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| IPO Filings by Underwriter |
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| H. D. Brous | |||||||
|---|---|---|---|---|---|---|---|
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Muse Technologies Inc | MUZE | 1.2M | $8.00 | 13-Nov-1998 | 16-Nov-1998 | Priced | Profile |
| SFBC International Inc | SFCC | 1.25M | $8.00 | 6-Oct-2000 | 11-Oct-2000 | Priced | Profile |
| U Link Inc | 1.5M | $12.00 - $14.00 | 13-Aug-1999 | 12-Jul-2000 | Withdrawn | ||
| HC Wainwright & Co Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Dynacs Inc | $9.00 - $11.00 | TBA | 4-Apr-2001 | Withdrawn | |||
| HealthDrive Corp | $7.00 - $8.00 | TBA | 19-Oct-1998 | Withdrawn | |||
| Highpoint Acquisition Corp | 4.17M | $6.00 | TBA | TBA | Filed | ||
| Merge Technologies Inc | MRGE | 1.9M | $6.00 | 28-Jan-1998 | 29-Jan-1998 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| HC Wainwright & Co Inc Jesup & Lamont Securities | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Iron Leaf Capital Corp | IRON | $14.00 - $16.00 | TBA | 22-Jan-2008 | Withdrawn | Profile | |
| HCFP Brenner Securities LLC | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| American Telecom Services Inc | ATEL | 2.8M | $5.05 | TBA | TBA | Filed | Profile |
| Gigabeam Corp | GGBM | 1.2M | $5.05 | 6-Aug-2004 | 13-Oct-2004 | Priced | Profile |
| Global Svcs Partners Acq Corp | GSPAA | 5.2M | $5.05 | 14-Mar-2006 | 18-Apr-2006 | Priced | Profile |
| Good Harbor Partners Acq Corp | GHBAU | 1.0M | $4.25 | 1-Feb-2006 | 8-Mar-2006 | Priced | Profile, Insider |
| Israel Growth Partners | IGPBU | 1.0M | $5.05 | 26-May-2006 | 11-Jul-2006 | Priced | Profile |
| Juniper Partners Acq Corp | JNPPA | 1.5M | $5.05 | 1-Mar-2005 | 13-Jul-2005 | Priced | Profile |
| Mercator Partners Acq Corp | MPAQ | 10.2M | $5.25 | TBA | TBA | Filed | Profile |
| Stoneleigh Partners Acq Corp | SOC | 25.0M | $8.00 | 21-May-2007 | 31-May-2007 | Priced | Profile |
| HJ Meyers & Co | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Ambassador Eyewear Group Inc | AEY | 1.2M | $6.00 | 18-Mar-1998 | 20-Mar-1998 | Priced | News, Msgs, Profile, Research, Insider |
| HSBC (UK) Banca Akros SpA | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Acqua.net SpA | -0.0M | 1-Jul-2000 | TBA | Withdrawn | |||
| HSBC Bank PLC Mirabaud Securities Limited | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Mathon Capital Plc | -0.0M | 4-Jul-2007 | 20-Jul-2007 | Withdrawn | |||
| HSBC Holdings PLC | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Al Thani Petroleum | -0.0M | 17-Dec-2005 | 27-May-2008 | Withdrawn | |||
| HSBC Holdings PLC (Hong Kong) | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Ghabbour Auto SAE | -0.0M | 15-May-1999 | TBA | Withdrawn | |||
| HSBC Holdings PLC Renaissance Capital Ltd Uralsibbank | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| TD Kopeyka | -0.0M | 22-Jun-2006 | 1-Jul-2006 | Withdrawn | |||
| HSBC Investment Bank Asia Ltd | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| ColbyNet | -0.0M | 1-Apr-2000 | TBA | Withdrawn | |||
| HSBC Investment Bank PLC | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Jessop Group Ltd | -0.0M | 1-Sep-2002 | 1-Sep-2002 | Withdrawn | |||
| HSBC Investment Banking Ltd | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Ciaoweb | -0.0M | 23-Feb-2000 | TBA | Withdrawn | |||
| Eregli Iron and Steel Works | -0.0M | 1-Jul-1998 | TBA | Withdrawn | |||
| Global Telematics Plc | -0.0M | 1-Oct-2000 | TBA | Withdrawn | |||
| IPS | -0.0M | 6-Jun-1998 | TBA | Withdrawn | |||
| JTT Computers SA | -0.0M | 28-Mar-1998 | TBA | Withdrawn | |||
| HSBC Securities Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| AFI Europe | -0.0M | 5-Jun-2006 | 24-Jun-2006 | Withdrawn | |||
| ActivBiotics Inc | $8.00 - $10.00 | TBA | 13-Nov-2006 | Withdrawn | |||
| Randgold Resources Ltd | GOLD | 5.0M | $13.00 | 10-Jul-2002 | 10-Jul-2002 | Priced | Chart, News, Msgs, Profile, Research |
