priced | Profile |
| Destia Communications Inc | DEST | 6.5M | $10.00 | 5-May-1999 | 5-May-1999 | Priced | News, Profile, Research, Insider |
| Digital Insight Corp | DGIN | 3.5M | $15.00 | 27-Sep-1999 | 30-Sep-1999 | Priced | Profile |
| Digitas Inc | DTAS | 9.3M | $24.00 | 9-Mar-2000 | 13-Mar-2000 | Priced | News, SEC, Msgs, Profile, Insider |
| Dragon Systems Inc | TBA | 26-Apr-1999 | Withdrawn | ||||
| Drugstore.com Inc | DSCM | 5.0M | $18.00 | 26-Jul-1999 | 27-Jul-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Duke Energy Field Services | DEF | $20.00 - $22.00 | TBA | 15-Nov-2000 | Withdrawn | Profile | |
| Eclipsys Corp | ECLP | 4.7M | $15.00 | 29-Jul-1998 | 6-Aug-1998 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Equant NV | ENT | 26.13M | $27.00 | 20-Jul-1998 | 20-Jul-1998 | Priced | News, Msgs, Profile, Research |
| Evercom Inc | -0.0M | 10-Sep-1998 | TBA | Filed | |||
| Extreme Networks Inc | EXTR | 7.0M | $17.00 | 8-Apr-1999 | 8-Apr-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Firstmark Communications | TBA | 2-Oct-2001 | Withdrawn | ||||
| Generac Portable Products Inc | GPP | $13.00 | TBA | 17-Apr-2001 | Withdrawn | Profile | |
| Healtheon Corp | HLTH | 5.0M | $8.00 | 10-Feb-1999 | 10-Feb-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| HomeGrocer.com | HOMG | 22.0M | $12.00 | 9-Mar-2000 | 9-Mar-2000 | Priced | Profile |
| Homestead.com Inc | HMST | -0.0M | 8-May-2000 | 6-Oct-2000 | Withdrawn | Profile | |
| Homestore.com Inc | HOMS | 7.0M | $20.00 | 4-Aug-1999 | 4-Aug-1999 | Priced | News, SEC, Msgs, Profile, Research, Insider |
| IBeam Broadcasting Corp | IBEM | 11.0M | $10.00 | 17-May-2000 | 17-May-2000 | Priced | Profile |
| IDG Books Worldwide Inc | IDGB | 3.18M | $15.50 | 22-Jul-1998 | 27-Jul-1998 | Priced | Profile |
| Illuminet Holdings Inc | ILUM | 3.9M | $19.00 | 7-Oct-1999 | 7-Oct-1999 | Priced | Profile |
| Impresse Corp | 3.5M | $11.00 - $13.00 | TBA | TBA | Filed | ||
| Internap Network Services Corp | INAP | 8.7M | $20.00 | 28-Sep-1999 | 29-Sep-1999 | Priced | News, SEC, Msgs, Profile, Research, Insider |
| International Integration Inc | ICUB | 2.5M | $12.00 | 18-Jun-1998 | 22-Jun-1998 | Priced | Profile |
| InternetConnect Inc | -0.0M | 27-Apr-2000 | 29-Sep-2000 | Withdrawn | |||
| Intuitive Surgical Inc | TBA | 15-Jun-1998 | Withdrawn | ||||
| John Hancock Finl Svcs Inc | JHF | 102.0M | $17.00 | 26-Jan-2000 | 26-Jan-2000 | Priced | Profile |
| KMC Telecom Holdings Inc | -0.0M | 19-Sep-2000 | 3-Oct-2001 | Withdrawn | |||
| KPMG Consulting Inc | KCIN | 354.6M | $18.00 | 5-Feb-2001 | 7-Feb-2001 | Priced | Profile |
| Korea Telecom Corp | KTC | 90.19M | $27.56 | 20-May-1999 | 25-May-1999 | Priced | Chart, News, Msgs, Profile, Research |
| Lennox International Inc | LII | 8.5M | $18.75 | 27-Jul-1999 | 28-Jul-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Linc net Inc | -0.0M | 12-Sep-2000 | 14-Feb-2001 | Withdrawn | |||
| MTVi Group Inc | -0.0M | TBA | TBA | Filed | |||
| Mainspring Inc | MSPR | 3.5M | $12.00 | 26-Jul-2000 | 26-Jul-2000 | Priced | Profile |
| Marimba Inc | MRBA | 4.0M | $20.00 | 29-Apr-1999 | 29-Apr-1999 | Priced | Profile |
| Martha Stewart Living | MSO | 7.2M | $18.00 | 18-Oct-1999 | 18-Oct-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| McAfee.com Corp | MCAF | 6.25M | $12.00 | 1-Dec-1999 | 1-Dec-1999 | Priced | Profile |
| MetaSolv Inc | MSLV | 5.0M | $19.00 | 16-Nov-1999 | 17-Nov-1999 | Priced | Profile |
| Motive Communications Inc | $10.00 - $12.00 | TBA | 9-Mar-2001 | Withdrawn | |||