| HSBC-CCF BNP Paribas SA | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Mediapps | MEDA | -0.0M | $8.80 - $10.00 | 1-Oct-2000 | TBA | Withdrawn | Profile |
| HSBC-Trinkaus & Burkhardt | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Vinkler and Duennebier | -0.0M | 1-Mar-1998 | TBA | Withdrawn | |||
| HVB Corporates & Markets UniCredit Group | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Quarzschmelze Ilmenau GmbH | -0.0M | 14-Nov-2006 | 10-Nov-2006 | Withdrawn | |||
| Hambrecht & Quist | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| @plan.inc | APLN | 2.5M | $14.00 | 17-May-1999 | 20-May-1999 | Priced | Profile |
| ATG | ARTG | 5.0M | $12.00 | 20-Jul-1999 | 20-Jul-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Accredo Health Inc | ACDO | 3.0M | $16.00 | 15-Apr-1999 | 15-Apr-1999 | Priced | Profile |
| AdForce Inc | ADFC | 4.5M | $15.00 | 7-May-1999 | 7-May-1999 | Priced | Profile |
| Aspec Technology Inc | ASPC | 6.0M | $13.00 | 16-Apr-1998 | 28-Apr-1998 | Priced | Profile |
| BMJ Medical Management Inc | BONS | 4.0M | $7.00 | 23-Jan-1998 | 4-Feb-1998 | Priced | Profile |
| Balance Bar Co | BBAR | 2.4M | $10.50 | 29-May-1998 | 2-Jun-1998 | Priced | Profile |
| Blue Rhino Corp | RINO | 2.7M | $13.00 | 14-May-1998 | 19-May-1998 | Priced | News, Msgs, Profile, Research |
| Catapult Communications Corp | CATT | 3.35M | $10.00 | 7-Jan-1999 | 11-Feb-1999 | Priced | Profile |
| ECtel Ltd | ECTX | 3.5M | $12.00 | 21-Oct-1999 | 26-Oct-1999 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| ESPS Inc | ESPS | 3.5M | $7.50 | 16-Jun-1999 | 16-Jun-1999 | Priced | Profile |
| F5 Networks Inc | FFIV | 3.0M | $10.00 | 2-Jun-1999 | 4-Jun-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| First Consulting Group Inc | FCGI | 3.31M | $13.00 | 9-Feb-1998 | 13-Feb-1998 | Priced | Profile |
| Garden.com Inc | GDEN | 4.1M | $12.00 | 14-Sep-1999 | 15-Sep-1999 | Priced | Profile |
| Headway Technologies Inc | $5.00 - $7.00 | TBA | 10-Nov-1999 | Withdrawn | |||
| Horizon Organic Holding Corp | HCOW | 3.0M | $11.00 | 1-Jul-1998 | 2-Jul-1998 | Priced | Profile |
| Immersion Corp | IMMR | 4.25M | $12.00 | 12-Nov-1999 | 12-Nov-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| InfoSpace.com | -0.0M | $9.00 - $10.00 | 23-Nov-1998 | TBA | Withdrawn | ||
| InfoSpace.com Inc | INSP | 5.0M | $15.00 | 15-Dec-1998 | 15-Dec-1998 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Launch Media Inc | LAUN | 3.4M | $22.00 | 22-Apr-1999 | 23-Apr-1999 | Priced | Profile |
| Lifeminders.Com Inc | LFMN | 4.2M | $14.00 | 18-Nov-1999 | 19-Nov-1999 | Priced | Profile |
| LogistiCare Inc | LGTC | 3.3M | $10.00 - $12.00 | TBA | TBA | Postponed | Profile |
| Management Network Group Inc | TMNG | 4.62M | $17.00 | 19-Nov-1999 | 22-Nov-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Mission Critical Software Inc | MCSW | 3.75M | $16.00 | 4-Aug-1999 | 4-Aug-1999 | Priced | Profile |
| Multex Systems Inc | $9.00 - $12.00 | TBA | 16-Oct-1998 | Withdrawn | |||
| NFront Inc | NFNT | 3.9M | $10.00 | 28-Jun-1999 | 29-Jun-1999 | Priced | Profile |
| National Info Consortium Inc | EGOV | 13.0M | $12.00 | 15-Jul-1999 | 15-Jul-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Newgen Results Corporation | NWGN | 3.73M | $13.00 | 20-May-1999 | 21-May-1999 | Priced | Profile |
| Opensite Technologies Inc | OPNS | 5.0M | $13.00 - $15.00 | TBA | TBA | Filed | Profile |
| Optiva Corp | 4.4M | $15.00 - $17.00 | 12-May-1998 | 23-Mar-1999 | Withdrawn | ||
| PFSweb Inc | PFSW | 3.1M | $17.00 | 30-Nov-1999 | 2-Dec-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Point of Sale Ltd | RTX | 2.75M | $7.00 | 10-Jul-1998 | 10-Jul-1998 | Priced | Profile |
| Quotesmith.com Inc | QUOT | 5.0M | $11.00 | 30-Jul-1999 | 3-Aug-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research |
| Reel.com Inc | REEL | -0.0M | 2-Dec-1999 | TBA | Postponed | Profile | |
| SERENA Software Inc | -0.0M | 27-Nov-1998 | TBA | Withdrawn | |||
| SalesLogix Corp | SLGX | 3.33M | $9.00 | 21-May-1999 | 27-May-1999 | Priced | News, Profile |