| NEFF Corp | NFF | 6.7M | $14.00 | 21-May-1998 | 21-May-1998 | Priced | Profile |
| NVIDIA Corp | NVDA | 3.5M | $12.00 | 20-Jan-1999 | 21-Jan-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Nanogen Inc | NGEN | 3.6M | $11.00 | 10-Apr-1998 | 13-Apr-1998 | Priced | Profile |
| ON Semiconductor Corp | ONNN | 30.0M | $16.00 | 25-Apr-2000 | 27-Apr-2000 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| OPNET Technologies Inc | OPNT | 4.0M | $13.00 | 31-Jul-2000 | 1-Aug-2000 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| PathNet Telecommunications Inc | PTNT | 4.69M | $15.00 - $17.00 | TBA | TBA | Postponed | Profile |
| Pricelinecom Inc | PCLN | 10.0M | $16.00 | 29-Mar-1999 | 29-Mar-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Professional Detailing Inc | PDII | 2.8M | $16.00 | 19-May-1998 | 19-May-1998 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Proton Energy Systems Inc | PRTN | 7.0M | $17.00 | 27-Sep-2000 | 28-Sep-2000 | Priced | Profile |
| Quantum Bridge Commun Inc | -0.0M | 19-Dec-2000 | 25-May-2001 | Withdrawn | |||
| Quantum Effect Devices Inc | QEDI | 3.72M | $16.00 | 31-Jan-2000 | 31-Jan-2000 | Priced | Profile |
| REALTECH AG | RTC | -0.0M | 6-Oct-1999 | 10-May-2000 | Withdrawn | Profile | |
| Realnames Corporation | -0.0M | 6-Oct-1999 | 10-May-2000 | Withdrawn | |||
| Redback Networks Inc | RBAK | 2.5M | $23.00 | 17-May-1999 | 17-May-1999 | Priced | Profile |
| Reltec Corp | RLT | 5.0M | $29.00 | 14-Jan-1998 | 12-Mar-1998 | Priced | Profile |
| ReplayTV Inc | $13.00 - $15.00 | TBA | 18-Aug-2000 | Withdrawn | |||
| Rigel Pharmaceuticals Inc | RIGL | 5.0M | $7.00 | 22-Nov-2000 | 28-Nov-2000 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Riverstone Networks Inc | RSTN | 10.0M | $12.00 | 15-Feb-2001 | 15-Feb-2001 | Priced | Profile |
| Roxio Inc | -0.0M | 26-Sep-2000 | 3-Jan-2001 | Withdrawn | |||
| SITA Telecommun Holdings NV | -0.0M | 1-Apr-1998 | TBA | Withdrawn | |||
| ServiceSoft Inc | SRVS | 3.5M | $13.00 - $15.00 | TBA | TBA | Filed | Profile |
| SiRF Technology Holdings Inc | $10.00 - $12.00 | TBA | 12-Apr-2001 | Withdrawn | |||
| Silicon Laboratories Inc | SLAB | 3.2M | $31.00 | 23-Mar-2000 | 23-Mar-2000 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| SilverStream Software Inc | SSSW | 3.0M | $16.00 | 12-Aug-1999 | 16-Aug-1999 | Priced | Profile |
| Sina.com | SINA | -0.0M | $17.00 | TBA | 12-Apr-2000 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Snapple Beverage Group Inc | SNP | -0.0M | 27-Jun-2000 | 18-Sep-2000 | Withdrawn | Profile | |
| Software Technologies Corp | STCS | 4.0M | $12.00 | 27-Apr-2000 | 27-Apr-2000 | Priced | Profile |
| Storageapps Inc | STRG | TBA | 25-Jul-2001 | Withdrawn | Profile | ||
| Sun Life Finl Svcs of CA Inc | SLC | -0.0M | $8.50 | TBA | 23-Mar-2000 | Priced | Profile |
| Sycamore Networks Inc | SCMR | 6.5M | $38.00 | 20-Oct-1999 | 21-Oct-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Telefonica Intl Whl Svcs | -0.0M | 1-Aug-2000 | TBA | Withdrawn | |||
| Textilhaus Beck Am Rathausec | -0.0M | 13-May-1998 | TBA | Withdrawn | |||
| Thrupoint Inc | THRU | -0.0M | 20-Apr-2000 | 25-Oct-2000 | Withdrawn | Profile | |
| Tickets.com Inc | TIXX | 6.7M | $12.50 | 3-Nov-1999 | 3-Nov-1999 | Priced | Profile |
| Transmeta Corp | TMTA | 13.0M | $21.00 | 6-Nov-2000 | 6-Nov-2000 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Triton PCS Holdings Inc | TPCS | 9.38M | $18.00 | 27-Oct-1999 | 27-Oct-1999 | Priced | News, SEC, Profile, Insider |
| UOL Inc SA | -0.0M | 26-Jun-1999 | TBA | Withdrawn | |||
| UPS | UPS | 109.4M | $50.00 | 5-Nov-1999 | 9-Nov-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| USEC Inc | USU | 100.0M | $14.25 | 29-Jun-1998 | 22-Jul-1998 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Ultrapar Participacoes SA | -0.0M | 10-Jan-1998 | TBA | Withdrawn | |||
| UniCapital Corp | UCP | 28.0M | $19.00 | 14-May-1998 | 14-May-1998 | Priced | Profile |
| Unigraphics Solutions Inc | UGS | 5.74M | $14.00 | 17-Jun-1998 | 17-Jun-1998 | Priced | Profile |
| United Test & Assembly Center | UTAC | -0.0M | 28-Sep-2000 | 4-Apr-2001 | Withdrawn | Profile | |
| Van Kampen Senior Income Trust | VVR | 170.0M | $10.00 | 23-Jun-1998 | 23-Jun-1998 | Priced | Chart, News, Profile, Insider |
| VeloCom Inc | VELO | TBA | 3-Nov-2000 | Withdrawn | Profile | ||
| VeriSign Inc | VRSN | 3.0M | $14.00 | 29-Jan-1998 | 29-Jan-1998 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Versace | -0.0M | 2-Mar-1998 | TBA | Withdrawn | |||
| Viasystems Group Inc | VG | 40.0M | $21.00 | 23-Mar-2000 | 23-Mar-2000 | Priced | News, SEC, Msgs, Profile, Research, Insider |
| Vignette Corp | -0.0M | 29-Sep-1998 | 23-Oct-1998 | Withdrawn | |||
| Waddell & Reed Financial Inc | WDR | 21.7M | $23.00 | 4-Mar-1998 | 4-Mar-1998 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| WebMethods Inc | WEBM | 4.1M | $35.00 | 24-Jan-2000 | 10-Feb-2000 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Women.com Networks | WOMN | 3.75M | $10.00 | 5-Oct-1999 | 14-Oct-1999 | Priced | Profile |
| Yankee Candle Co Inc | YCC | 12.5M | $18.00 | 1-Jul-1999 | 1-Jul-1999 | Priced | Profile |
| Ziff-Davis Inc(Softbank Corp) | ZD | 25.8M | $15.50 | 28-Apr-1998 | 28-Apr-1998 | Priced | Profile |
| Morgan Stanley Dean Witter CS First Boston Corp | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| GlobalCenter Group Stock | GCTR | $16.00 - $18.00 | TBA | 5-Apr-2001 | Withdrawn | Profile | |
| Morgan Stanley Dean Witter Danske Bank AS | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| GN NetTest A/S | -0.0M | 1-Nov-2000 | TBA | Withdrawn | |||
| Morgan Stanley Dean Witter Goldman Sachs & Co | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| BellSouth group-Latin America | -0.0M | 1-Jan-2000 | TBA | Withdrawn | |||
| Chello Broadband NV | CHLO | -0.0M | $13.00 - $17.00 | 15-Jan-2000 | TBA | Withdrawn | Profile |
| Expedia Inc | EXPE | 5.2M | $14.00 | 8-Nov-1999 | 9-Nov-1999 | Priced | News, Msgs, Profile, Research, Insider |
| Loudcloud Inc | LDCL | 25.0M | $6.00 | 8-Mar-2001 | 8-Mar-2001 | Priced | Profile |
| Morgan Stanley Dean Witter Lehman Brothers | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Time Warner Telecom Inc | -0.0M | 11-Apr-1998 | 6-Jul-1998 | Withdrawn | |||
| Morgan Stanley Dean Witter Salomon Smith Barney | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Allegiance Telecom Inc | ALGX | 12.0M | $15.00 | 5-Jun-1998 | 30-Jun-1998 | Priced | Profile |
| BTI Telecom Corp | BTIX | -0.0M | 16-Jul-1999 | 5-Jan-2001 | Withdrawn | Profile | |
| Genuity Inc | GENU | 173.91M | $11.00 | 23-Jun-2000 | 27-Jun-2000 | Priced | Profile |
| Morgan Stanley Dean Witter Warburg Dillon Read (UK) | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Telia-Telenor | -0.0M | 22-May-1999 | TBA | Withdrawn | |||
| Morgan Stanley Dean Witter Warburg Dillon Read Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Perot Systems Corp | PER | 6.5M | $16.00 | 1-Feb-1999 | 1-Feb-1999 | Priced | Profile |