| Select Comfort Corp | AIRB | 4.0M | $17.00 | 3-Dec-1998 | 4-Dec-1998 | Priced | Profile |
| Signal Pharmaceuticals Inc | $11.00 - $13.00 | TBA | 2-Oct-1998 | Withdrawn | |||
| SmarterKids com Inc | SKDS | 4.5M | $14.00 | 22-Nov-1999 | 23-Nov-1999 | Priced | Profile |
| Stride & Associates Inc | STDA | $10.00 | TBA | 17-Jun-1999 | Withdrawn | Profile | |
| SuperShuttle International Inc | SHTL | $7.00 | TBA | 27-Aug-1998 | Withdrawn | Profile | |
| Transaction Information | TISW | -0.0M | 15-Dec-1999 | 4-May-2000 | Withdrawn | Profile | |
| Hambrecht & Quist BT Alex Brown Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Net2Phone Inc | NTOP | 5.4M | $15.00 | 29-Jul-1999 | 30-Jul-1999 | Priced | Profile |
| Hambrecht & Quist Deutsche Banc Alex Brown | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Net.Genesis Corp | NTGX | 4.25M | $18.00 | 25-Feb-2000 | 29-Feb-2000 | Priced | Profile |
| Hartley Poynton Ltd | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Savannah Gold NL | -0.0M | 5-Sep-2002 | 17-Apr-2003 | Withdrawn | |||
| Henry Cooke Corporate Finance | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Trade Zone International Ltd | -0.0M | 24-Jun-2000 | TBA | Withdrawn | |||
| Hichens Harrison | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Sound Oil PLC | SOU | -0.0M | 26-Jun-2006 | 13-Jul-2006 | Withdrawn | Profile | |
| Hitchens Harrison & Co | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| South China Resources Inc | SCR | -0.0M | $15.00 | 18-Apr-2005 | 18-Apr-2005 | Withdrawn | Profile |
| Hoak Breedlove Wesneski & Co | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| EagleDirect com Inc | -0.0M | 26-Oct-1999 | 6-Jun-2000 | Withdrawn | |||
| ICARUS International Inc | ICRS | $7.00 - $9.00 | TBA | 11-Jun-1999 | Withdrawn | Profile | |
| Internet America Inc | GEEK | 2.3M | $13.00 | 17-Nov-1998 | 10-Dec-1998 | Priced | Chart, News, Profile, Research, Insider |
| Hoefer & Arnett Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Guaranty Bancshares Inc | GNTY | 0.35M | $14.25 | 11-May-1998 | 18-May-1998 | Priced | Profile |
| Hoffmann Schneider | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Kneissl Dachstein Sportartikel | -0.0M | 1-Jan-1998 | TBA | Withdrawn | |||
| Hongkong & Shanghai Bank (HK) | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| High Tech Wealth Group | -0.0M | 20-Aug-2002 | 12-Nov-2003 | Withdrawn | |||
| Shanghai Forte | -0.0M | 23-Aug-2003 | 1-Dec-2003 | Withdrawn | |||
| Hoodless Brennan & Partners | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Music Entertainment Group Plc | -0.0M | 1-Jul-2002 | TBA | Withdrawn | |||
| Hornblower, Weeks, Noyes & Tra | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Stratus Services Group Inc | SSVG | 1.3M | $6.00 | 17-Mar-2000 | 26-Apr-2000 | Priced | Chart, News, Profile, Insider |
| Howe Barnes Investments | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| MegaBank Financial Corp | MBFC | 1.45M | $11.00 | 30-Oct-1998 | 17-Nov-1998 | Priced | Profile |
| Team Financial Inc | TFIN | 1.0M | $11.25 | 8-Jun-1999 | 22-Jun-1999 | Priced | Profile |
| Howe Barnes Investments Inc. | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Midwest Banc Holdings Inc | MBHI | 1.1M | $15.00 | 6-Feb-1998 | 23-Feb-1998 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Howrath Clark Whitehill & Co | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Betabet.com plc | -0.0M | 20-Nov-2000 | TBA | Withdrawn | |||
| Hudson Securities | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Metals Quest Australia Ltd | -0.0M | 24-May-2003 | 26-Feb-2003 | Withdrawn | |||
| Hypo-bank | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Lindemeyer GmbH | -0.0M | 1-Jan-1998 | TBA | Withdrawn | |||
| HypoVereinsbank AG | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Data Display GmbH & Co KG | -0.0M | $8.50 - $11.00 | 4-Nov-2000 | TBA | Withdrawn | ||
| HEXMAC Software Systems AG | -0.0M | $15.00 - $18.00 | 13-Sep-2000 | TBA | Withdrawn | ||
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