| Morgan Stanley Deutsche Bank Securities Corp | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| CTC Media Inc | CTCM | 24.71M | $14.00 | 31-May-2006 | 1-Jun-2006 | Priced | News, Msgs, Profile, Research, Insider |
| Cushing MLP Total | SRV | 12.5M | $20.00 | 24-Aug-2007 | 27-Aug-2007 | Priced | News, SEC, Profile, Insider |
| Fabrinet | FN | TBA | 9-Apr-2009 | Withdrawn | Profile | ||
| Gain Capital Holdings Inc | GCAP | -0.0M | TBA | TBA | Filed | Profile | |
| MFResidential Investments Inc | MFR | -0.0M | TBA | TBA | Filed | Profile | |
| MaxLinear Inc | -0.0M | TBA | TBA | Filed | |||
| Morgan Stanley Deutsche Bank Securities Corp Banc of America Securities LLC Citi | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Affinion Group Holdings Inc | AFL | $15.00 - $17.00 | TBA | 14-Nov-2007 | Withdrawn | Profile | |
| Morgan Stanley Deutsche Bank Securities Corp Merrill Lynch | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| WNS(Holdings)Ltd | WNS | 10.43M | $20.00 | 25-Jul-2006 | 25-Jul-2006 | Priced | News, Profile, Research |
| Morgan Stanley Goldman Sachs & Co | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Copa Holdings SA | CPA | 14.0M | $20.00 | 28-Nov-2005 | 14-Dec-2005 | Priced | News, Msgs, Profile, Research |
| Engenio Information Tech Inc | 12.5M | $8.00 - $10.00 | 19-Feb-2004 | 16-Aug-2004 | Withdrawn | ||
| IntercontinentalExchange Inc | ICE | 16.0M | $26.00 | 15-Nov-2005 | 15-Nov-2005 | Priced | News, Msgs, Profile, Research, Insider |
| SuccessFactors Inc | SFSF | 10.79M | $10.00 | 9-Nov-2007 | 19-Nov-2007 | Priced | News, Profile, Research, Insider |
| Morgan Stanley Goldman Sachs & Co Banc of America Securities LLC Deutsche Bank Securities Corp | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| FairPoint Communications Inc | FRP | 25.0M | $18.50 | 3-Feb-2005 | 3-Feb-2005 | Priced | Profile |
| Morgan Stanley Goldman Sachs & Co Citi JP Morgan | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Talecris Biotherapeutics Hldg | TLCR | -0.0M | $19.00 | 19-Oct-2007 | 30-Sep-2009 | Priced | News, Profile, Research, Insider |
| Morgan Stanley Goldman Sachs & Co Lehman Brothers International Merrill Lynch | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| AerCap Holdings NV | AER | 26.1M | $23.00 | 16-Nov-2006 | 20-Nov-2006 | Priced | News, Msgs, Profile, Research, Insider |
| Morgan Stanley Goldman Sachs & Co Lehman Brothers JP Morgan | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Orbitz Worldwide Inc | OWW | 34.0M | $15.00 | 6-Jul-2007 | 19-Jul-2007 | Priced | News, Profile, Research, Insider |
| Morgan Stanley Goldman Sachs & Co UBS Investment Bank Barclays Capital | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Emdeon Inc | EM | 21.45M | $15.50 | 7-Aug-2009 | 11-Aug-2009 | Priced | News, Profile, Research, Insider |
| Morgan Stanley International | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| B2 Bredband | BRED | 29.0M | $11.65 - $16.71 | 22-Sep-2000 | TBA | Postponed | Profile |
| SR Technics Switzerland SA | -0.0M | 17-May-2006 | 7-Sep-2006 | Withdrawn | |||
| Morgan Stanley International Bank Brussel Lambert NV | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Credit Communal de Belgique SA | -0.0M | 1-Jul-1998 | TBA | Withdrawn | |||
| Morgan Stanley International Citigroup Deutsche Bank AG Goldman Sachs International | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Crownstone European Properties | 45.0M | $10.00 | 31-May-2006 | 22-Jun-2006 | Withdrawn | ||
| Morgan Stanley International Credit Suisse FB (Europe) | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Cablecom GmbH | -0.0M | $57.00 - $70.00 | 30-Jul-2005 | 1-Oct-2005 | Withdrawn | ||
| Morgan Stanley JP Morgan | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| CF Industries Holdings Inc | CF | 41.25M | $16.00 | 8-Aug-2005 | 10-Aug-2005 | Priced | News, SEC, Msgs, Profile, Research, Insider |
| DigitalGlobe Inc | DGI | 14.7M | $19.00 | 13-May-2009 | 13-May-2009 | Priced | News, Profile, Research, Insider |
| Hansen Medical Inc | HNSN | 6.25M | $12.00 | 13-Nov-2006 | 15-Nov-2006 | Priced | News, Profile, Research, Insider |
| IROBOT Corp | IRBT | 4.3M | $24.00 | 24-Oct-2005 | 8-Nov-2005 | Priced | News, Msgs, Profile, Research, Insider |
| Net 1 UEPS Technologies Inc | UEPS | 9.85M | $22.00 | 2-Aug-2005 | 2-Aug-2005 | Priced | News, Msgs, Profile, Research, Insider |
| Somaxon Pharmaceuticals Inc | SOMX | 5.0M | $11.00 | 14-Dec-2005 | 14-Dec-2005 | Priced | News, Msgs, Profile, Research, Insider |
| Wells RE Invest Trust Inc | -0.0M | 23-May-2007 | TBA | Filed | |||
| Morgan Stanley JP Morgan China International Capital Co | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Concord Med Svcs Hldg Ltd | CCM | 12.0M | $9.50 - $11.50 | TBA | TBA | Filed | Profile |
| Morgan Stanley JP Morgan Deutsche Bank Securities Corp | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Fortinet Inc | FNT | 12.5M | $12.50 | 16-Nov-2009 | 17-Nov-2009 | Priced | Profile |
| Morgan Stanley Lehman Brothers | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Cavium Networks Inc | CAVM | 6.25M | $13.50 | 1-May-2007 | 1-May-2007 | Priced | News, Profile, Research, Insider |
| EnerSys Inc | ENS | 12.5M | $12.50 | 28-Jul-2004 | 29-Jul-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Imperium Renewables Inc | IMPR | TBA | 3-Jan-2008 | Withdrawn | Profile | ||
| Jazz Pharmaceuticals Inc | JAZZ | 6.0M | $18.00 | 31-May-2007 | 31-May-2007 | Priced | News, Profile, Research, Insider |
| MedAssets Inc | MDAS | -0.0M | $16.00 | 7-Nov-2007 | 12-Dec-2007 | Priced | News, Profile, Research, Insider |
| TechTarget Inc | TTGT | 7.7M | $13.00 | 1-May-2007 | 16-May-2007 | Priced | News, Profile, Research, Insider |
| Verasun Energy Corp | VSE | 18.25M | $23.00 | 9-Jun-2006 | 13-Jun-2006 | Priced | Profile |
| Morgan Stanley Lehman Brothers Asia | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| AirMedia Group Inc | AMCN | -0.0M | $15.00 | 6-Nov-2007 | 6-Nov-2007 | Priced | News, Profile, Research |
| Spreadtrum Communications Inc | SPRD | 8.77M | $14.00 | 22-Jun-2007 | 26-Jun-2007 | Priced | News, Profile, Research |
| Morgan Stanley Lehman Brothers Goldman Sachs & Co Banc of America Securities LLC UBS Investment Bank | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Celanese Corp | CE | 50.0M | $16.00 | 10-Dec-2004 | 20-Jan-2005 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Morgan Stanley Lehman Brothers Merrill Lynch | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Dex Media Inc | DEX | 53.06M | $19.00 | 20-Jul-2004 | 21-Jul-2004 | Priced | Chart, News, Msgs, Profile |
| Morgan Stanley Lehman Brothers UBS Investment Bank | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Chart Industries Inc | GTLS | 12.5M | $15.00 | 20-Jul-2006 | 25-Jul-2006 | Priced | News, Profile, Research, Insider |
| Morgan Stanley Merrill Lynch | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Amicus Therapeutics Inc | FOLD | 5.0M | $15.00 | 25-May-2007 | 30-May-2007 | Priced | News, Profile, Research, Insider |
| Ancestry.com Inc | ACOM | 7.41M | $13.50 | 30-Oct-2009 | 4-Nov-2009 | Priced | News, Profile, Insider |
| Bigband Networks Inc | BBND | 10.7M | $13.00 | 26-Feb-2007 | 14-Mar-2007 | Priced | News, Profile, Research, Insider |
| BladeLogic Inc | BLOG | 5.0M | $17.00 | 24-Jul-2007 | 24-Jul-2007 | Priced | Profile, Research, Insider |
| EHealth Inc | EHTH | 5.0M | $14.00 | 6-Oct-2006 | 12-Oct-2006 | Priced | News, Profile, Research, Insider |
| Intelsat Ltd | $12.00 - $14.00 | TBA | 21-May-2004 | Withdrawn | |||
| Iowa Telecom Services Inc | IWA | 15.79M | $19.00 | 16-Nov-2004 | 17-Nov-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Isilon Systems Inc | ISLN | 8.35M | $13.00 | 14-Dec-2006 | 14-Dec-2006 | Priced | News, Profile, Research, Insider |
| Morgans Hotel Group Co | MHGC | 18.0M | $20.00 | 9-Feb-2006 | 13-Feb-2006 | Priced | News, Msgs, Profile, Research, Insider |
| Thomson Corp | TOC | 38.0M | $31.20 | 11-Jun-2002 | 11-Jun-2002 | Priced | Profile |
| Morgan Stanley Merrill Lynch China International Capital Co | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| China Telecom Corp Ltd | CHA | 159.6M | $18.98 | 23-Sep-2002 | 7-Nov-2002 | Priced | Chart, News, Msgs, Profile, Research |
| Morgan Stanley Merrill Lynch Citi | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Aviv REIT Inc | AVI | 16.6M | $17.00 - $19.00 | TBA | TBA | Postponed | Profile |
| Morgan Stanley Merrill Lynch UBS Investment Bank | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| AECOM Technology Corp | ACM | 35.15M | $20.00 | 9-May-2007 | 9-May-2007 | Priced | News, Profile, Research, Insider |
| Morgan Stanley Merrill Lynch Wachovia Securities Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| PIMCO Income Opportunity Fund | PKO | 0.04M | $25.00 | TBA | TBA | Filed | Profile |
| Morgan Stanley Merrill Lynch(Singapore)Pte | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| HDFC Bank Ltd | HDB | 11.17M | $13.83 | 12-Jul-2001 | 20-Jul-2001 | Priced | Chart, News, Msgs, Profile, Research |
| Morgan Stanley RBC Capital Markets | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Mitel Networks Corp | TBA | 26-Sep-2007 | Withdrawn | ||||
| Morgan Stanley Robert W Baird & Co Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Journal Communications Inc | JRN | 17.25M | $15.00 | 16-Sep-2003 | 23-Sep-2003 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Morgan Stanley SG Cowen Securities Corp | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Chipotle Mexican Grill Inc | CMG | 7.88M | $22.00 | 23-Jan-2006 | 25-Jan-2006 | Priced | News, Msgs, Profile, Research, Insider |
| Morgan Stanley UBS LG Securities Co Ltd | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| LG Philips LCD Co Ltd | LPL | -0.0M | $15.00 | 24-Jun-2004 | 15-Jul-2004 | Priced | Chart, News, Msgs, Profile, Research |
By Company | By Industry | By Underwriter
Copyright © 1999 Yahoo! Inc. All Rights Reserved.
See our Important Disclaimers and Legal Information.
IPO information Copyright © Thomson Financial Securities Data (TFSD)
Data and information is provided for informational purposes only, and is not intended for trading purposes. Neither Yahoo nor any of its data or content providers (such as Hoover's, Inc.) shall be liable for any errors or delays in the content, or for any actions taken in reliance thereon. By accessing the Yahoo! site, a user agrees not to redistribute the information found therein.